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Original filing (PDF)20250826175206NAL0004586307001
OCTAPHARMA PLASMA, INC.
Form 5500
FILING_RECEIVED
OCTAPHARMA PLASMA, INC. 401 K PLAN
401(k) retirement plan
Signals · 3
~104 bps in Sched C feesNo recordkeeper disclosed6 service providers
Active participants
4,388
Accounts w/ balance
5,235
Plan assets (EOY)
$106.1M
Net assets (EOY)
$106.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 104 bps in Schedule C fees — 937% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OCTAPHARMA PLASMA, INC..
Plan sponsor
Name
OCTAPHARMA PLASMA, INC.
EIN
20-0561852
Address
10644 WESTLAKE DRIVE · CHARLOTTE, NC · 28273
Phone
(704) 654-4600
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-26
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
ANDERSON SMITH & WIKE PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARIETTA WEALTH MANAGEMENT LLC | 47-5329166 | — | INVESTMENT ADVISORY | $134K | — |
TPA / Administrator
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $653K | — |
| RETIREMENT PLAN ADMINISTRATORS, LLC | 58-2365498 | — | CONTRACT ADMINISTRATOR | $232K | — |
| ASCENSUS | 21-0783600 | — | CONTRACT ADMINISTRATOR | $51K | — |
| RETIREMENT PLAN ADMINISTRATORS, LLC | 34-8999300 | — | CONTRACT ADMINISTRATOR | $29K | — |
| ASCENSUS | 82-3719843 | — | CONTRACT ADMINISTRATOR | $75 | — |
Investments
27 direct securities · 2 pooled funds· $105.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$97.6M
26 holdings
Common Collective Trust
$7.6M
2 holdings
Mutual Funds
$440K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2050 Fund | — | — | — | $19.2M | 18.1% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $14.5M | 13.7% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $14.1M | 13.3% | |
| Vanguard 500 Index Fund | — | — | — | $8.0M | 7.6% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $7.0M | 6.6% | |
| Participant Loans to participants secured by vested interest in participant accounts, each loan is payable via payroll deduction, with interest ranging from 4.25% to 9.50% | — | — | — | $6.4M | 6.1% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $4.5M | 4.3% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $4.0M | 3.7% | |
| LARGE CAP GRWTH FUND IV CL R1 GREAT GRAY TRUST COMPANY · EIN 38-7289851 / PN 001 | Common Collective Trust | — | — | $3.9M | 3.7% | |
| STABLE VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $3.7M | 3.5% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $2.3M | 2.2% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $1.8M | 1.7% | |
| Vanguard Equity-Income Fund | — | — | — | $1.8M | 1.7% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $1.8M | 1.7% | |
| Capital Group American Funds New Perspective | — | — | — | $1.5M | 1.4% | |
| Vanguard Intermediate-Term Bond Index Fund | — | — | — | $1.3M | 1.3% | |
| Vanguard Explorer Fund | — | — | — | $1.3M | 1.2% | |
| Vanguard Small Cap Index Fund | — | — | — | $1.3M | 1.2% | |
| Wilmington Trust Mid Cap Growth Fund | — | — | — | $1.1M | 1.0% | |
| Vanguard Small-Cap Value Index Fund | — | — | — | $900K | 0.8% | |
| Vanguard Mid Cap Index Fund | — | — | — | $890K | 0.8% | |
| Vanguard Total International Stock Index Fund | — | — | — | $841K | 0.8% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $808K | 0.8% | |
| Vanguard International Value Fund | — | — | — | $526K | 0.5% | |
| John Hancock Disciplined Value Mid Cap Fund | — | — | — | $515K | 0.5% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $449K | 0.4% | |
| Capital Group American Balanced Fund | Mutual Funds | — | — | $440K | 0.4% | |
| Vanguard Total Bond Market Index | — | — | — | $395K | 0.4% | |
| Vanguard Target Retirement Income Fund | — | — | — | $137K | 0.1% |