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Original filing (PDF)20250811160243NAL0021154546001
EXAGEN INC.
Form 5500
FILING_RECEIVED
EXAGEN INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
216
Accounts w/ balance
281
Plan assets (EOY)
$14.3M
Net assets (EOY)
$14.3M
How this plan invests
This plan
12 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 52% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EXAGEN INC..
Plan sponsor
Name
EXAGEN INC.
EIN
20-0434866
Address
1261 LIBERTY WAY · VISTA, CA · 92081
Phone
(760) 477-5288
Industry
Health Care & Social Assistancesee all
Plan administrator
Name
FUTUREPLAN FIDUCIARY SERVICES
EIN
82-3719843
City
BOSTON, MA
Phone
(855) 711-5283
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-11
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
WINDES, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING | 43-1270780 | — | INVESTMENT ADVISORY | $34K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $21K | — |
| ASCENSUS | 82-3719843 | — | CONTRACT ADMINISTRATOR | $8K | — |
Investments
19 direct securities · 12 pooled funds· $14.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$10.3M
12 holdings
Uncategorized
$4.0M
19 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $2.8M | 19.6% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $1.8M | 12.7% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $1.8M | 12.7% | |
| Principal LargeCap S&P 500 Idx Inst Fund Mutual Fund | — | — | — | $1.3M | 8.9% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.2M | 8.4% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $898K | 6.3% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $849K | 5.9% | |
| PIMCO Income Institutional Fd Mutual Fund | — | — | — | $627K | 4.4% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $482K | 3.4% | |
| Principal LargeCap Growth I Inst Fund Mutual Fund | — | — | — | $434K | 3.0% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $296K | 2.1% | |
| Principal SmallCap S&P 600 Idx Inst Fund Mutual Fund | — | — | — | $278K | 1.9% | |
| Principal MidCap S&P 400 Index Inst Fund Mutual Fund | — | — | — | $240K | 1.7% | |
| Amer Beacon SmCap Val R5 Fd Mutual Fund | — | — | — | $181K | 1.3% | |
| Notes receivable from participants 4.25% - 9.50% | — | — | — | $159K | 1.1% | |
| BlackRock Md-Cp Gr Eq K Fd Mutual Fund | — | — | — | $120K | 0.8% | |
| Am Fds EuroPacific Grth R6 Fd Mutual Fund | — | — | — | $117K | 0.8% | |
| Neub Berman Real Estate R6 Fd Mutual Fund | — | — | — | $107K | 0.8% | |
| PGIM Total Ret Bond R6 Fd Mutual Fund | — | — | — | $95K | 0.7% | |
| Principal Bond Market Index Inst Fund Mutual Fund | — | — | — | $78K | 0.5% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $75K | 0.5% | |
| Principal Equity Income Inst Fund Mutual Fund | — | — | — | $67K | 0.5% | |
| Principal Intl Equity Index Inst Fund Mutual Fund | — | — | — | $54K | 0.4% | |
| JanusHenderson Triton N Mutual Fund | — | — | — | $48K | 0.3% | |
| GS Intl SC Insights R6 Fd Mutual Fund | — | — | — | $33K | 0.2% | |
| Virtus Cer MC Val Eq R6 Fd Mutual Fund | — | — | — | $30K | 0.2% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $19K | 0.1% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $16K | 0.1% | |
| Inv Dev Mark R6 Fd Mutual Fund | — | — | — | $11K | <0.1% | |
| Prin Fixed Inc Guar Option Guaranteed Investment Contract | — | — | — | $9K | <0.1% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $8K | <0.1% |
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