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Original filing (PDF)20251219082337NAL0009826592001
TUCKER ELLIS LLP
Form 5500
FILING_RECEIVED
TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN
401(k) retirement plan
Signals · 2
Late filing · 1.1 moNo recordkeeper disclosed
Active participants
140
Accounts w/ balance
196
Plan assets (EOY)
$32.7M
Net assets (EOY)
$32.7M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 1.1 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TUCKER ELLIS LLP.
Plan sponsor
Name
TUCKER ELLIS LLP
EIN
20-0073899
Address
950 MAIN AVENUE · SUITE 1100 · CLEVELAND, OH · 441137213
Phone
(216) 696-3738
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-19
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ZINNER & CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ANCORA FAMILY WEALTH ADVISORS | 41-2071875 | — | NONE | $30K | — |
| SCHWAB RETIREMENT PLAN SERVICES, IN | 34-1479833 | — | NONE | $25K | — |
| CBIZ INVESTMENT ADVISORY SERVI | 81-3968784 | — | NONE | $15K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $23 | — |
Investments
25 direct securities· $32.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PCRA Self-Directed Brokerage Account | — | — | — | $5.8M | 17.7% | |
| SCHWAB S&P 500 INDEX FUND Registered Investment Company | — | — | — | $5.1M | 15.5% | |
| AMERICAN FUNDS TRGTDT 2050 R6 Registered Investment Company | — | — | — | $3.1M | 9.5% | |
| AMERICAN FUNDS TRGTDT 2060 R6 Registered Investment Company | — | — | — | $2.1M | 6.4% | |
| SCHWAB INTERNATIONAL INDEX FD Registered Investment Company | — | — | — | $1.5M | 4.5% | |
| AMERICAN FUNDS TRGTDT 2040 R6 Registered Investment Company | — | — | — | $1.5M | 4.5% | |
| BAIRD AGGREGATE BOND INST Registered Investment Company | — | — | — | $1.4M | 4.3% | |
| VANGUARD WINDSOR II ADMIRAL Registered Investment Company | — | — | — | $1.4M | 4.3% | |
| SCHWAB RET GVMNT MONEY FUND Money Market / Cash Equivalent | — | — | — | $1.4M | 4.2% | |
| AMERICAN FUNDS TRGTDT 2010 R6 Registered Investment Company | — | — | — | $1.2M | 3.8% | |
| EUROPACIFIC GROWTH R6 Registered Investment Company | — | — | — | $1.0M | 3.2% | |
| AMERICAN FUNDS TRGTDT 2055 R6 Registered Investment Company | — | — | — | $1.0M | 3.2% | |
| SCHWAB US AGGREGATE BOND INDEX Registered Investment Company | — | — | — | $1.0M | 3.1% | |
| JPMORGAN MID CAP GROWTH R6 Registered Investment Company | — | — | — | $794K | 2.4% | |
| AB LARGE CAP GROWTH Z Registered Investment Company | — | — | — | $757K | 2.3% | |
| AMERICAN FUNDS TRGTDT 2045 R6 Registered Investment Company | — | — | — | $614K | 1.9% | |
| BLACKROCK ADV SM CAP CORE INST Registered Investment Company | — | — | — | $587K | 1.8% | |
| SCHWAB SMALL-CAP INDEX FUND Registered Investment Company | — | — | — | $563K | 1.7% | |
| T ROWE MID CAP VALUE INST Registered Investment Company | — | — | — | $510K | 1.6% | |
| AMERICAN FUNDS TRGTDT 2030 R6 Registered Investment Company | — | — | — | $497K | 1.5% | |
| VANGUARD GROWTH & INCOME ADM Registered Investment Company | — | — | — | $385K | 1.2% | |
| PARTICIPANT LOANS (5.25% - 10.50%) | — | — | — | $206K | 0.6% | |
| AMERICAN FUNDS TRGTDT 2035 R6 Registered Investment Company | — | — | — | $193K | 0.6% | |
| AMERICAN FUNDS TRGTDT 2065 R6 Registered Investment Company | — | — | — | $53K | 0.2% | |
| AMERICAN FUNDS TRGTDT 2015 R6 Registered Investment Company 166 AMERICAN FUNDS TRGTDT 2020 R6 Registered Investment Company | — | — | — | $19K | <0.1% |