Original filing (PDF)20250923085907NAL0005511121001

GRAHAM CORPORATION

Name: GRAHAM CORPORATION — GRAHAM CORPORATION INCENTIVE SAVINGS PLAN, Form 5500 (2024)
Creator: GRAHAM CORPORATION

Form 5500

FILING_RECEIVED

GRAHAM CORPORATION INCENTIVE SAVINGS PLAN

401(k) retirement plan

Active participants

591

Accounts w/ balance

795

Plan assets (EOY)

$97.7M

Net assets (EOY)

$97.7M

How this plan invests

This plan

1 pooled trust

Schedule D

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRAHAM CORPORATION.

Plan sponsor

Name

GRAHAM CORPORATION

EIN

16-1194720

Address

20 FLORENCE AVENUE · BATAVIA, NY · 14020

Phone

(585) 343-2216

Industry

Manufacturingsee all

Plan administrator

Name

VP OF FINANCE & ADMINISTRATION/CFO, GRAHAM CORPORATION

EIN

36-4970374

City

BATAVIA, NY

Phone

(585) 343-2216

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-23

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
THE VANGUARD GROUP, INC.	23-1945930	—	NONE	$122K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
SAGEVIEW ADVISORY GROUP LLC	33-0818667	—	NONE	$49K	—
FREED MAXICK	45-4051133

Investments

30 direct securities · 1 pooled fund· $96.4M(99% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$82.7M

27 holdings

Common Collective Trust

$7.4M

1 holding

Common Stock

$2.7M

1 holding

Cash / Money Market

$2.0M

1 holding

Bonds / Notes

$1.6M

1 holding

					% of plan
Vanguard 500 Index Fund Investor Shares Mutual Fund	Other securities	—	—	$15.1M	15.4%
Vanguard Balanced Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$9.0M	9.2%
Vanguard Target Retirement 2030 Fund Mutual Fund	Other securities	—	—	$7.9M	8.1%
VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024	Common Collective Trust	—	—	$7.4M	7.6%
Vanguard Target Retirement 2035 Fund Mutual Fund	Other securities	—	—	$6.7M	6.9%
Baron Growth Fund Mutual Fund	Other securities	—	—	$5.3M	5.4%
Vanguard Target Retirement 2055 Fund Mutual Fund	Other securities	—	—	$4.0M	4.1%
Vanguard Target Retirement 2045 Fund Mutual Fund	Other securities	—	—	$3.6M	3.7%
Vanguard International Growth Fund Admiral Shares Mutual Fund	Other securities	—	—	$3.6M	3.7%
Vanguard Target Retirement 2050 Fund Mutual Fund	Other securities	—	—	$3.4M	3.4%
Vanguard Target Retirement 2060 Fund Mutual Fund	Other securities	—	—	$3.0M	3.1%
Vanguard Small-Cap Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$2.9M	3.0%
Vanguard Target Retirement 2025 Fund Mutual Fund	Other securities	—	—	$2.8M	2.8%
Graham Corporation Stock Fund Stock	Common Stock	—	—	$2.7M	2.7%
PIMCO RAE US small Fund; Institutional Class Mutual Fund	Other securities	—	—	$2.5M	2.6%
Vanguard Target Retirement 2040 Fund Mutual Fund	Other securities	—	—	$2.4M	2.4%
Vanguard Federal Money Market Fund Mutual Fund	Cash / Money Market	—	—	$2.0M	2.0%
PIMCO Total Return Fund, Institutional Class Mutual Fund	Other securities	—	—	$1.8M	1.9%
Vanguard Target Retirement 2065 Fund Mutual Fund	Other securities	—	—	$1.8M	1.8%
Graham Corporation Incentive Savings Plan 9.50%)	Bonds / Notes	—	—	$1.6M	1.6%
Vanguard Total Bond Market Index Fund Investor Shares Mutual Fund	Other securities	—	—	$1.3M	1.3%
Vanguard Mid-Cap Index Fund Admiral Shares Mutual Fund	Other securities	—	—	$1.1M	1.1%
Vanguard Target Retirement Income Mutual Fund	Other securities	—	—	$1.1M	1.1%
Vanguard Target Retirement 2020 Fund Mutual Fund	Other securities	—	—	$841K	0.9%
Allspring Special Mid Cap Value Fund Mutual Fund	Other securities	—	—	$784K	0.8%
Vanguard Inflation-Protected Securities Fund: Adm Shares Mutual Fund	Other securities	—	—	$474K	0.5%
Fidelity Blue Chip Growth Mutual Fund	Other securities	—	—	$438K	0.4%
Vanguard International Value Fund Mutual Fund	Other securities	—	—	$344K	0.4%
Vanguard Target Retirement 2070 Fund Mutual Fund	Other securities	—	—	$278K	0.3%
Putnam Large Cap Value Fund Mutual Fund	Other securities	—	—	$203K	0.2%
Cohen & Steers Real Estate Securities Fund Mutual Fund	Other securities	—	—	$8K	<0.1%