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Original filing (PDF)20250922125601NAL0005261441001
SURLY BREWING CO.
Form 5500
FILING_RECEIVED
SURLY BREWING CO. 401(K) PLAN
401(k) retirement plan
Active participants
291
Accounts w/ balance
153
Plan assets (EOY)
$5.9M
Net assets (EOY)
$5.9M
How this plan invests
This plan
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 53% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SURLY BREWING CO..
Plan sponsor
Name
SURLY BREWING CO.
EIN
20-1385809
Address
4811 DUSHARME DRIVE · BROOKLYN CENTER, MN · 55429
Phone
(763) 999-4035
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $19K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $5K | — |
Investments
23 direct securities· $5.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral N/R | — | — | — | $1.0M | 17.1% | |
| American Century Investments American Century One Choice 2050 I N/R | — | — | — | $781K | 13.1% | |
| Vanguard Small Cap Index Adm N/R | — | — | — | $729K | 12.3% | |
| American Century Investments American Century One Choice 2045 I N/R | — | — | — | $546K | 9.2% | |
| American Century Investments American Century One Choice 2055 I N/R | — | — | — | $445K | 7.5% | |
| American Century Investments American Century One Choice 2030 I N/R | — | — | — | $422K | 7.1% | |
| AllianceBernstein AB Large Cap Growth I N/R | — | — | — | $381K | 6.4% | |
| American Century Investments American Century One Choice 2040 I N/R | — | — | — | $298K | 5.0% | |
| Nuveen International Equity Index R6 N/R | — | — | — | $286K | 4.8% | |
| Vanguard Mid Cap Index Fund - Admiral N/R | — | — | — | $172K | 2.9% | |
| American Century Investments American Century One Choice 2060 I N/R | — | — | — | $149K | 2.5% | |
| American Century Investments American Century One Choice 2035 I N/R | — | — | — | $130K | 2.2% | |
| Franklin Templeton Investments Putnam Large Cap Value Y N/R | — | — | — | $87K | 1.5% | |
| PGIM Total Return Bond Z N/R | — | — | — | $75K | 1.3% | |
| Fidelity Investments Fidelity Advisory International Growth Z N/R | — | — | — | $68K | 1.1% | |
| Empower Annuity Insurance Key Guaranteed Portfolio Fund N/R | — | — | — | $64K | 1.1% | |
| MFS Mid Cap Value R3 N/R | — | — | — | $62K | 1.0% | |
| American Century Investments American Century Small Cap Value R6 N/R | — | — | — | $55K | 0.9% | |
| MFS Mid Cap Growth R6 N/R | — | — | — | $45K | 0.8% | |
| Nuveen Real Estate Securities A N/R | — | — | — | $45K | 0.8% | |
| AllianceBernstein AB Small Cap Growth Z N/R | — | — | — | $37K | 0.6% | |
| PIMCO Diversified Inc Instl N/R | — | — | — | $33K | 0.5% | |
| Company of America * Participant Loans Interest rates: 9.0% $0 | — | — | — | $19K | 0.3% |
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