How big is Cliffwater LLC's plan?

Cliffwater LLC's plan reported $34.0M in assets and 178 participants for 2024.

Original filing (PDF)20251010171031NAL0004428835001

Cliffwater LLC

Name: Cliffwater LLC — Cliffwater LLC 401(k) Plan, Form 5500 (2024)
Creator: Cliffwater LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Cliffwater LLC 401(k) Plan

401(k) retirement plan · Cliffwater LLC's Cliffwater LLC 401(k) Plan held $34.0M in plan assets for 178 participants in 2024, with Fidelity as recordkeeper.

Signals · 2

Corrective distributions issuedHigh average account balance

Active participants

178

Accounts w/ balance

203

Plan assets (EOY)

$34.0M

Net assets (EOY)

$34.0M

People on this filing

Ramona Peters signed Cliffwater LLC's 2024 Form 5500 as plan administrator.

Ramona Peters — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Cliffwater LLC's EIN is 20-1246914.

EIN 20-1246914

Plan number 001

Plan year 2024

ACK ID 20251010171031NAL0004428835001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Cliffwater LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Cliffwater LLC's plan includes a 401(k) feature, a default investment (QDIA), profit-sharing, ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CLIFFWATER LLC.

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How this plan invests

This plan

39 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

Below-peer total plan cost (97th percentile).
High average account balance (92nd percentile).

Plan sponsor

Name

CLIFFWATER LLC

EIN

all filings

Address

MARINA TOWERS · 4640 ADMIRALTY WAY, 11TH FLOOR · MARINA DEL REY, CA · 90292

Phone

(310) 448-5017

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

2E · Profit-sharing

2F · ERISA section 404(c)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

PENSION ASSURANCE LLP

Trustee / custodian

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$25	—

Investments

39 direct securities· $34.0M(100% of reported assets)

Mutual Funds

$24.8M

29 holdings

Common Collective Trusts

$8.8M

6 holdings

Other securities

$330K

4 holdings

					% of plan
Fidelity Total Market Index Fund Mutual Fund	Common Collective Trusts	—	—	$6.5M	19.2%
Fidelity Blue Chip Growth Fund - Class K Mutual Fund	Mutual Funds	—	—	$3.6M	10.7%
Fidelity Growth Company Fund - Class K Mutual Fund	Mutual Funds	—	—	$2.3M	6.9%
Fidelity Freedom Index 2035 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$2.2M	6.3%
Fidelity Freedom Index 2050 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$1.9M	5.7%
Fidelity Freedom Index 2055 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$1.6M	4.7%
Fidelity Government Money Market Fund Mutual Fund	Mutual Funds	—	—	$1.3M	3.7%
Fidelity Overseas Fund - Class K Mutual Fund	Mutual Funds	—	—	$1.2M	3.6%
Fidelity Freedom Index 2060 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$1.2M	3.5%
Fidelity OTC Portfolio Mutual Fund	Mutual Funds	—	—	$1.1M	3.2%
Fidelity International Capital Appreciation Fund Mutual Fund	Mutual Funds	—	—	$1.0M	3.0%
Fidelity Contrafund - Class K Mutual Fund	Mutual Funds	—	—	$887K	2.6%
Fidelity Mid-Cap Stock Fund Mutual Fund	Mutual Funds	—	—	$867K	2.6%
Fidelity Emerging Markets Index Fund Mutual Fund	Common Collective Trusts	—	—	$676K	2.0%
Fidelity Extended Market Index Fund Mutual Fund	Common Collective Trusts	—	—	$655K	1.9%
Fidelity Value Strategies Fund Mutual Fund	Mutual Funds	—	—	$653K	1.9%
Fidelity Investment Grade Bond Fund Mutual Fund	Mutual Funds	—	—	$571K	1.7%
Fidelity Small Cap Discovery Fund Mutual Fund	Mutual Funds	—	—	$559K	1.6%
Fidelity International Index Fund Mutual Fund	Common Collective Trusts	—	—	$534K	1.6%
Fidelity Freedom Index 2030 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$514K	1.5%
Fidelity Freedom Index 2045 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$505K	1.5%
Fidelity Value Fund Mutual Fund	Mutual Funds	—	—	$421K	1.2%
Fidelity Real Estate Investment Portfolio Mutual Fund	Mutual Funds	—	—	$399K	1.2%
Fidelity High Income Fund Mutual Fund	Mutual Funds	—	—	$394K	1.2%
Fidelity Small Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$372K	1.1%
Fidelity Freedom Index 2040 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$343K	1.0%
Fidelity Freedom Index 2065 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$295K	0.9%
Fidelity Intermediate Bond Fund Mutual Fund	Mutual Funds	—	—	$237K	0.7%
Fidelity Short-Term Bond Fund Mutual Fund	Mutual Funds	—	—	$224K	0.7%
Fidelity Puritan Fund Mutual Fund	Mutual Funds	—	—	$168K	0.5%
Fidelity Dividend Growth Fund Mutual Fund	Mutual Funds	—	—	$154K	0.5%
Fidelity Freedom Index 2020 Fund Investor Class Mutual Fund	Mutual Funds	—	—	$103K	0.3%
VanEck Global Resources Fund A Mutual Fund	Other securities	—	—	$103K	0.3%
American Beacon Large Cap Value Fund Inv Mutual Fund	Other securities	—	—	$98K	0.3%
AB Small Cap Growth Portfolio Class K Mutual Fund	Other securities	—	—	$92K	0.3%
Templeton Global Bond Fund - Class A Mutual Fund	Mutual Funds	—	—	$76K	0.2%
PIMCO Commodity Real Ret Strat Instl Mutual Fund	Mutual Funds	—	—	$55K	0.2%
Fidelity Inflation-Protected Bond Index Fund Mutual Fund	Common Collective Trusts	—	—	$49K	0.1%
Hartford International Opportunities R4 Mutual Fund	Other securities	—	—	$37K	0.1%