Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO. | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $52K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | — | MINNEAPOLIS, MN | BROKER/ADVISOR | $0 | — |
| Name | EIN | Location |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY 500 INDEX Registered investment company | — | — | — | $2.3M | 20.0% | |
| NUVEEN LIFECYCLE INDEX 2035 R6 Registered investment company | — | — | — | $1.5M | 13.6% | |
| NUVEEN LIFECYCLE INDEX 2045 R6 Registered investment company | — | — | — | $897K | 7.9% | |
| EMPOWER MOD AGG PROFILE FUND INST Registered investment company | — | — | — | $786K |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| INDEPENDENT RETIREMENT CONSULTING | 90-0451904 | PORTLAND, OR | CONTRACT ADMIN | $3K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $10K | — |
| 6.9% |
| EMPOWER AGG PROFILE FUND INST Registered investment company | — | — | — | $629K | 5.6% |
| NUVEEN LIFECYCLE INDEX 2055 R6 Registered investment company | — | — | — | $513K | 4.5% |
| NUVEEN LIFECYCLE INDEX 2040 R6 Registered investment company | — | — | — | $428K | 3.8% |
| ISHARES U.S. AGGREGATE BOND INDEX K Registered investment company | — | — | — | $373K | 3.3% |
| NUVEEN INTERNATIONAL EQUITY INDEX R6 Registered investment company | — | — | — | $371K | 3.3% |
| NUVEEN LIFECYCLE INDEX 2030 R6 Registered investment company | — | — | — | $336K | 3.0% |
| VANGUARD MID CAP INDEX FUND - ADMIRAL Registered investment company | — | — | — | $324K | 2.9% |
| VANGUARD GROWTH INDEX ADM Registered investment company | — | — | — | $310K | 2.7% |
| ISHARES RUSSELL 2000 SMALL-CAP INDEX K Registered investment company | — | — | — | $232K | 2.1% |
| VANGUARD EQUITY-INCOME ADM Registered investment company | — | — | — | $231K | 2.0% |
| NUVEEN LIFECYCLE INDEX 2015 R6 Registered investment company | — | — | — | $186K | 1.6% |
| NUVEEN LIFECYCLE INDEX 2050 R6 Registered investment company | — | — | — | $176K | 1.6% |
| ISHARES MSCI EAFE INTERNATIONAL INDX INS Registered investment company | — | — | — | $169K | 1.5% |
| NUVEEN LIFECYCLE INDEX 2060 R6 Registered investment company | — | — | — | $159K | 1.4% |
| 'VANGUARD EXPLORER ADM Registered investment company | — | — | — | $135K | 1.2% |
| NUVEEN LIFECYCLE INDEX 2020 R6 Registered investment company | — | — | — | $131K | 1.2% |
| VANGUARD REAL ESTATE INDEX ADMIRAL Registered investment company | — | — | — | $116K | 1.0% |
| NUVEEN LIFECYCLE INDEX 2025 R6 Registered investment company | — | — | — | $87K | 0.8% |
| NUVEEN HIGH YIELD R6 Registered investment company | — | — | — | $81K | 0.7% |
| KEY GUARANTEED PORTFOLIO FUND Guaranteed Investment Contract | — | — | — | $79K | 0.7% |
| maturing through April 2029 0 | — | — | — | $75K | 0.7% |
| EMPOWER MOD CON PROFILE FUND INST Registered investment company | — | — | — | $73K | 0.6% |
| EMPOWER CON PROFILE FUND INST Registered investment company | — | — | — | $58K | 0.5% |
| VANGUARD MID-CAP GROWTH INDEX ADMIRAL Registered investment company | — | — | — | $51K | 0.5% |
| EMPOWER BOND INDEX INST Registered investment company | — | — | — | $36K | 0.3% |
| AB GLOBAL BOND Z Registered investment company | — | — | — | $8K | <0.1% |
| EMPOWER MOD PROFILE FUND INST Registered investment company | — | — | — | $3K | <0.1% |
