Original filing (PDF)20251010171031NAL0004428835001

CLIFFWATER LLC

Name: CLIFFWATER LLC — CLIFFWATER LLC 401(K) PLAN, Form 5500 (2024)
Creator: CLIFFWATER LLC

Form 5500

FILING_RECEIVED

CLIFFWATER LLC 401(K) PLAN

401(k) retirement plan

Active participants

178

Accounts w/ balance

203

Plan assets (EOY)

$34.0M

Net assets (EOY)

$34.0M

How this plan invests

This plan

39 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Helping the score

Below-peer total fees (0 bps vs 29 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CLIFFWATER LLC.

Plan sponsor

Name

CLIFFWATER LLC

EIN

20-1246914

Address

MARINA TOWERS · 4640 ADMIRALTY WAY, 11TH FLOOR · MARINA DEL REY, CA · 90292

Phone

(310) 448-5017

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

2E · Profit-sharing

2F · ERISA section 404(c)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

PENSION ASSURANCE LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$25	—

Investments

39 direct securities· $34.0M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
Fidelity Total Market Index Fund Mutual Fund	—	—	—	$6.5M	19.2%
Fidelity Blue Chip Growth Fund - Class K Mutual Fund	—	—	—	$3.6M	10.7%
Fidelity Growth Company Fund - Class K Mutual Fund	—	—	—	$2.3M	6.9%
Fidelity Freedom Index 2035 Fund Investor Class Mutual Fund	—	—	—	$2.2M	6.3%
Fidelity Freedom Index 2050 Fund Investor Class Mutual Fund	—	—	—	$1.9M	5.7%
Fidelity Freedom Index 2055 Fund Investor Class Mutual Fund	—	—	—	$1.6M	4.7%
Fidelity Government Money Market Fund Mutual Fund	—	—	—	$1.3M	3.7%
Fidelity Overseas Fund - Class K Mutual Fund	—	—	—	$1.2M	3.6%
Fidelity Freedom Index 2060 Fund Investor Class Mutual Fund	—	—	—	$1.2M	3.5%
Fidelity OTC Portfolio Mutual Fund	—	—	—	$1.1M	3.2%
Fidelity International Capital Appreciation Fund Mutual Fund	—	—	—	$1.0M	3.0%
Fidelity Contrafund - Class K Mutual Fund	—	—	—	$887K	2.6%
Fidelity Mid-Cap Stock Fund Mutual Fund	—	—	—	$867K	2.6%
Fidelity Emerging Markets Index Fund Mutual Fund	—	—	—	$676K	2.0%
Fidelity Extended Market Index Fund Mutual Fund	—	—	—	$655K	1.9%
Fidelity Value Strategies Fund Mutual Fund	—	—	—	$653K	1.9%
Fidelity Investment Grade Bond Fund Mutual Fund	—	—	—	$571K	1.7%
Fidelity Small Cap Discovery Fund Mutual Fund	—	—	—	$559K	1.6%
Fidelity International Index Fund Mutual Fund	—	—	—	$534K	1.6%
Fidelity Freedom Index 2030 Fund Investor Class Mutual Fund	—	—	—	$514K	1.5%
Fidelity Freedom Index 2045 Fund Investor Class Mutual Fund	—	—	—	$505K	1.5%
Fidelity Value Fund Mutual Fund	—	—	—	$421K	1.2%
Fidelity Real Estate Investment Portfolio Mutual Fund	—	—	—	$399K	1.2%
Fidelity High Income Fund Mutual Fund	—	—	—	$394K	1.2%
Fidelity Small Cap Index Fund Mutual Fund	—	—	—	$372K	1.1%
Fidelity Freedom Index 2040 Fund Investor Class Mutual Fund	—	—	—	$343K	1.0%
Fidelity Freedom Index 2065 Fund Investor Class Mutual Fund	—	—	—	$295K	0.9%
Fidelity Intermediate Bond Fund Mutual Fund	—	—	—	$237K	0.7%
Fidelity Short-Term Bond Fund Mutual Fund	—	—	—	$224K	0.7%
Fidelity Puritan Fund Mutual Fund	—	—	—	$168K	0.5%
Fidelity Dividend Growth Fund Mutual Fund	—	—	—	$154K	0.5%
Fidelity Freedom Index 2020 Fund Investor Class Mutual Fund	—	—	—	$103K	0.3%
VanEck Global Resources Fund A Mutual Fund	—	—	—	$103K	0.3%
American Beacon Large Cap Value Fund Inv Mutual Fund	—	—	—	$98K	0.3%
AB Small Cap Growth Portfolio Class K Mutual Fund	—	—	—	$92K	0.3%
Templeton Global Bond Fund - Class A Mutual Fund	—	—	—	$76K	0.2%
PIMCO Commodity Real Ret Strat Instl Mutual Fund	—	—	—	$55K	0.2%
Fidelity Inflation-Protected Bond Index Fund Mutual Fund	—	—	—	$49K	0.1%
Hartford International Opportunities R4 Mutual Fund	—	—	—	$37K	0.1%