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Original filing (PDF)20251014162637NAL0003281233001
KEUKA COLLEGE
Form 5500
FILING_RECEIVED
KEUKA COLLEGE RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
193
Accounts w/ balance
546
Plan assets (EOY)
$43.9M
Net assets (EOY)
$43.9M
How this plan invests
This plan
1 pooled trust
Schedule D
61 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (13 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KEUKA COLLEGE.
Plan sponsor
Name
KEUKA COLLEGE
EIN
16-6054295
Address
141 CENTRAL AVENUE · KEUKA PARK, NY · 14478
Phone
(315) 279-5252
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EFPR GROUP CPAS, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIENT ADVISORS, LLC | 36-4001764 | — | NONE | $34K | — |
| TIAA | 13-1624203 | — | NONE | $25K | — |
Investments
60 direct securities · 1 pooled fund· $43.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$42.7M
60 holdings
Pooled Separate Account
$1.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIXED ANNUITY CONTRACTS * TIAA Traditional Annuity contracts | — | — | — | $8.7M | 19.8% | |
| CREF Stock R1 Registered Investment Company | — | — | — | $6.4M | 14.5% | |
| Annuity contracts - fully benefit * TIAA Traditional Annuity responsive | — | — | — | $2.9M | 6.6% | |
| CREF Growth R1 Registered Investment Company | — | — | — | $2.2M | 5.0% | |
| Nuveen Lifecycle 2040 R6 Registered Investment Company | — | — | — | $1.5M | 3.5% | |
| CREF Global Equities R1 Registered Investment Company | — | — | — | $1.5M | 3.4% | |
| CREF Social Choice R1 Registered Investment Company | — | — | — | $1.3M | 2.9% | |
| Vanguard 500 Idx Adm Registered Investment Company | — | — | — | $1.2M | 2.7% | |
| Vanguard Ttl Stk Mkt Idx Adm Registered Investment Company | — | — | — | $1.2M | 2.7% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.2M | 2.6% | |
| Nuveen Lifecycle 2035 R6 Registered Investment Company | — | — | — | $1.1M | 2.6% | |
| Nuveen Lifecycle 2025 R6 Registered Investment Company | — | — | — | $1.1M | 2.6% | |
| JPMorgan Large Cap Growth R5 Registered Investment Company | — | — | — | $1.1M | 2.4% | |
| CREF Equity Index R1 Registered Investment Company | — | — | — | $1.0M | 2.4% | |
| Nuveen Lifecycle 2050 R6 Registered Investment Company | — | — | — | $805K | 1.8% | |
| Nuveen Lifecycle 2045 R6 Registered Investment Company | — | — | — | $803K | 1.8% | |
| CREF Core Bond R1 Registered Investment Company | — | — | — | $636K | 1.4% | |
| Vanguard Ttl Intl Stk Idx Adm Registered Investment Company | — | — | — | $621K | 1.4% | |
| Nuveen Lifecycle 2030 R6 Registered Investment Company | — | — | — | $581K | 1.3% | |
| Nuveen Lifecycle 2055 R6 Registered Investment Company | — | — | — | $511K | 1.2% | |
| Nuveen Lifecycle 2060 R6 Registered Investment Company | — | — | — | $507K | 1.2% | |
| Vanguard Extended Mkt Idx Adm Registered Investment Company | — | — | — | $461K | 1.1% | |
| Vanguard Federal Money Mkt Inv Registered Investment Company | — | — | — | $453K | 1.0% | |
| TIAA Access Nuv LifCyc 2050 T4 Registered Investment Company | — | — | — | $426K | 1.0% | |
| CREF Money Market R1 Registered Investment Company | — | — | — | $413K | 0.9% | |
| T Rowe Price Equity Income Registered Investment Company | — | — | — | $396K | 0.9% | |
| PGIM Total Return Bond R6 Registered Investment Company | — | — | — | $381K | 0.9% | |
| Eaton Vance Atl Cap SMID Ca R6 Registered Investment Company | — | — | — | $359K | 0.8% | |
| TIAA Access Nuv Intl Equity T4 Registered Investment Company | — | — | — | $333K | 0.8% | |
| American EuroPac Growth R6 Registered Investment Company | — | — | — | $286K | 0.7% | |
| TIAA Access Nuv Lrg Cap Val T4 Registered Investment Company | — | — | — | $263K | 0.6% | |
| TIAA Access Nuv Mid Cap Val T4 Registered Investment Company | — | — | — | $235K | 0.5% | |
| CREF Inflation-Linked Bond R1 Registered Investment Company | — | — | — | $232K | 0.5% | |
| Nuveen Lifecycle 2020 R6 Registered Investment Company | — | — | — | $230K | 0.5% | |
| Vanguard Ttl Bd Mkt Idx Adm Registered Investment Company | — | — | — | $228K | 0.5% | |
| Diamond Hill Small Mid Cap I Registered Investment Company | — | — | — | $219K | 0.5% | |
| Vanguard Infl Protect Sec Adm Registered Investment Company | — | — | — | $206K | 0.5% | |
| TIAA Access Nuv LifCyc 2025 T4 Registered Investment Company | — | — | — | $201K | 0.5% | |
| TIAA Access Nuv Money Mkt T4 Registered Investment Company | — | — | — | $185K | 0.4% | |
| TIAA Access Nuv LifCyc 2030 T4 Registered Investment Company | — | — | — | $182K | 0.4% | |
| TIAA Access Nuv LifCyc 2040 T4 Registered Investment Company | — | — | — | $171K | 0.4% | |
| TIAA Access Nuv RlEstSecSel T4 Registered Investment Company | — | — | — | $149K | 0.3% | |
| TIAA Access Nuv Qt Sm Cp Eq T4 Registered Investment Company | — | — | — | $134K | 0.3% | |
| TIAA Access Nuv LifCyc 2035 T4 Registered Investment Company | — | — | — | $120K | 0.3% | |
| Nuveen Lifecycle 2010 R6 Registered Investment Company | — | — | — | $111K | 0.3% | |
| TIAA Access Nuv Sm Cp Bl Ix T4 Registered Investment Company | — | — | — | $105K | 0.2% | |
| TIAA Access Nuv Lrg Cap Gr T4 Registered Investment Company | — | — | — | $89K | 0.2% | |
| TIAA Access Nuv Mid Cap Grw T4 Registered Investment Company | — | — | — | $77K | 0.2% | |
| TIAA Access Nuv LgCp Res Eq T4 Registered Investment Company | — | — | — | $64K | 0.1% | |
| BrandywineGLOBAL Global Opportunities Bd I Registered Investment Company | — | — | — | $62K | 0.1% | |
| TIAA Access Nuv Core Equity T4 Registered Investment Company | — | — | — | $48K | 0.1% | |
| TIAA Access Nuv LifCyc 2020 T4 Registered Investment Company | — | — | — | $40K | <0.1% | |
| TIAA Access Nuv Core Pl Bd T4 Registered Investment Company ** 780 * TIAA Access Nuv Core Bond T4 Registered Investment Company | — | — | — | $35K | <0.1% | |
| TIAA Access Nuv LifCyc 2010 T4 Registered Investment Company ** 393 * TIAA Access Nuv LifCyc 2015 T4 Registered Investment Company | — | — | — | $34K | <0.1% | |
| Notes receivable from participants accounts. | — | — | — | $28K | <0.1% | |
| Nuveen Lifecycle 2015 R6 Registered Investment Company | — | — | — | $27K | <0.1% | |
| Nuveen Lifecycle Ret Inc R6 Registered Investment Company | — | — | — | $10K | <0.1% | |
| TIAA Access Nuv LifCyc 2045 T4 Registered Investment Company | — | — | — | $9K | <0.1% | |
| TIAA Access Nuv Infl Lnk Bd T4 Registered Investment Company | — | — | — | $6K | <0.1% | |
| Nuveen Lifecycle 2065 R6 Registered Investment Company | — | — | — | $5K | <0.1% | |
| TIAA Access Nuv Equity Idx T4 Registered Investment Company | — | — | — | $4K | <0.1% |