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Original filing (PDF)20251015095949NAL0008634722001
HEALTH CAROUSEL LLC
Form 5500
FILING_RECEIVED
HEALTH CAROUSEL LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
2,915
Accounts w/ balance
2,937
Plan assets (EOY)
$80.0M
Net assets (EOY)
$80.0M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — 116% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEALTH CAROUSEL LLC.
Plan sponsor
Name
HEALTH CAROUSEL LLC
EIN
20-1601546
Address
4000 SMITH RD. STE 410 · CINCINNATI, OH · 45209
Phone
(513) 729-9856
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BARNES DENNIG & CO. LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $243K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VALMARK SECURITIES INC. | 31-1509466 | — | INVESTMENT/FINANCIAL ADVI | $34K | — |
| MESIROW FINANCIAL INVESTMENT MANAGE | 36-3429599 | — | INVESTMENT/FINANCIAL ADVI | $0 | — |
Investments
31 direct securities· $79.2M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $13.2M | 16.5% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $13.1M | 16.4% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $11.0M | 13.8% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $7.5M | 9.3% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $6.1M | 7.6% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $4.8M | 6.0% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $4.3M | 5.3% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $2.5M | 3.1% | |
| T ROWE PRICE GROWTH STOCK I | Registered Investment Companies | — | — | $2.4M | 2.9% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $1.9M | 2.3% | |
| AMERICAN FUNDS WAMU - R6 | Registered Investment Companies | — | — | $1.5M | 1.9% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $1.4M | 1.7% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $1.4M | 1.7% | |
| DFA US LARGE CO FUND I | Registered Investment Companies | — | — | $893K | 1.1% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $846K | 1.1% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $745K | 0.9% | |
| ISHARES US AGGREGATE BD IDX K | Registered Investment Companies | — | — | $689K | 0.9% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $623K | 0.8% | |
| UNDISC MGRS BEHAVIORAL VAL R6 | Registered Investment Companies | — | — | $430K | 0.5% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $430K | 0.5% | |
| PARAMETRIC INTERNATIONAL EQ R6 | Registered Investment Companies | — | — | $422K | 0.5% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $419K | 0.5% | |
| INV DISC MID CAP GROWTH R6 | Registered Investment Companies | — | — | $382K | 0.5% | |
| JPMORGAN GOV BOND R6 | Registered Investment Companies | — | — | $357K | 0.4% | |
| WESTERN ASSET CORE PLUS BD IS | Registered Investment Companies | — | — | $346K | 0.4% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $321K | 0.4% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $315K | 0.4% | |
| T ROWE INSTL EMERGING MARKT EQ | Registered Investment Companies | — | — | $290K | 0.4% | |
| FID INFL-P BD IDX | Registered Investment Companies | — | — | $276K | 0.3% | |
| AMC EMERGING MKTS - R6 | Registered Investment Companies | — | — | $258K | 0.3% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $240K | 0.3% |