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Original filing (PDF)20251015121036NAL0002382275001
ASBESTOS WORKERS SYRACUSE ANNUITY FUND
Form 5500
FILING_RECEIVED
ASBESTOS WORKERS SYRACUSE ANNUITY FUND
Defined-contribution retirement plan
Signals · 2
45% in single holding~176 bps in Sched C fees
Active participants
69
Accounts w/ balance
176
Plan assets (EOY)
$10.4M
Net assets (EOY)
$10.4M
How this plan invests
This plan
5 pooled trusts
Schedule D
13 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
78
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Manning & Napier FD Inc. New Pro-Mix Moderate Term Coll Invt Tr Fd 261,707.871 Shares" is 45% of plan.
- 176 bps in Schedule C fees — 507% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASBESTOS WORKERS SYRACUSE ANNUITY FUND.
Plan sponsor
Name
ASBESTOS WORKERS SYRACUSE ANNUITY FUND
EIN
16-1298413
Address
5 ADLER DR., SUITE 3 · EAST SYRACUSE, NY · 13057
Phone
(315) 424-1809
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2C · Money purchase (other than target benefit)
Audit & trust (Schedule H)
Auditor
DERMODY, BURKE & BROWN, CPAS, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL INVESTMENTS | 42-0127290 | — | NONE | $132K | — |
| DERMODY, BURKE & BROWN, CPAS, LLC | 01-0723685 | — | NONE | $18K | — |
| BLITMAN & KING, LLP | 16-1047304 | — | NONE | $16K | — |
| HAZARD & SIEGEL ADVISORY SERVICES, | 20-2318765 | — | NONE | $9K | — |
| DONNA THOMAS | 16-1298413 | — | EMPLOYEE | $8K | — |
Investments
8 direct securities · 5 pooled funds· $10.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$8.0M
5 holdings
Uncategorized
$2.1M
7 holdings
Mutual Funds
$83K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MANNING & NAPIER NEW PROMIX MOD TRM EXETER TRUST COMPANY · EIN 02-0476209 / PN 011 | Common Collective Trust | — | $262K | $4.6M | 44.3% | |
| MANNING & NAPIER NEW PROMIX MAX TRM EXETER TRUST COMPANY · EIN 02-0476209 / PN 009 | Common Collective Trust | — | $54K | $1.5M | 14.0% | |
| PRINCIPAL/BLACK ROCK S & P 500 IN PRINCIPAL · EIN 94-3224211 / PN 001 | Common Collective Trust | — | $4K | $1.2M | 11.8% | |
| JPMorgan Price Large Cap Growth 7,086.513 Shares | — | — | $7K | $593K | 5.7% | |
| Note Receivable from Participant Rates Ranging from 4.24% - 10.50% | — | — | — | $452K | 4.4% | |
| STABLE RETURN FD N GALLIARD · EIN 41-6202499 / PN 001 | Common Collective Trust | — | $7K | $418K | 4.0% | |
| T Rowe Price Small Cap Growth 9,304.124 Shares | — | — | $9K | $405K | 3.9% | |
| MANNING & NAPIER NEW PROMIX EXT TRM EXETER TRUST COMPANY · EIN 02-0476209 / PN 010 | Common Collective Trust | — | $16K | $310K | 3.0% | |
| Vanguard Equity Income 3,035.062 Shares | — | — | $3K | $268K | 2.6% | |
| Vanguard Developing Markets Index Fund 13,980.142 Shares | — | — | $14K | $215K | 2.1% | |
| Vanguard Total Bond Market Index Fund 10,914.546 Shares | — | — | $11K | $103K | 1.0% | |
| Metropolitan West Bond 12,193.825 Shares | — | — | $12K | $101K | 1.0% | |
| American Europacific Growth Fd CL R6 1,535.802 Shares | Mutual Funds | — | $2K | $83K | 0.8% |
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