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Original filing (PDF)20251013192527NAL0000913491008
LIQUIDIA TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
LIQUIDIA TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Signals · 1
38% in single holding
Active participants
164
Accounts w/ balance
193
Plan assets (EOY)
$13.8M
Net assets (EOY)
$13.8M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Group Total Stock Index Admiral Stock Mutual Fund" is 38% of plan.
Helping the score
- Below-peer total fees (6 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LIQUIDIA TECHNOLOGIES, INC..
Plan sponsor
Name
LIQUIDIA TECHNOLOGIES, INC.
EIN
20-1926605
Address
419 DAVIS DRIVE, SUITE 100 · MORRISVILLE, NC · 27560
Phone
(919) 328-4400
Industry
Manufacturingsee all
Plan administrator
Name
GUIDELINE RK, LLC
EIN
30-1418950
City
BURLINGAME, CA
Phone
(888) 228-3491
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
RUSSON + JOHNSTON CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT TRUST COMPANY | 43-1971558 | — | CUSTODIAN | $0 | — |
Recordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GUIDELINE, INC. | 47-4474775 | — | RECORDKEEPER | $8K | — |
Investments
29 direct securities· $13.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Total Stock Index Admiral Stock Mutual Fund | — | — | — | $5.2M | 37.5% | |
| Vanguard Group Bond Index Admiral Class Mutual Fund | — | — | — | $2.4M | 17.1% | |
| Vanguard Funds Developed Markets Index Fund Admiral Shares Mutual Fund | — | — | — | $2.1M | 15.4% | |
| Vanguard Emerging Markets Stock Index Fund Admiral Shares Mutual Fund | — | — | — | $1.1M | 7.8% | |
| Vanguard Funds Total International Bond Index Mutual Fund | — | — | — | $793K | 5.7% | |
| Vanguard Specialized Div Reit Index Fund Admiral Shares Mutual Fund | — | — | — | $603K | 4.4% | |
| Vanguard Group Index 500 Admiral Mutual Fund | — | — | — | $401K | 2.9% | |
| Vanguard Group Growth Index Admiral Mutual Fund | — | — | — | $299K | 2.2% | |
| Vanguard Short-Term Inflation-Protected Securities Index Fund Admiral Shares Mutual Fund | — | — | — | $143K | 1.0% | |
| Participant Loans to participants, bearing interest from 8.75% to 9.50% | — | — | — | $136K | 1.0% | |
| Vanguard Group Mid Cap Index Admiral Mutual Fund | — | — | — | $121K | 0.9% | |
| Vanguard Group Total Institutional Stock Market Index Fund Admiral Shares Mutual Fund | — | — | — | $91K | 0.7% | |
| Vanguard Group Small Cap Value Index Admiral Mutual Fund | — | — | — | $89K | 0.6% | |
| Vanguard Group Value Index Admiral Mutual Fund | — | — | — | $73K | 0.5% | |
| Vanguard Information Technology Index Admiral Mutual Fund | — | — | — | $57K | 0.4% | |
| Vanguard Health Care Index Admiral Mutual Fund | — | — | — | $47K | 0.3% | |
| Vanguard Group Reserve Fed MM Fund Mutual Fund | — | — | — | $41K | 0.3% | |
| Vanguard Energy Index Admiral Mutual Fund | — | — | — | $35K | 0.3% | |
| Vanguard Group Small Cap Index Admiral Mutual Fund | — | — | — | $27K | 0.2% | |
| Vanguard Group Short-Term Bond Index Fund Admiral Shares Mutual Fund | — | — | — | $25K | 0.2% | |
| Vanguard Group Intermediate-Term Bond Index Fund Admiral Shares Mutual Fund | — | — | — | $21K | 0.2% | |
| Vanguard Group Large Cap Index Fund Admiral Mutual Fund | — | — | — | $10K | <0.1% | |
| Vanguard Group Mid Cap Growth Index Admiral Mutual Fund | — | — | — | $9K | <0.1% | |
| Vanguard Materials Index Admiral Mutual Fund | — | — | — | $9K | <0.1% | |
| Vanguard Total International Equity Admiral Mutual Fund | — | — | — | $5K | <0.1% | |
| Vanguard Industrials Index Fund Admiral Shares Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard European Stock Index Fund Admiral Shares Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Specialized Dividend Appreciation Index Fund Admiral Shares Mutual Fund | — | — | — | $1K | <0.1% | |
| Vanguard Group Extended Market Index Mutual Fund | — | — | — | $1K | <0.1% |
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