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Original filing (PDF)20250611080256NAL0026848464001
NOVA 401K ASSOCIATES
Form 5500
FILING_RECEIVED
NOVA 401(K) PLAN
401(k) retirement plan
Active participants
190
Accounts w/ balance
191
Plan assets (EOY)
$24.8M
Net assets (EOY)
$24.8M
How this plan invests
This plan
15 pooled trusts
Schedule D
48 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOVA 401K ASSOCIATES.
Plan sponsor
Name
NOVA 401K ASSOCIATES
EIN
20-1181458
Address
10777 NW FREEWAY · STE 440 · HOUSTON, TX · 77092
Phone
(713) 524-5192
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
METZ CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AM. | 04-1590850 | — | RECORDKEEPER | $9K | — |
Investments
36 direct securities · 15 pooled funds· $24.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.5M
36 holdings
Common Collective Trust
$9.3M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index Fund Mutual funds | — | — | — | $4.7M | 19.0% | |
| INDEXSELECT AGGRESSIVE RTRMNT CL1 GREAT GRAY · EIN 81-4403657 / PN 300 | Common Collective Trust | — | — | $2.4M | 9.7% | |
| INDEXSELECT MODERATE 2035 FUND CL I GREAT GRAY · EIN 81-4484368 / PN 307 | Common Collective Trust | — | — | $1.9M | 7.5% | |
| INDEXSELECT MODERATE 2045 FUND CL I GREAT GRAY · EIN 81-4515825 / PN 308 | Common Collective Trust | — | — | $1.5M | 6.1% | |
| General Account Fixed Annuities | — | — | — | $1.3M | 5.1% | |
| MFS Technology Fund Mutual funds | — | — | — | $1.2M | 4.7% | |
| Vanguard Growth Index Fund Mutual funds | — | — | — | $1.0M | 4.1% | |
| INDEXSELECT MODERATE RETIRE FUND CL GREAT GRAY · EIN 81-4532033 / PN 305 | Common Collective Trust | — | — | $1.0M | 4.1% | |
| American Funds American Balanced Fund Mutual funds | — | — | — | $1.0M | 4.0% | |
| MassMutual Blue Chip Growth Fund Mutual funds | — | — | — | $758K | 3.1% | |
| INDEXSELECT CONSERVATIVE 2045 FUND GREAT GRAY · EIN 81-4457845 / PN 313 | Common Collective Trust | — | — | $571K | 2.3% | |
| INDEXSELECT MODERATE 2055 FUND CL I GREAT GRAY · EIN 81-4430771 / PN 309 | Common Collective Trust | — | — | $567K | 2.3% | |
| INDEXSELECT AGGRESSIVE 2055 FUND CL GREAT GRAY · EIN 81-4499160 / PN 304 | Common Collective Trust | — | — | $527K | 2.1% | |
| American Century Equity Income Fund Mutual funds | — | — | — | $521K | 2.1% | |
| Vanguard Mid Cap Index Fund Mutual funds | — | — | — | $500K | 2.0% | |
| Participant Loans Interest rates from 5.25% to 10.50% $0 | — | — | — | $399K | 1.6% | |
| INDEXSELECT AGGRESSIVE 2045 FUND CL GREAT GRAY · EIN 81-4393238 / PN 303 | Common Collective Trust | — | — | $364K | 1.5% | |
| American Funds Washington Mutual Investors Fund Mutual funds | — | — | — | $333K | 1.3% | |
| INDEXSELECT AGGRESSIVE 2035 FUND CL GREAT GRAY · EIN 81-4543855 / PN 302 | Common Collective Trust | — | — | $322K | 1.3% | |
| BlackRock Health Sciences Opportunities Portfolio Mutual funds | — | — | — | $311K | 1.3% | |
| American Funds Investment Company of America Mutual funds | — | — | — | $293K | 1.2% | |
| DFA US Small Cap Portfolio Mutual funds | — | — | — | $266K | 1.1% | |
| Invesco Global Fund Mutual funds | — | — | — | $263K | 1.1% | |
| iShares MSCI EAFE International Index Fund Mutual funds | — | — | — | $260K | 1.0% | |
| Vanguard Small Cap Value Index Fund Mutual funds | — | — | — | $247K | 1.0% | |
| Vanguard Small Cap Index Fund Mutual funds | — | — | — | $232K | 0.9% | |
| Vanguard Small Cap Growth Index Fund Mutual funds | — | — | — | $215K | 0.9% | |
| American Funds EuroPacific Growth Fund Mutual funds | — | — | — | $209K | 0.8% | |
| Virtus Ceredex Mid-Cap Value Equity Fund Mutual funds | — | — | — | $174K | 0.7% | |
| MFS Mid Cap Growth Fund Mutual funds | — | — | — | $169K | 0.7% | |
| T. Rowe Price Financial Services Fund Mutual funds | — | — | — | $162K | 0.7% | |
| Fidelity Advisor Total Bond Fund Mutual funds | — | — | — | $150K | 0.6% | |
| MassMutual High Yield Fund Mutual funds | — | — | — | $132K | 0.5% | |
| DFA Real Estate Securities Portfolio Mutual funds | — | — | — | $124K | 0.5% | |
| DFA Emerging Markets Value Portfolio Mutual funds | — | — | — | $121K | 0.5% | |
| INDEXSELECT CONSERVATIVE 2035 FUND GREAT GRAY · EIN 81-4418048 / PN 312 | Common Collective Trust | — | — | $113K | 0.5% | |
| MassMutual Core Bond Fund Mutual funds | — | — | — | $102K | 0.4% | |
| MassMutual Overseas Fund Mutual funds | — | — | — | $83K | 0.3% | |
| Vanguard Energy Fund Admiral Shares Mutual funds | — | — | — | $60K | 0.2% | |
| Janus Henderson Triton Fund Mutual funds | — | — | — | $53K | 0.2% | |
| Franklin Utilities Fund Mutual funds | — | — | — | $50K | 0.2% | |
| MassMutual Mid Cap Growth Fund Mutual funds | — | — | — | $41K | 0.2% | |
| INDEXSELECT CONSERVATIVE RET FUND C GREAT GRAY · EIN 81-4470950 / PN 310 | Common Collective Trust | — | — | $40K | 0.2% | |
| Hartford Schroders International Multi-Cap Value Fund Mutual funds | — | — | — | $36K | 0.1% | |
| INDEXSELECT CONSERVATIVE 2055 FUND GREAT GRAY · EIN 81-4374798 / PN 314 | Common Collective Trust | — | — | $22K | <0.1% | |
| PIMCO Global Bond Opportunities Fund Mutual funds | — | — | — | $15K | <0.1% | |
| Franklin Small Cap Value Fund Mutual funds | — | — | — | $14K | <0.1% | |
| Cash non-interest bearing Cash non-interest bearing | — | — | — | $4K | <0.1% | |
| INDEXSELECT AGGRESSIVE 2025 FUND CL GREAT GRAY · EIN 81-4386547 / PN 301 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT MODERATE 2025 FUND CL I GREAT GRAY · EIN 81-4509619 / PN 306 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT CONSERVATIVE 2025 FUND GREAT GRAY · EIN 81-4447624 / PN 311 | Common Collective Trust | — | — | $0 | <0.1% |
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