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Original filing (PDF)20251015174521NAL0005563313001
CARRIER ACCESS INC.
Form 5500
FILING_RECEIVED
CARRIER ACCESS 401(K) PLAN
401(k) retirement plan
Active participants
66
Accounts w/ balance
63
Plan assets (EOY)
$6.4M
Net assets (EOY)
$6.4M
How this plan invests
This plan
5 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (30 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARRIER ACCESS INC..
Plan sponsor
Name
CARRIER ACCESS INC.
EIN
20-0545373
Address
1275 NW 128TH STREET · STE 205 · CLIVE, IA · 50325
Phone
(515) 987-9200
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
2U · Association Retirement Plan
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | 47-3162022 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $19K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $479 | — |
| QUALIFIED PLAN CONSULTANTS | 20-0223513 | — | OTHER SERVICES | $0 | — |
Investments
25 direct securities · 5 pooled funds· $6.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$6.0M
25 holdings
Pooled Separate Account
$749K
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA-CREF Large Cap Growth Index Fund Mutual Fund N/A | — | — | — | $850K | 13.3% | |
| American Funds 2035 Target Date Retirement Mutual Fund N/A | — | — | — | $759K | 11.8% | |
| Fidelity 500 Index Fund Mutual Fund N/A | — | — | — | $579K | 9.0% | |
| American Funds 2040 Target Date Retirement Mutual Fund N/A | — | — | — | $491K | 7.7% | |
| Fidelity Large Cap Value Index Fund Mutual Fund N/A | — | — | — | $328K | 5.1% | |
| Ishares US Aggregate Bond Index Fund Mutual Fund N/A | — | — | — | $326K | 5.1% | |
| American Funds 2045 Target Date Retirement Mutual Fund N/A | — | — | — | $292K | 4.5% | |
| Principal Mid Cap S&P 400 Index Separate Acct Pooled separate account N/A | — | — | — | $272K | 4.2% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $272K | 4.2% | |
| American Funds 2020 Target Date Retirement Mutual Fund N/A | — | — | — | $249K | 3.9% | |
| DFA International Core Equity Portfolio Mutual Fund N/A | — | — | — | $220K | 3.4% | |
| Fidelity International Index Fund Mutual Fund N/A | — | — | — | $211K | 3.3% | |
| American Funds New World Mutual Fund N/A | — | — | — | $186K | 2.9% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $183K | 2.9% | |
| American Funds 2050 Target Date Retirement Mutual Fund N/A | — | — | — | $179K | 2.8% | |
| BlackRock Mid-Cap Growth Equity Portfolio Mutual Fund N/A | — | — | — | $171K | 2.7% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $157K | 2.4% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $137K | 2.1% | |
| Notes Receivable from Participants Maturing 2025 - 2039 at interest rates of 4.25% to 9.25% - | — | — | — | $130K | 2.0% | |
| American Funds 2060 Target Date Retirement Mutual Fund N/A | — | — | — | $113K | 1.8% | |
| American Funds 2025 Target Date Retirement Mutual Fund N/A | — | — | — | $112K | 1.7% | |
| American Funds 2055 Target Date Retirement Mutual Fund N/A | — | — | — | $107K | 1.7% | |
| American Funds Balanced Fund Mutual Fund N/A | — | — | — | $92K | 1.4% | |
| (E) | — | — | $3K | $75K | 1.2% | |
| American Funds 2030 Target Date Retirement Mutual Fund N/A | — | — | — | $75K | 1.2% | |
| Principal Fixed Income Guaranteed Option Fixed annuities N/A | — | — | — | $59K | 0.9% | |
| (E) | — | — | — | $59K | 0.9% | |
| American Funds 2065 Target Date Retirement Mutual Fund N/A | — | — | — | $23K | 0.4% | |
| American Funds 2015 Target Date Retirement Mutual Fund N/A | — | — | — | $3K | <0.1% | |
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |