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Original filing (PDF)20251015143632NAL0002464787001
GENERAL SHALE BRICK, INC.
Form 5500
FILING_RECEIVED
THE GENERAL SHALE 401(K) PLAN
401(k) retirement plan
Active participants
643
Accounts w/ balance
754
Plan assets (EOY)
$138.9M
Net assets (EOY)
$138.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GENERAL SHALE BRICK, INC..
Plan sponsor
Name
GENERAL SHALE BRICK, INC.
EIN
20-0454569
Address
P.O. BOX 3547 · JOHNSON CITY, TN · 37602
Phone
(423) 282-4661
Industry
Manufacturingsee all
Plan administrator
Name
EMPLOYEE PLANS BENEFIT COMMITTEE
EIN
62-0990676
City
JOHNSON CITY, TN
Phone
(423) 282-4661
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
BLACKBURN, CHILDERS & STEAGALL, PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$49K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $12K | — |
Investments
29 direct securities · 2 pooled funds· $142.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$129.7M
29 holdings
Common Collective Trust
$13.1M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual Fund | — | — | $11.5M | $17.2M | 12.4% | |
| Harbor Capital Appreciation Instl Mutual Fund | — | — | $12.2M | $14.8M | 10.7% | |
| T. Rowe Price Retirement 2030 A Mutual Fund | — | — | $12.8M | $13.8M | 9.9% | |
| T. Rowe Price Retirement 2035 A Mutual Fund | — | — | $12.4M | $13.3M | 9.6% | |
| TRP STABLE VALUE A T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | $9.1M | $9.1M | 6.6% | |
| American Beacon Large Cap Value Mutual Fund | — | — | $8.9M | $8.5M | 6.1% | |
| T. Rowe Price Mid-Cap Growth Mutual Fund | — | — | $7.9M | $8.0M | 5.8% | |
| T. Rowe Price Retirement 2025 A Mutual Fund | — | — | $7.4M | $7.9M | 5.7% | |
| T. Rowe Price Retirement 2040 A Mutual Fund | — | — | $7.0M | $7.6M | 5.4% | |
| T. Rowe Price Retirement 2045 A Mutual Fund | — | — | $4.4M | $4.8M | 3.5% | |
| Dodge & Cox Income Mutual Fund | — | — | $4.8M | $4.6M | 3.3% | |
| Fidelity Managed Income Portfolio - Class 1 Common / Collective Trust | — | — | $4.0M | $4.0M | 2.9% | |
| MIP CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $4.0M | 2.9% | |
| VRTS Z Technology A Mutual Fund | — | — | $2.7M | $3.6M | 2.6% | |
| T. Rowe Price Retirement 2020 A Mutual Fund | — | — | $3.2M | $3.4M | 2.4% | |
| T. Rowe Price Retirement 2050 A Mutual Fund | — | — | $2.8M | $3.0M | 2.2% | |
| T. Rowe Price Retirement 2060 A Mutual Fund | — | — | $2.3M | $2.5M | 1.8% | |
| Wasatch Core Growth Institutional Mutual Fund | — | — | $2.2M | $2.3M | 1.7% | |
| Fidelity Total Intl IDX Mutual Fund | — | — | $2.0M | $2.0M | 1.4% | |
| American Funds Europacific Gr R2 Mutual Fund | — | — | $2.0M | $1.9M | 1.4% | |
| T. Rowe Price Retirement 2055 A Mutual Fund | — | — | $1.5M | $1.6M | 1.2% | |
| T. Rowe Price Retirement Balanced Mutual Fund | — | — | $1.2M | $1.3M | 0.9% | |
| T. Rowe Price Retirement 2010 A Mutual Fund | — | — | $576K | $612K | 0.4% | |
| Vanguard Inflation-Protected Fund Adm Mutual Fund | — | — | $631K | $569K | 0.4% | |
| Participant Loans (1) - | — | — | — | $516K | 0.4% | |
| T. Rowe Price Retirement 2005 A Mutual Fund | — | — | $405K | $432K | 0.3% | |
| Victory Integrity Small Cap Value Y Mutual Fund | — | — | $508K | $431K | 0.3% | |
| T. Rowe Price Retirement 2015 A Mutual Fund | — | — | $399K | $427K | 0.3% | |
| T. Rowe Price Retirement 2065 A Mutual Fund | — | — | $343K | $365K | 0.3% | |
| Fidelity Government Money Market Mutual Fund | — | — | $189K | $189K | 0.1% | |
| DFA Global Real Estate Mutual Fund | — | — | $39K | $36K | <0.1% |
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