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Original filing (PDF)20250919132641NAL0003121955001
GRAHAM CORPORATION
Form 5500
FILING_RECEIVED
RETIREMENT INCOME PLAN OF GRAHAM CORPORATION
Defined-benefit pension plan
Signals · 1
59% in single holding
Active participants
50
Accounts w/ balance
—
Plan assets (EOY)
$30.8M
Net assets (EOY)
$30.8M
How this plan invests
This plan
5 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Long-Term Investment Grade Fund" is 59% of plan.
- 52 bps in Schedule C fees — 79% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRAHAM CORPORATION.
Plan sponsor
Name
GRAHAM CORPORATION
EIN
16-1194720
Address
20 FLORENCE AVENUE · BATAVIA, NY · 14020
Phone
(585) 343-2216
Industry
Manufacturingsee all
Plan administrator
Name
VP OF FINANCE & ADMINISTRATION/CFO, GRAHAM CORPORATION
EIN
16-1194720
City
BATAVIA, NY
Phone
(585) 343-2216
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
FREED MAXICK, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BURKE GROUP NOW PART OF USI | 06-1053228 | — | NONE | $95K | — |
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | NONE | $35K | — |
| VANGUARD FIDUCIARY TRUST COMPANY | 23-2186884 | — | NONE | $17K | — |
| FREED MAXICK | 45-4051133 | — | NONE | $14K | — |
Investments
5 direct securities· $30.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Long-Term Investment Grade Fund | — | — | $24.7M | $18.1M | 58.8% | |
| Vanguard Long-Term Treasury Index Fund | — | — | $7.7M | $5.5M | 17.9% | |
| Vanguard Total International Stock Index Fund | — | — | $2.1M | $4.5M | 14.6% | |
| Vanguard Total Stock Market Index Fund | — | — | $2.1M | $2.6M | 8.3% | |
| Vanguard Federal Money Market Fund | — | — | $82K | $82K | 0.3% |