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Original filing (PDF)20251007143856NAL0008129264001
EXCELSIOR UNIVERSITY
Form 5500
FILING_RECEIVED
EXCELSIOR UNIVERSITY SUPPLEMENTAL 403(B) PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
908
Accounts w/ balance
861
Plan assets (EOY)
$40.6M
Net assets (EOY)
$40.6M
How this plan invests
This plan
1 pooled trust
Schedule D
58 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (9 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EXCELSIOR UNIVERSITY.
Plan sponsor
Name
EXCELSIOR UNIVERSITY
EIN
16-1532850
Address
7 COLUMBIA CIRCLE · ALBANY, NY · 12203
Phone
(518) 464-8548
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BONADIO & CO., LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $37K | — |
Investments
57 direct securities · 1 pooled fund· $40.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$39.4M
57 holdings
Pooled Separate Account
$1.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity Benefit responsive contract Omitted - | — | — | — | $5.0M | 12.4% | |
| American Fds 2035 Tar Ret R6 163,735 Shares | — | — | $164K | $3.1M | 7.7% | |
| Vanguard 500 Idx Adm 5,369 Shares | — | — | $5K | $2.9M | 7.2% | |
| American Fds 2030 Tar Ret R6 153,557 Shares | — | — | $154K | $2.7M | 6.5% | |
| American Fds 2040 Tar Ret R6 113,011 Shares | — | — | $113K | $2.3M | 5.7% | |
| CREF Stock R2 2,017 Shares | — | — | $2K | $1.8M | 4.5% | |
| American Fds 2045 Tar Ret R6 85,335 Shares | — | — | $85K | $1.8M | 4.5% | |
| American Fds 2025 Tar Ret R6 118,593 Shares | — | — | $119K | $1.8M | 4.4% | |
| American Fds 2050 Tar Ret R6 78,497 Shares | — | — | $78K | $1.6M | 4.0% | |
| CREF Stock R4 1,558 Shares | — | — | $2K | $1.4M | 3.5% | |
| Vanguard Small-Cap Idx Adm 11,452 Shares | — | — | $11K | $1.3M | 3.3% | |
| American Fds 2020 Tar Ret R6 94,996 Shares | — | — | $95K | $1.3M | 3.2% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | $3K | $1.2M | 2.9% | |
| Vanguard Devlopd Mkts Idx Adm 72,532 Shares | — | — | $73K | $1.1M | 2.7% | |
| JPMorgan Large Cap Growth R6 12,573 Shares | — | — | $13K | $1.1M | 2.6% | |
| CREF Global Equities R2 2,786 Shares | — | — | $3K | $965K | 2.4% | |
| Vanguard Ttl Bd Mkt Idx Adm 98,050 Shares | — | — | $98K | $930K | 2.3% | |
| JPMorgan Equity Inc Fd Cla R6 37,879 Shares | — | — | $38K | $907K | 2.2% | |
| CREF Social Choice R4 2,219 Shares | — | — | $2K | $823K | 2.0% | |
| American Fds 2055 Tar Ret R6 22,835 Shares | — | — | $23K | $604K | 1.5% | |
| Vanguard Emr Mkts Stk Idx Adm 16,339 Shares | — | — | $16K | $601K | 1.5% | |
| Vanguard Mid-Cap Idx Adm 1,429 Shares | — | — | $1K | $467K | 1.2% | |
| MFS International Growth R6 9,829 Shares | — | — | $10K | $407K | 1.0% | |
| CREF Equity Index R2 737 Shares | — | — | — | $379K | 0.9% | |
| Allspring Spec Mid Cap Val R6 7,244 Shares | — | — | $7K | $346K | 0.9% | |
| CREF Growth R2 616 Shares | — | — | — | $323K | 0.8% | |
| BlackRock High Yield Class K 44,832 Shares | — | — | $45K | $318K | 0.8% | |
| American Fds 2015 Tar Ret R6 24,514 Shares | — | — | $25K | $300K | 0.7% | |
| Nuveen Real Est Sec Sel R6 16,630 Shares | — | — | $17K | $299K | 0.7% | |
| CREF Social Choice R2 670 Shares | — | — | — | $246K | 0.6% | |
| Vanguard Infl Protect Sec Adm 10,351 Shares | — | — | $10K | $233K | 0.6% | |
| MassMutual Mid Cap Growth I 10,800 Shares | — | — | $11K | $209K | 0.5% | |
| 9.50%, maturing through 2029 | — | — | — | $201K | 0.5% | |
| American Fds 2060 Tar Ret R6 9,241 Shares | — | — | $9K | $166K | 0.4% | |
| CREF Core Bond R2 1,202 Shares | — | — | $1K | $161K | 0.4% | |
| CREF Money Market R2 5,044 Shares | — | — | $5K | $149K | 0.4% | |
| Dodge & Cox Income Fund - CI X 11,401 Shares | — | — | $11K | $141K | 0.3% | |
| Victory Sycamore Sm-Co Opp R6 2,637 Shares | — | — | $3K | $124K | 0.3% | |
| T. Rowe Inte US Sm-Cp Gr Eq I 2,817 Shares | — | — | $3K | $122K | 0.3% | |
| Vanguard Treasury MoneyMkt Inv 105,625 Shares | — | — | $106K | $106K | 0.3% | |
| TIAA Access Nuv Intl Equity T2 2,461 Shares | — | — | $2K | $99K | 0.2% | |
| TIAA Access Nuv Lrg Cap Val T2 1,031 Shares | — | — | $1K | $84K | 0.2% | |
| CREF Inflation-Linked Bond R2 885 Shares | — | — | — | $75K | 0.2% | |
| TIAA Access Nuv Lifcyc 2030 T2 767 shares | — | — | — | $52K | 0.1% | |
| TIAA Access Nuv Qt Sm Cp Eq T2 497 Shares | — | — | — | $48K | 0.1% | |
| TIAA Access Nuv Mid Cap Val T2 484 Shares | — | — | — | $39K | <0.1% | |
| TIAA Access Nuv RlEstSecSel T2 490 Shares | — | — | — | $27K | <0.1% | |
| TIAA Access Nuv Mid Cap Grw T2 212 Shares | — | — | — | $20K | <0.1% | |
| TIAA Access Nuv Sm Cp Bl Ix T2 189 Shares | — | — | — | $16K | <0.1% | |
| American Fds 2010 Tar Ret R6 1,349 Shares | — | — | $1K | $16K | <0.1% | |
| TIAA Access Nuv Lrg Cap Gr T2 72 Shares | — | — | — | $14K | <0.1% | |
| TIAA Access Nuv Core Equity T2 87 Shares | — | — | — | $14K | <0.1% | |
| TIAA Access Nuv LifCyc 2035 T2 149 Shares | — | — | — | $11K | <0.1% | |
| TIAA Access Nuv LifCyc 2050 T2 109 Shares | — | — | — | $9K | <0.1% | |
| TIAA Access Nuv Core Pl Bd T2 130 Shares | — | — | — | $6K | <0.1% | |
| TIAA Access Nuv Equity Idx T2 38 Shares | — | — | — | $5K | <0.1% | |
| TIAA Access Nuv LgCp Res Eq T2 28 Shares | — | — | — | $3K | <0.1% | |
| TIAA Access Nuv LifCyc 2040 T2 42 Shares | — | — | — | $3K | <0.1% |
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