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Original filing (PDF)20251009062236NAL0006567985001
DIBELLA'S OLD FASHIONED SUBMARINES LLC
Form 5500
FILING_RECEIVED
DIBELLA'S OLD FASHIONED SUBMARINES 401(K) PLAN
401(k) retirement plan
Active participants
281
Accounts w/ balance
95
Plan assets (EOY)
$3.9M
Net assets (EOY)
$3.9M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
65
Knocking points off
- 74 bps in Schedule C fees — modestly above peer band of 52 bps.
- Only 34% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIBELLA'S OLD FASHIONED SUBMARINES LLC.
Plan sponsor
Name
DIBELLA'S OLD FASHIONED SUBMARINES LLC
EIN
16-1560353
Address
180 CANAL VIEW BLVD STE 600 · ROCHESTER, NY · 14623
Phone
(585) 262-3630
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DEJOY & CO. CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $9K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CANANDAIGUA NATIONAL BANK AND TRUST | — | PITTSFORD, NY | INVESTMENT ADVISOR | $12K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $8K | — |
Investments
24 direct securities · 1 pooled fund· $4.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.0M
24 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds 2045 Target Date Retirement | — | — | — | $540K | 13.7% | |
| American Funds American Funds 2035 Target Date Retirement | — | — | — | $535K | 13.6% | |
| American Funds American Funds 2040 Target Date Retirement | — | — | — | $408K | 10.4% | |
| J.P. Morgan JPMorgan Core Bond | — | — | — | $322K | 8.2% | |
| American Funds American Funds New Perspective | — | — | — | $307K | 7.8% | |
| Fidelity International Index | — | — | — | $249K | 6.3% | |
| Empower Life & Annuity Insurance Company of New York EI Fixed Account | — | — | — | $226K | 5.7% | |
| MFS Value | — | — | — | $218K | 5.6% | |
| American Funds American Funds 2050 Target Date Retirement | — | — | — | $212K | 5.4% | |
| JP Morgan JP Morgan Global Bond Opportunities | — | — | — | $122K | 3.1% | |
| American Funds American Funds 2055 Target Date Retirement | — | — | — | $108K | 2.8% | |
| PIMCO GNMA & Government Securities | — | — | — | $100K | 2.5% | |
| American Century American Century Mid-Cap Value | — | — | — | $95K | 2.4% | |
| J.P. Morgan JPMorgan Large-Cap Growth | — | — | — | $92K | 2.3% | |
| DFA Real Estate Securities | — | — | — | $76K | 1.9% | |
| Brandywine Global Opportunities Bond | — | — | — | $63K | 1.6% | |
| PARTICIPANT LOANS VARIOUS | — | — | $55K | $55K | 1.4% | |
| Various participants Notes receivable from participants | — | — | — | $55K | 1.4% | |
| Franklin Small-Cap Value | — | — | — | $42K | 1.1% | |
| MFS Mid-Cap Growth | — | — | — | $41K | 1.0% | |
| BlackRock Emerging Markets | — | — | — | $40K | 1.0% | |
| Fidelity Small-Cap Growth | — | — | — | $33K | 0.8% | |
| American Funds American Funds 2060 Target Date Retirement | — | — | — | $26K | 0.6% | |
| American Funds American Funds 2030 Target Date Retirement | — | — | — | $22K | 0.6% | |
| BLACKROCK MSCI ACWI EX-U.S. INDEX R GREAT GRAY · EIN 81-1950980 / PN 013 | Common Collective Trust | — | — | $0 | <0.1% |
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