Original filing (PDF)20240927144713NAL0002253329001

CASTLE CREEK ARBITRAGE, LLC

Name: CASTLE CREEK ARBITRAGE, LLC — CASTLE CREEK ARBITRAGE, LLC 401(K) PROFIT SHARING PLAN, Form 5500 (2023)
Creator: CASTLE CREEK ARBITRAGE, LLC

Form 5500-SF

FILING_RECEIVED

CASTLE CREEK ARBITRAGE, LLC 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CASTLE CREEK ARBITRAGE, LLC.

Plan sponsor

Name

CASTLE CREEK ARBITRAGE, LLC

EIN

20-1327775

Address

376 DEVON ROAD · VALPARAISO, IN · 46385

Phone

(312) 692-5075

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2024-01-01

Tax period

2024-01-26

Filed

2024-09-27

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2F · ERISA section 404(c)

Service providers (Schedule C)

Small plans don't disclose service providers

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