Back to filter
Original filing (PDF)20251012051043NAL0000032771001
UCONNECTCARE
Form 5500
FILING_RECEIVED
UCONNECTCARE 401K PLAN
401(k) retirement plan
Active participants
113
Accounts w/ balance
144
Plan assets (EOY)
$3.4M
Net assets (EOY)
$3.4M
How this plan invests
This plan
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 70 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UCONNECTCARE.
Plan sponsor
Name
UCONNECTCARE
EIN
16-1068629
Address
430 EAST MAIN ST · BATAVIA, NY · 14020
Phone
(585) 815-1809
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-12
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EFPR ADVISORY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $9K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $15K | — |
Investments
22 direct securities· $3.3M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPM SMARTRETIREMENT 2035 R6 | Registered Investment Companies | — | — | $550K | 16.1% | |
| JPM SMARTRETIREMENT 2055 R6 | Registered Investment Companies | — | — | $502K | 14.7% | |
| JPM SMARTRETIREMENT 2030 R6 | Registered Investment Companies | — | — | $350K | 10.2% | |
| JPM SMARTRETIREMENT 2020 R6 | Registered Investment Companies | — | — | $253K | 7.4% | |
| FRANKLIN RISING DIVIDENDS R6 | Registered Investment Companies | — | — | $246K | 7.2% | |
| JPM SMARTRETIREMENT 2025 R6 | Registered Investment Companies | — | — | $192K | 5.6% | |
| JPM SMARTRETIREMENT INCOME R6 | Registered Investment Companies | — | — | $184K | 5.4% | |
| JPM SMARTRETIREMENT 2045 R6 | Registered Investment Companies | — | — | $164K | 4.8% | |
| JPM SMARTRETIREMENT 2050 R6 | Registered Investment Companies | — | — | $141K | 4.1% | |
| JPM SMARTRETIREMENT 2040 R6 | Registered Investment Companies | — | — | $132K | 3.9% | |
| MFS GROWTH FUND R6 | Registered Investment Companies | — | — | $124K | 3.6% | |
| JPMORGAN US SMALL COMPANY R6 | Registered Investment Companies | — | — | $109K | 3.2% | |
| MACQUARIE EMERGING MARKETS R | Registered Investment Companies | — | — | $77K | 2.3% | |
| PIMCO COMMODITIESPLUS STR INST | Registered Investment Companies | — | — | $69K | 2.0% | |
| BLACKROCK FEDFUND - PREMIER | Registered Investment Companies | — | — | $52K | 1.5% | |
| JPMORGAN MID CAP VALUE FUND R6 | Registered Investment Companies | — | — | $48K | 1.4% | |
| TEMPLETON GLOBAL BOND FUND R6 | Registered Investment Companies | — | — | $21K | 0.6% | |
| AMERICAN FUNDS INT GR & INC R6 272 REGISTERED INVESTMENT COMPANY BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $16K | 0.5% | |
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $11K | 0.3% | |
| LOOMIS SAYLES INV GRADE BOND N | Registered Investment Companies | — | — | $5K | 0.1% | |
| AMC SH DUR INFL PR BND R6 | Registered Investment Companies | — | — | $4K | 0.1% | |
| COHEN & STEERS REAL EST SEC Z | Registered Investment Companies | — | — | $3K | <0.1% |
Related plans
Other plans using MERRILL LYNCH PIERCE FENNER & SMITH
AMGEN INC.
AMGEN RETIREMENT AND SAVINGS PLAN
$7.7B · 14,965 participants
MACYS, INC.
MACYS INC 401(K) RETIREMENT INVESTMENT PLAN
$4.6B · 103,247 participants
WASTE MANAGEMENT, INC.
WASTE MANAGEMENT RETIREMENT SAVINGS PLAN
$4.1B · 38,168 participants
MACYS INC
MACYS INC CASH ACCOUNT PENSION PLAN
$1.9B · 15,538 participants
PENSION PLAN OF LOCAL 464A
PENSION PLAN OF LOCAL 464A
$1.2B · 7,332 participants
MIDWEST PHYSICIAN ADMINISTRATIVE SERVICES, LLC, D/B/A DULY HEALTH AND
DULY HEALTH AND CARE 401(K) PLAN
$1.1B · 6,585 participants
Similar-size Health Care & Social Assistance plans
MENTAL HEALTH PROVIDERS OF
401(A) THRIFT PLAN OF MENTAL HEALTH PROVIDERS OF WESTERN QUEENS, INC.
$3.4M · 61 participants
SYNTERO
SYNTERO 403(B) PLAN
$3.4M · 126 participants
COLUMBIANA COUNTY MENTAL HEALTH CLINIC
COLUMBIANA COUNTY MENTAL HEALTH CLINIC 403B THRIFT PLAN
$3.4M · 157 participants
ACCELERATED RECOVERY CENTERS, LLC
ACCELERATED RECOVERY CENTERS, LLC CASH BALANCE PENSION PLAN
$3.4M · 5 participants
CSMN OPERATIONS, LLC DBA ALL POINTS NORTH LODGE
APN LODGE 401(K) PLAN
$3.4M · 244 participants
ALPHA HUMAN SERVICES, INC. DBA ALPHA EMERGENCE BEHAVIORAL
ALPHA EMERGENCE BEHAVIORAL HEALTH EMPLOYEE RETIREMENT PLAN
$3.4M · 20 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B