Original filing (PDF)20250721111508NAL0001770624001

GROUNDSWELL

Name: GROUNDSWELL — GROUNDSWELL 401(K) PLAN, Form 5500 (2024)
Creator: GROUNDSWELL

Form 5500

FILING_RECEIVED

GROUNDSWELL 401(K) PLAN

401(k) retirement plan

Signals · 1

87% in single holding

Active participants

421

Accounts w/ balance

502

Plan assets (EOY)

$35.8M

Net assets (EOY)

$35.8M

How this plan invests

This plan

3 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

100

Participation health

100

Knocking points off

Top holding "Registered investment companies 30,824,106 - -" is 87% of plan.

Helping the score

Below-peer total fees (12 bps vs 29 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GROUNDSWELL.

Plan sponsor

Name

GROUNDSWELL

EIN

20-0318030

Address

8405 GREENSBORO DRIVE SUITE 600 · MCLEAN, VA · 22102

Phone

(703) 639-1777

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-21

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

LEE CPA AUDIT GROUP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$41K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$552	—

Investments

3 direct securities· $35.3M(99% of reported assets)

Uncategorized

$31.5M

2 holdings

Common Collective Trusts

$3.8M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Registered investment companies 30,824,106 -	—	—	—	$30.8M	86.2%
3,839,109 -	Common Collective Trusts	—	—	$3.8M	10.7%
Assets at fair value as of December 31, 2024 Level 1 Level 2 Level 3 Total Interest-bearing cash 627,203 - $	—	—	—	$627K	1.8%