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Original filing (PDF)20241011164038NAL0011187891001
CERTEX USA, LLC
Form 5500
FILING_RECEIVED
CERTEX USA 401(K) PLAN
401(k) retirement plan
Active participants
240
Accounts w/ balance
281
Plan assets (EOY)
$24.8M
Net assets (EOY)
$24.8M
How this plan invests
This plan
37 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- Below-peer total fees (1 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CERTEX USA, LLC.
Plan sponsor
Name
CERTEX USA, LLC
EIN
20-1211126
Address
1721 W. CULVER STREET · PHOENIX, AZ · 85007
Phone
(602) 271-9048
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-10-11
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
WALLACE PLESE & DREHER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE CO | 39-0989781 | LOS ANGELES, CA | RECORDKEEPER | $3K | — |
Investments
37 pooled funds· $22.5M(91% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| TRANSAMERICA LIFEGOAL 2030 WITH BLA TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 111 | Pooled Separate Account | $2.1M | 8.4% |
| AMERICAN FUNDS WASHINGTON MUTUAL IN TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 008 | Pooled Separate Account | $1.8M | 7.4% |
| TRANSAMERICA LIFEGOAL 2025 WITH BLA TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 049 | Pooled Separate Account | $1.8M | 7.2% |
| TRANSAMERICA LIFEGOAL 2035 WITH BLA TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 050 | Pooled Separate Account | $1.5M | 6.2% |
| AMER FUNDS FUNDAMENTAL INVESTORS IN TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 009 | Pooled Separate Account | $1.3M | 5.3% |
| TRANSAMERICA LIFEGOAL 2040 WITH BLK TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 112 | Pooled Separate Account | $1.2M | 4.7% |
| AMERICAN FUNDS GROWTH FUND OF AMERI TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 015 | Pooled Separate Account | $1.1M | 4.6% |
| TRANSAMERICA LIFEGOAL 2045 WITH BLK TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 051 | Pooled Separate Account | $989K | 4.0% |
| JANUS FORTY RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 199 | Pooled Separate Account | $958K | 3.9% |
| TRANSAMERICA LIFEGOAL RET WITH BLAC TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 047 | Pooled Separate Account | $890K | 3.6% |
| COLUMBIA SELECT MID CAP VALUE INV O TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 397 | Pooled Separate Account | $809K | 3.3% |
| TRANSAMERICA SMALL/MID CAP VALUE RE TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 093 | Pooled Separate Account | $757K | 3.1% |
| VANGUARD SMALL-CAP INDEX RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 107 | Pooled Separate Account | $717K | 2.9% |
| PGIM JENNISON NATURAL RESOURCES INV TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 084 | Pooled Separate Account | $697K | 2.8% |
| AMER FUNDS EUROPACIFIC GROWTH RET O TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 068 | Pooled Separate Account | $622K | 2.5% |
| LOOMIS SAYLES INVESTMENT GRADE BOND TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 086 | Pooled Separate Account | $566K | 2.3% |
| TRANSAMERICA LIFEGOAL 2050 WITH BLK TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 113 | Pooled Separate Account | $428K | 1.7% |
| AMERICAN FUNDS AMCAP INV OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 014 | Pooled Separate Account | $402K | 1.6% |
| TRANSAMERICA LIFEGOAL 2055 WITH BLK TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 505 | Pooled Separate Account | $388K | 1.6% |
| FIDELITY ADVISOR SMALL CAP INV OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 445 | Pooled Separate Account | $364K | 1.5% |
| STATE STREET RUSSELL SM CAP GR INDE TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 121 | Pooled Separate Account | $349K | 1.4% |
| BLACKROCK EQUITY DIVIDEND INV OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 124 | Pooled Separate Account | $335K | 1.4% |
| STATE STREET EMERGING MARKETS INDEX TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 117 | Pooled Separate Account | $305K | 1.2% |
| NUVEEN REAL ESTATE SECURITIES RET O TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 075 | Pooled Separate Account | $295K | 1.2% |
| INVESCO MAIN STREET INV OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 012 | Pooled Separate Account | $272K | 1.1% |
| AMERICAN FUNDS NEW PERSPECTIVE INV TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 023 | Pooled Separate Account | $260K | 1.0% |
| TRANSAMERICA PARTNERS HIGH YIELD BO TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 434 | Pooled Separate Account | $248K | 1.0% |
| TRANSAMERICA PARTNERS STOCK INDEX R TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 587 | Pooled Separate Account | $178K | 0.7% |
| INVESCO MAIN STREET MID CAP RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 245 | Pooled Separate Account | $145K | 0.6% |
| ALLSPRING PREC METALS INV OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 126 | Pooled Separate Account | $142K | 0.6% |
| CALVERT EQUITY INV OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 439 | Pooled Separate Account | $138K | 0.6% |
| PRUDENTIAL JENNISON UTILITY INV OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 085 | Pooled Separate Account | $116K | 0.5% |
| BLACKROCK GLOBAL ALLOCATION RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 281 | Pooled Separate Account | $108K | 0.4% |
| TRANSAMERICA LIFEGOAL 2060 WITH BLK TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 612 | Pooled Separate Account | $65K | 0.3% |
| AMER CENT INFLATION-ADJ BOND INV OP TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 042 | Pooled Separate Account | $57K | 0.2% |
| AMERICAN FUNDS BALANCED RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 232 | Pooled Separate Account | $48K | 0.2% |
| AEGON US CORE PLUS RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 312 | Pooled Separate Account | $17K | <0.1% |
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