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Original filing (PDF)20251012050935NAL0000164993001
SUTHERLAND GLOBAL SERVICES, INC.
Form 5500
FILING_RECEIVED
SUTHERLAND GLOBAL SERVICES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
3,133
Accounts w/ balance
3,623
Plan assets (EOY)
$103.4M
Net assets (EOY)
$103.4M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — 275% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUTHERLAND GLOBAL SERVICES, INC..
Plan sponsor
Name
SUTHERLAND GLOBAL SERVICES, INC.
EIN
16-1287080
Address
SGS CORPORATE BENEFITS OFFICE · 175 SULLYS TRAIL STE 301 · PITTSFORD, NY · 14534
Phone
(585) 298-3938
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
INSERO & CO. CPAS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $271K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS, INC. | 43-1451524 | — | CONSULTANT | $80K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INSERO & COMPANY CPAS, | 47-5324570 | — | ACCOUNTANT | $36K | — |
Investments
28 direct securities · 1 pooled fund· $102.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$93.4M
27 holdings
Common Collective Trust
$7.4M
1 holding
Uncategorized
$1.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | — | $16.9M | 16.3% | |
| AB LARGE CAP GROWTH FUND Z | Registered Investment Companies | — | — | $8.8M | 8.5% | |
| FID FREE INDX 2040 IP | Registered Investment Companies | — | — | $7.5M | 7.3% | |
| PUTNAM STABLE VALUE 25 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $7.4M | 7.1% | |
| FID FREE INDX 2030 IP | Registered Investment Companies | — | — | $7.2M | 7.0% | |
| FID FREE INDX 2035 IP | Registered Investment Companies | — | — | $6.1M | 5.9% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $5.1M | 4.9% | |
| FID GLOBAL EX US INDEX | Registered Investment Companies | — | — | $4.2M | 4.1% | |
| FID FREE INDX 2045 IP | Registered Investment Companies | — | — | $4.1M | 3.9% | |
| PUTNAM LARGE CAP VALUE R6 | Registered Investment Companies | — | — | $3.3M | 3.2% | |
| FID FREE INDX 2050 IP | Registered Investment Companies | — | — | $3.2M | 3.1% | |
| MFS MID CAP VALUE FUND - R6 | Registered Investment Companies | — | — | $3.1M | 3.0% | |
| T. ROWE PRICE SMALL-CAP STOCK | Registered Investment Companies | — | — | $2.7M | 2.6% | |
| JANUS HENDERSON BALANCED - N | Registered Investment Companies | — | — | $2.6M | 2.5% | |
| PIONEER BOND Y | Registered Investment Companies | — | — | $2.6M | 2.5% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $2.5M | 2.4% | |
| FID FREE INDX 2025 IP | Registered Investment Companies | — | — | $2.4M | 2.3% | |
| FID FREE INDX 2055 IP | Registered Investment Companies | — | — | $2.2M | 2.1% | |
| FID FREE INDX 2020 IP | Registered Investment Companies | — | — | $1.9M | 1.8% | |
| MFS INTL INTRINSIC VALUE R6 | Registered Investment Companies | — | — | $1.7M | 1.6% | |
| FID FREE INDX 2060 IP | Registered Investment Companies | — | — | $1.4M | 1.4% | |
| FIDELITY ADVISOR STRAT INC Z | Registered Investment Companies | — | — | $1.3M | 1.2% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $1.2M | 1.2% | |
| COHEN & STEERS REAL EST SEC Z | Registered Investment Companies | — | — | $595K | 0.6% | |
| FID FREEDOM IND2010 INSTL PREM | Registered Investment Companies | — | — | $560K | 0.5% | |
| TRP RETIREMENT BALANCED I | Registered Investment Companies | — | — | $508K | 0.5% | |
| JPM EMERGING MARKETS EQUITY R6 | Registered Investment Companies | — | — | $470K | 0.5% | |
| FID FREE INDEX 2065 IP | Registered Investment Companies | — | — | $349K | 0.3% | |
| FID FREE INDX 2015 IP | Registered Investment Companies | — | — | $331K | 0.3% |