Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST GREAT-WEST LIFE & ANNUITY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $27K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STERLING INVESTMENT COUNSEL | — | BUFFALO, NY | INVESTMENT ADVISOR | $34K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral | — | — | — | $5.1M | 19.8% | |
| Charles Schwab SDB - Outside Accounts | — | — | — | $4.1M | 15.8% | |
| American Funds American Funds Growth Portfolio R-6 | — | — | — | $2.0M | 7.9% | |
| Vanguard American Funds 2040 Trgt Date Retire R6 | — | — | — | $1.0M | 4.0% |
| Direct comp |
|---|
| Indirect comp |
|---|
| CHARLES SCHWAB, INC | — | WESTLAKE, TX | BROKERAGE SERVICES | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RIMKUS MARCIANO & ASSOCIATES INC | — | ROCHESTER, NY | CONTRACT ADMIN | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHIAMPOU TRAVIS BESAW & | — | AMHERST, NY | AUDITOR | $11K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
| American Funds American Funds AMCAP R6 | — | — | — | $982K | 3.8% |
| Charles Schwab SDB Roth | — | — | — | $816K | 3.2% |
| Vanguard Mid Cap Index Fund - Admiral | — | — | — | $805K | 3.1% |
| American Funds American Funds Gr and Inc Port R-6 | — | — | — | $774K | 3.0% |
| American Funds American Funds 2050 Trgt Date Retire R6 | — | — | — | $764K | 3.0% |
| Dimensional Fund Advisors DFA Global Equity I | — | — | — | $742K | 2.9% |
| Columbia Small Cap Index A | — | — | — | $686K | 2.7% |
| American Funds American Funds American Balanced R6 | — | — | — | $685K | 2.6% |
| American Funds American Funds 2030 Trgt Date Retire R6 | — | — | — | $662K | 2.6% |
| Charles Schwab SDB | — | — | — | $637K | 2.5% |
| Vanguard FTSE All-Wld ex-US Inx Admiral | — | — | — | $518K | 2.0% |
| Massachusetts Financial Services MFS Value R6 | — | — | — | $338K | 1.3% |
| Vanguard Small Cap Index Adm | — | — | — | $328K | 1.3% |
| American Funds American Funds 2055 Trgt Date Retire R6 | — | — | — | $327K | 1.3% |
| American Funds Vanguard Interm-Term Bond Index Adm | — | — | — | $297K | 1.2% |
| Metropolitan West Metropolitan West Total Return Bond Plan | — | — | — | $288K | 1.1% |
| Dimensional Fund Advisors DFA US Large Cap Value I | — | — | — | $271K | 1.0% |
| Principal High Yield A | — | — | — | $260K | 1.0% |
| Dimensional Fund Advisors DFA US Small Cap Value I | — | — | — | $252K | 1.0% |
| Baron Funds Baron Partners Instl | — | — | — | $234K | 0.9% |
| Vanguard Growth Index Adm | — | — | — | $231K | 0.9% |
| American Funds American Funds 2060 Trgt Date Retire R6 | — | — | — | $217K | 0.8% |
| American Funds American Funds 2010 Trgt Date Retire R6 | — | — | — | $204K | 0.8% |
| American Funds American Funds 2045 Trgt Date Retire R6 | — | — | — | $194K | 0.8% |
| American Funds American Funds 2025 Trgt Date Retire R7 | — | — | — | $181K | 0.7% |
| Invesco Oppenheimer Invesco Oppenheimer Int'l Growth R6 | — | — | — | $176K | 0.7% |
| Invesco Gold & Special Minerals Y | — | — | — | $163K | 0.6% |
| Janus Henderson Triton N | — | — | — | $138K | 0.5% |
| American Funds American Funds New World R6 | — | — | — | $138K | 0.5% |
| maturing through November 2029 $-0- | — | — | — | $122K | 0.5% |
| American Funds American Funds 2035 Trgt Date Retire R6 | — | — | — | $102K | 0.4% |
| Vanguard Real Estate Index Admiral | — | — | — | $75K | 0.3% |
| Templeton Global Bond R6 | — | — | — | $73K | 0.3% |
| Empower Life & Annuity Insurance Co Guaranteed Interest Account, at contract value | — | — | — | $69K | 0.3% |
| Dimensional Fund Advisors DFA World EX US Government FXD Inc I | — | — | — | $66K | 0.3% |
| American Funds American Funds 2065 Trgt Date Retire R6 | — | — | — | $57K | 0.2% |
| American Funds American Funds 2020 Trgt Date Retire R6 | — | — | — | $41K | 0.2% |
