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Original filing (PDF)20251030110510NAL0003075840001
CAPITAL PROPERTIES SERVICES, LLC
Form 5500
FILING_RECEIVED
CAPITAL PROPERTIES SERVICES, LLC 401(K) PLAN
401(k) retirement plan
Active participants
218
Accounts w/ balance
500
Plan assets (EOY)
$19.6M
Net assets (EOY)
$19.6M
How this plan invests
This plan
2 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 61 bps in Schedule C fees — 111% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPITAL PROPERTIES SERVICES, LLC.
Plan sponsor
Name
CAPITAL PROPERTIES SERVICES, LLC
EIN
20-1608689
Address
115 BROADWAY, STE. #1705 · NEW YORK, NY · 10006
Phone
(646) 467-9157
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-30
Pension benefit codes
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $52K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ INVESTMENT ADVISORY SERVICES, | 81-3968784 | — | INVESTMENT ADVISOR | $43K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CITRIN COOPERMAN & COMPANY LLP | 22-2428965 | — | ACCOUNTANT/AUDITOR | $25K | — |
Investments
27 direct securities · 2 pooled funds· $20.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.1M
27 holdings
Common Collective Trust
$1.8M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Admiral Shares Mutual Funds | — | — | — | $2.5M | 12.6% | |
| American Funds 2030 Target Date R6 Mutual Funds | — | — | — | $2.1M | 10.9% | |
| Fidelity Contrafund Mutual Funds | — | — | — | $2.1M | 10.6% | |
| American Funds 2050 Target Date R6 Mutual Funds | — | — | — | $1.3M | 6.7% | |
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $1.3M | 6.4% | |
| Managed Income Portfolio Class I Investment Value at NAV | — | — | — | $1.3M | 6.4% | |
| American Funds 2045 Target Date R6 Mutual Funds | — | — | — | $1.1M | 5.8% | |
| American Funds 2040 Target Date R6 Mutual Funds | — | — | — | $1.1M | 5.5% | |
| American Funds 2035 Target Date R6 Mutual Funds | — | — | — | $929K | 4.7% | |
| American Funds 2025 Target Date R6 Mutual Funds | — | — | — | $816K | 4.2% | |
| American Funds 2020 Target Date R6 Mutual Funds | — | — | — | $749K | 3.8% | |
| Vanguard Windsor II Fund Admiral Shares Mutual Funds | — | — | — | $611K | 3.1% | |
| American Funds 2055 Target Date R6 Mutual Funds | — | — | — | $608K | 3.1% | |
| Columbia Select Mid Cap Value Fund Institutional 3 Class Mutual Funds | — | — | — | $565K | 2.9% | |
| FA STABLE VALUE II FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $531K | 2.7% | |
| Goldman Sachs Bond Fund Class R6 Shares Mutual Funds | — | — | — | $481K | 2.5% | |
| Vanguard Small-Cap Index Fund Admiral Shares Mutual Funds | — | — | — | $414K | 2.1% | |
| American Funds 2060 Target Date R6 Mutual Funds | — | — | — | $406K | 2.1% | |
| JPMorgan Mid Cap Growth Fund R6 Mutual Funds | — | — | — | $378K | 1.9% | |
| American Funds EuroPacific Growth Fund R6 Mutual Funds | — | — | — | $356K | 1.8% | |
| Notes receivable from participants Outstanding participant $- | — | — | — | $225K | 1.1% | |
| American Beacon Small Cap Value Fund R5 Mutual Funds | — | — | — | $225K | 1.1% | |
| PGIM High Yield R6 Mutual Funds | — | — | — | $179K | 0.9% | |
| American Funds 2010 Target Date R6 Mutual Funds | — | — | — | $134K | 0.7% | |
| American Funds 2065 Target Date R6 Mutual Funds | — | — | — | $134K | 0.7% | |
| American Funds 2015 Target Date R6 Mutual Funds | — | — | — | $133K | 0.7% | |
| Vanguard Developed Markets Index Fund Admiral Shares Mutual Funds | — | — | — | $126K | 0.6% | |
| Vanguard Mid-Cap Index Fund Admiral Shares Mutual Funds | — | — | — | $74K | 0.4% | |
| Vanguard Explorer Fund Admiral Shares Mutual Funds | — | — | — | $65K | 0.3% |
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