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Original filing (PDF)20251004082859NAL0001145971001
MBMS, LLC
Form 5500
FILING_RECEIVED
MBMS 401K PLAN
401(k) retirement plan
Active participants
174
Accounts w/ balance
166
Plan assets (EOY)
$12.8M
Net assets (EOY)
$12.8M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 53% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MBMS, LLC.
Plan sponsor
Name
MBMS, LLC
EIN
20-1751180
Address
111 CONTINENTAL DRIVE SUITE 315 · NEWARK, DE · 19713
Phone
(888) 625-4753
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MAILLIE, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $16K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | — | WALTHAM, MA | INVESTMENT ADVISOR | $28K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DELAWARE VALLEY RETIREMENT INC. | — | RIDLEY PARK, PA | CONTRACT ADMIN | $12K | — |
Investments
35 direct securities· $12.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TCW Core Fixed-Income I Registered Investment Company 0 Vanguard 500 Index Admiral Registered Investment Company | — | — | — | $2.4M | 19.1% | |
| American Funds 2050 Target Date Retire R6 Registered Investment Company | — | — | — | $1.3M | 10.3% | |
| American Funds 2040 Target Date Retire R6 Registered Investment Company | — | — | — | $1.2M | 9.5% | |
| American Century Ultra R6 Registered Investment Company | — | — | — | $1.1M | 8.7% | |
| American Funds 2035 Target Date Retire R6 Registered Investment Company | — | — | — | $811K | 6.4% | |
| American Funds 2030 Target Date Retire R6 Registered Investment Company | — | — | — | $772K | 6.0% | |
| JPMorgan Mid Cap Growth R6 Registered Investment Company | — | — | — | $766K | 6.0% | |
| Key Guaranteed Portfolio Fund Fully Benefit-Responsive Investment Contract | — | — | — | $519K | 4.1% | |
| American Funds 2020 Target Date Retire R6 Registered Investment Company | — | — | — | $504K | 3.9% | |
| Vanguard Equity Income Fund Registered Investment Company | — | — | — | $475K | 3.7% | |
| American Funds 2045 Target Date Retire R6 Registered Investment Company | — | — | — | $462K | 3.6% | |
| American Funds 2055 Target Date Retire R6 Registered Investment Company | — | — | — | $297K | 2.3% | |
| MassMutual Overseas I Registered Investment Company | — | — | — | $268K | 2.1% | |
| Columbia Global Tech Growth Instl 2 Registered Investment Company | — | — | — | $247K | 1.9% | |
| American Funds 2015 Target Date Retire R6 Registered Investment Company | — | — | — | $219K | 1.7% | |
| October 2029 | — | — | — | $209K | 1.6% | |
| Vanguard Small Cap Index Adm Registered Investment Company | — | — | — | $206K | 1.6% | |
| Fidelity Advisor Focused Emerging Mrkt Z Registered Investment Company | — | — | — | $200K | 1.6% | |
| JPMorgan Income R6 Registered Investment Company | — | — | — | $188K | 1.5% | |
| Principal MidCap S&P 400 Index R6 Registered Investment Company | — | — | — | $118K | 0.9% | |
| Fidelity Advisor Investment Gr Bd Z Registered Investment Company | — | — | — | $96K | 0.7% | |
| American Funds 2060 Target Date Retire R6 Registered Investment Company | — | — | — | $91K | 0.7% | |
| MFS Mid Cap Value R6 Registered Investment Company | — | — | — | $38K | 0.3% | |
| American Century Small Cap Value R6 Registered Investment Company | — | — | — | $37K | 0.3% | |
| BlackRock Inflation Protected Bond K Registered Investment Company | — | — | — | $35K | 0.3% | |
| DWS Reef Real Estate Securities Instl Registered Investment Company | — | — | — | $29K | 0.2% | |
| American Century Government Bond R5 Registered Investment Company | — | — | — | $26K | 0.2% | |
| BlackRock Health Sciences Opps Instl Registered Investment Company | — | — | — | $19K | 0.1% | |
| BlackRock High Yield Bond Instl Registered Investment Company | — | — | — | $18K | 0.1% | |
| American Funds 2025 Target Date Retire R6 Registered Investment Company | — | — | — | $17K | 0.1% | |
| Fidelity Advisor Global Commodity Stk Z Registered Investment Company | — | — | — | $9K | <0.1% | |
| Invesco Gold & Special Minerals R6 Registered Investment Company | — | — | — | $5K | <0.1% | |
| BlackRock Strategic Global Bond K Registered Investment Company | — | — | — | $5K | <0.1% | |
| American Funds 2065 Target Date Retire R6 Registered Investment Company | — | — | — | $5K | <0.1% | |
| Vanguard Mid Cap Index Fund - Admiral Registered Investment Company 0 Vanguard Short-Term Federal Inv Registered Investment Company | — | — | — | $2K | <0.1% |