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Original filing (PDF)20251014142708NAL0006316946001
NEWFORMA, INC.
Form 5500
FILING_RECEIVED
NEWFORMA, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
107
Accounts w/ balance
137
Plan assets (EOY)
$12.7M
Net assets (EOY)
$12.7M
How this plan invests
This plan
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "American Funds 2035 Target Date Retirement Fund 145,772 shares" is 31% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEWFORMA, INC..
Plan sponsor
Name
NEWFORMA, INC.
EIN
20-0400003
Address
1750 ELM STREET · 7TH FLOOR · MANCHESTER, NH · 03104
Phone
(603) 625-6212
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BOLVIN & ASSOCIATES, CPAS, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS COMPANY OF AMER | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $32K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MML INVESTORS SERVICES LLC | — | SPRINGFIELD, MA | BROKER/ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NBT BANK NA DBA TPA EXPERTS | — | NEW GLOUCESTER, ME | CONTRACT ADMIN | $1K | — |
Investments
39 direct securities· $8.9M(70% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2035 Target Date Retirement Fund 145,772 shares | — | — | $146K | $2.8M | 21.9% | |
| Vanguard 500 Index Admiral Fund 2,139 shares | — | — | $2K | $1.2M | 9.2% | |
| Total variable annuity accounts | — | — | — | $823K | 6.5% | |
| JPMorgan Large Cap Growth Fund 5,938 shares | — | — | $6K | $725K | 5.7% | |
| Vanguard Mid Cap Index Fund 1,299 shares | — | — | $1K | $425K | 3.4% | |
| Vanguard Explorer Fund 3,442 shares | — | — | $3K | $368K | 2.9% | |
| Vanguard Small Cap Index Fund 2,618 shares | — | — | $3K | $301K | 2.4% | |
| Vanguard Intermediate Term Bond Index Fund 25,050 shares | — | — | $25K | $254K | 2.0% | |
| Columbia Dividend Income Fund 7,199 shares | — | — | $7K | $243K | 1.9% | |
| Fidelity International Index Fund 3,626 shares | — | — | $4K | $172K | 1.4% | |
| Schwab Fundamental International Large Company Index Fund 15,289 shares | — | — | $15K | $158K | 1.3% | |
| PIMCO Income Fund 14,255 shares | — | — | $14K | $150K | 1.2% | |
| Fidelity Mid Cap Growth Index Fund 4,424 shares | — | — | $4K | $145K | 1.1% | |
| Victory Sycamore Established Value Fund 2,853 shares | — | — | $3K | $131K | 1.0% | |
| JPMorgan Core Bond Fund 12,114 shares | — | — | $12K | $123K | 1.0% | |
| American Funds Balanced Fund 3,439 shares | — | — | $3K | $118K | 0.9% | |
| Blackrock Health Sciences Fund 1,715 shares | — | — | $2K | $115K | 0.9% | |
| PGIM High Yield Bond Fund 1,908 shares | — | — | $2K | $98K | 0.8% | |
| JPMorgan U.S. Small Company Fund 4,708 shares | — | — | $5K | $85K | 0.7% | |
| Virtus Duff & Phelps Real Estate Securities Fund 4,208 shares | — | — | $4K | $79K | 0.6% | |
| Empower Life & Annuity Insurance Company Key Guaranteed Portfolio Fund | — | — | — | $64K | 0.5% | |
| American Funds | — | — | — | $60K | 0.5% | |
| American Funds | — | — | — | $50K | 0.4% | |
| Calvert Short Duration Income Fund3,048 shares | — | — | $3K | $48K | 0.4% | |
| American Funds | — | — | — | $46K | 0.4% | |
| T. Rowe Price All-Cap Opportunities Fund 430 shares | — | — | — | $32K | 0.2% | |
| Franklin Gold and Precious Metals1,371 shares | — | — | $1K | $26K | 0.2% | |
| T. Rowe Price Dividend Growth Fund 290 shares | — | — | — | $22K | 0.2% | |
| American Funds | — | — | — | $20K | 0.2% | |
| American Funds | — | — | — | $18K | 0.1% | |
| American Funds | — | — | — | $17K | 0.1% | |
| American Funds | — | — | — | $16K | 0.1% | |
| JPMorgan Unconstrained Debt Fund 1,643 shares | — | — | $2K | $16K | 0.1% | |
| Blackrock Inflation Protected Bond Fund 965 shares | — | — | — | $9K | <0.1% | |
| Virtus | — | — | — | $8K | <0.1% | |
| American Funds | — | — | — | $4K | <0.1% | |
| American Funds | — | — | — | $4K | <0.1% | |
| Fidelity | — | — | — | $2K | <0.1% | |
| American Funds | — | — | — | $1K | <0.1% |
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