Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KARPUS INVESTMENTS | 16-1047304 | — | INVESTMENT ADVISOR | $59K | — |
| ONE DIGITAL TOPCO LLC | 82-1434504 | — | CONSULTANT | $18K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STOKES, VISCA, HUCKO & BARONE, CPAS | 47-4215313 | ROCHESTER, NY | AUDITOR | $18K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF Mutual Funds and Exchange Traded Funds | — | — | $1.1M | $1.5M | 15.6% | |
| First American Money Market Fund Money Market Funds | — | — | $424K | $424K | 4.5% | |
| Vanguard Small Cap Index Fund ETF Mutual Funds and Exchange Traded Funds | — | — | $292K | $394K | 4.1% | |
| Vanguard Long Term Bond Index ETF Mutual Funds -Fixed Income | — | — | $329K | $337K |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLITMAN & KING | 16-1047304 | — | LEGAL COUNSEL | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROCHESTER AREA CMT & H&W FUND | 16-0962644 | — | AFFILIATE FUND | $18K | — |
| 3.5% |
| Vanguard FTSE Emerging Markets ETF Mutual Funds and Exchange Traded Funds | — | — | $245K | $269K | 2.8% |
| Angel Oak Financial Strategies Income Term Trust Mutual Funds -Fixed Income | — | — | $257K | $262K | 2.8% |
| Neuberger Berman Next Generation Mutual Funds and Exchange Traded Funds | — | — | $144K | $208K | 2.2% |
| Nuveen New York AMT-Free Quality Municipal Income Fund Mutual Funds -Fixed Income | — | — | $247K | $200K | 2.1% |
| Nuveen Nasdaq 100 Dynamic Overwrite Mutual Funds and Exchange Traded Funds | — | — | $183K | $200K | 2.1% |
| Keen Vision Acquisition Corporation Foreign Stock | — | — | $186K | $199K | 2.1% |
| Gabelli Dividend & Income Trust Mutual Funds and Exchange Traded Funds | — | — | $140K | $199K | 2.1% |
| Vanguard FTSE All-World ex-US ETF Mutual Funds and Exchange Traded Funds | — | — | $176K | $193K | 2.0% |
| YHN Acquisition l Limited Shares Foreign Stock | — | — | $184K | $190K | 2.0% |
| Lionheart Holdings Shares Class A Foreign Stock | — | — | $182K | $188K | 2.0% |
| Oxford Lane Series 7.90% Preferred Domestic Preferred Securities | — | — | $185K | $188K | 2.0% |
| Vanguard Total Stock Market ETF Mutual Funds and Exchange Traded Funds | — | — | $121K | $187K | 2.0% |
| Saratoga Investment Corporation 6.00% Preferred Domestic Preferred Securities | — | — | $183K | $186K | 2.0% |
| AA Mission Acquisition Corporation Ordinary Shares Foreign Stock | — | — | $176K | $183K | 1.9% |
| Eagle Point Preferred Shares Domestic Preferred Securities | — | — | $179K | $182K | 1.9% |
| K&F Growth Acquisition Corporation ll Foreign Stock | — | — | $176K | $181K | 1.9% |
| Western Asset Inflation Linked Income Fund Mutual Funds -Fixed Income | — | — | $203K | $173K | 1.8% |
| MFS Government Markets Income Trust Mutual Funds -Fixed Income | — | — | $200K | $162K | 1.7% |
| Ishares MSCI Russell 1000 ETF Mutual Funds and Exchange Traded Funds | — | — | $139K | $160K | 1.7% |
| Great Elm Capital 5.875% Preferred Domestic Preferred Securities | — | — | $158K | $159K | 1.7% |
| Eagle Point Credit Series F 8.00% Domestic Preferred Securities | — | — | $153K | $155K | 1.6% |
| Blackrock Muniholdings Fund Inc. Mutual Funds -Fixed Income | — | — | $145K | $145K | 1.5% |
| Oxford Lane Series A 7.125% Preferred Domestic Preferred Securities | — | — | $142K | $141K | 1.5% |
| MFS Intermediate Income Trust Mutual Funds -Fixed Income | — | — | $142K | $137K | 1.4% |
| Vanguard FTSE Pacific Index Fund ETF Mutual Funds and Exchange Traded Funds | — | — | $107K | $135K | 1.4% |
| Vanguard Growth Index Fund ETF Mutual Funds and Exchange Traded Funds | — | — | $117K | $134K | 1.4% |
| Ishares Core MSCI Europe ETF Mutual Funds and Exchange Traded Funds | — | — | $112K | $127K | 1.3% |
| Financial Select Sector SPDR ETF Mutual Funds and Exchange Traded Funds | — | — | $99K | $103K | 1.1% |
| Eaton Vance Tax-Advantaged Global Diversified Opportunities Fund Mutual Funds and Exchange Traded Funds | — | — | $74K | $91K | 1.0% |
| Liberty All-Star Growth Fund Inc Mutual Funds and Exchange Traded Funds | — | — | $85K | $89K | 0.9% |
| Vanguard Information ETF Mutual Funds and Exchange Traded Funds | — | — | $55K | $86K | 0.9% |
| Blackrock Enhanced International Dividend Trust Mutual Funds and Exchange Traded Funds | — | — | $69K | $81K | 0.9% |
| Blackrock Enhanced Global Dividend Trust Mutual Funds and Exchange Traded Funds | — | — | $63K | $76K | 0.8% |
| Aberdeen Total Dynamic Dividend Fund Mutual Funds and Exchange Traded Funds | — | — | $64K | $75K | 0.8% |
| Virtus Dividend Interest & Premium Strategy Fund Mutual Funds and Exchange Traded Funds | — | — | $69K | $73K | 0.8% |
| Eaton Vance Tax Managed Global Diversified Equity Fund Mutual Funds and Exchange Traded Funds | — | — | $61K | $70K | 0.7% |
| Duff and Phelps Utility Mutual Funds and Exchange Traded Funds | — | — | $61K | $70K | 0.7% |
| Vanguard FTSE Europe Index Fund ETF Mutual Funds and Exchange Traded Funds | — | — | $62K | $68K | 0.7% |
| Eaton Vance Tax-Advantaged Dividend Income Fund Mutual Funds and Exchange Traded Funds | — | — | $61K | $67K | 0.7% |
| Eaton Vance Tax-Advantaged Global Dividend Income Fund Mutual Funds and Exchange Traded Funds | — | — | $50K | $67K | 0.7% |
| NYLI CBRE Global Infrastructure Fund Mutual Funds and Exchange Traded Funds | — | — | $65K | $66K | 0.7% |
| Jpmorgan Betabuilders Japan ETF Mutual Funds and Exchange Traded Funds | — | — | $48K | $64K | 0.7% |
| Pacer Global Cash Cows Dividend ETF Mutual Funds and Exchange Traded Funds | — | — | $56K | $57K | 0.6% |
| Calamos Global Dynamic Income Fund Mutual Funds -Fixed Income | — | — | $42K | $49K | 0.5% |
| Ishares MSCI Canada ETF Mutual Funds and Exchange Traded Funds | — | — | $41K | $47K | 0.5% |
| Supplemental Schedule A - (Continued) (e) Current (a) (b) Identity of Issue (c) Description of Investment (d) Cost Value Ishares MSCI Eurozone ETF Mutual Funds and Exchange Traded Funds | — | — | $39K | $45K | 0.5% |
| Templeton Dragon Fund Inc Mutual Funds and Exchange Traded Funds | — | — | $33K | $42K | 0.4% |
| Voya Global Equity Dividend Premium Mutual Funds and Exchange Traded Funds | — | — | $33K | $38K | 0.4% |
| First Trust Enhanced Equity Inc. Mutual Funds and Exchange Traded Funds | — | — | $26K | $34K | 0.4% |
| Morgan Stanley China A Share Fund Mutual Funds and Exchange Traded Funds | — | — | $29K | $34K | 0.4% |
| Ishares MSCI South Korea ETF Mutual Funds and Exchange Traded Funds | — | — | $28K | $33K | 0.3% |
| Aberdeen Life Sciences Investors Mutual Funds and Exchange Traded Funds | — | — | $35K | $32K | 0.3% |
| Eaton Vance Tax Managed Buy-Write Opportunities Fund Mutual Funds and Exchange Traded Funds | — | — | $27K | $30K | 0.3% |
| Blackrock Science and Technology Term Mutual Funds and Exchange Traded Funds | — | — | $23K | $29K | 0.3% |
| Ishares Core MSCI Brazil ETF Mutual Funds and Exchange Traded Funds | — | — | $28K | $28K | 0.3% |
| Ishares Core Dividend Growth ETF Mutual Funds and Exchange Traded Funds | — | — | $27K | $27K | 0.3% |
| MSDW India Investment Fund Mutual Funds and Exchange Traded Funds | — | — | $21K | $24K | 0.2% |
| Eaton Vance Tax-Advantaged Global Buy-Write Opportunities Fund Mutual Funds and Exchange Traded Funds | — | — | $18K | $22K | 0.2% |
| SRH Total Return Fund Mutual Funds and Exchange Traded Funds | — | — | $19K | $20K | 0.2% |
| New Germany Fund Inc Mutual Funds and Exchange Traded Funds | — | — | $14K | $20K | 0.2% |
| Japan Smaller Capitalization Fund Mutual Funds and Exchange Traded Funds | — | — | $18K | $19K | 0.2% |
| The Taiwan Fund, Inc. Mutual Funds and Exchange Traded Funds | — | — | $12K | $19K | 0.2% |
| John Hancock Tax-Advantaged Dividend Income Fund Mutual Funds and Exchange Traded Funds | — | — | $17K | $19K | 0.2% |
| Wells Fargo Advanced Global Dividend Opportunity Fund Mutual Funds and Exchange Traded Funds | — | — | $16K | $19K | 0.2% |
| Calamos Strategic Total Return Fund Mutual Funds and Exchange Traded Funds | — | — | $12K | $18K | 0.2% |
| Blackrock Enhanced Large Cap Core Fund Mutual Funds and Exchange Traded Funds | — | — | $14K | $15K | 0.2% |
| Blackrock Health Sciences Mutual Funds and Exchange Traded Funds | — | — | $13K | $12K | 0.1% |
| Aberdeen Emerging Markets Equity Mutual Funds and Exchange Traded Funds | — | — | $17K | $10K | 0.1% |
| Virtus Total Return Fund Inc Mutual Funds -Fixed Income | — | — | $2K | $3K | <0.1% |
