Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KARPUS INVESTMENT MANAGEMENT | — | PITTSFORD, NY | CONSULTANT | $56K | — |
| ONE DIGITAL INVESTMENT ADVISORS,LLC | — | DALLAS, TX | CONSULTANT | $15K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STOKES,VISCA,HUCKO & BARONE CPA,LLC | 47-4215313 | ROCHESTER, NY | AUDITOR | $21K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF Mutual Funds and Exchange Traded Funds | — | — | $956K | $1.3M | 15.4% | |
| Vanguard Long Term Bond Index ETF Mutual Funds and Exchange Traded Funds | — | — | $412K | $421K | 5.1% | |
| Nuveen New York AMT Free Quality Municipal Income Fund Mutual Funds and Exchange Traded Funds | — | — | $344K | $328K | 4.0% | |
| Vanguard Small Cap Index Fund ETF Mutual Funds and Exchange Traded Funds | — | — | $230K |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MOYER AND ASSOCIATES PC | — | ROCHESTER, NY | ATTORNEY | $18K | — |
| BLITMAN AND KING | — | ROCHESTER, NY | LEGAL COUNSEL | $11K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KRIS WILLIAMSON | — | — | EMPLOYEE | $67K | — |
| $296K |
| 3.6% |
| First American Money Market Fund Money Market Funds | — | — | $252K | $252K | 3.1% |
| Angel Oak Financial Strategies Income Term Trust Mutual Funds and Exchange Traded Funds | — | — | $226K | $228K | 2.8% |
| Vanguard FTSE Emerging Markets ETF Mutual Funds and Exchange Traded Funds | — | — | $205K | $228K | 2.8% |
| Nuveen Nasdaq 100 Dynamic Overwrite Mutual Funds and Exchange Traded Funds | — | — | $159K | $180K | 2.2% |
| Gabelli Dividend & Income Trust Mutual Funds and Exchange Traded Funds | — | — | $125K | $180K | 2.2% |
| Neuberger Berman Next Generation Mutual Funds and Exchange Traded Funds | — | — | $126K | $171K | 2.1% |
| Western Asset Inflation Linked Mutual Funds and Exchange Traded Funds | — | — | $211K | $160K | 1.9% |
| Vanguard FTSE All-World ex-US ETF Mutual Funds and Exchange Traded Funds | — | — | $145K | $160K | 1.9% |
| YHN Acquisition l Limited Shares Foreign Stock | — | — | $153K | $158K | 1.9% |
| Flag Ship Acquisitian Corporation Ordinary Shares Foreign Stock | — | — | $150K | $157K | 1.9% |
| AA Mission Acquisition Corporation Ordinary Shares Foreign Stock | — | — | $150K | $157K | 1.9% |
| Gigcapital 7 Corporation Ordinary Shares Class A Foreign Stock | — | — | $150K | $156K | 1.9% |
| Saratoga Investment Corporation 6.00% Preferred Domestic Preferred Securities | — | — | $152K | $155K | 1.9% |
| Rf Acquisition Corporation II Foreign Stock | — | — | $147K | $154K | 1.9% |
| AI Transportation Acquisition Corporation Foreign Stock | — | — | $137K | $149K | 1.8% |
| Great Elm Capital Corporation 8.75% Preferred Domestic Preferred Securities | — | — | $135K | $141K | 1.7% |
| Gladstone Investment Corporation 5.00% Preferred Domestic Preferred Securities | — | — | $141K | $140K | 1.7% |
| Terra Income Fund Ser 7.00% Preferred Domestic Preferred Securities | — | — | $138K | $139K | 1.7% |
| Ishares MSCI Russell 1000 ETF Mutual Funds and Exchange Traded Funds | — | — | $118K | $135K | 1.6% |
| Vanguard Total Stock Market ETF Mutual Funds and Exchange Traded Funds | — | — | $87K | $135K | 1.6% |
| Blackrock Core Bond Trust Mutual Funds and Exchange Traded Funds | — | — | $134K | $134K | 1.6% |
| Crescent Capital BDC, Inc. Domestic Preferred Securities | — | — | $116K | $116K | 1.4% |
| Vanguard FTSE Pacific Index Fund ETF Mutual Funds and Exchange Traded Funds | — | — | $92K | $113K | 1.4% |
| Ishares Core MSCI Europe ETF Mutual Funds and Exchange Traded Funds | — | — | $97K | $108K | 1.3% |
| Financial Select Sector SPDR ETF Mutual Funds and Exchange Traded Funds | — | — | $88K | $93K | 1.1% |
| Vanguard FTSE Europe Index Fund ETF Mutual Funds and Exchange Traded Funds | — | — | $84K | $92K | 1.1% |
| Eaton Vance Tax Advantage Global Dividend Opps ETF Mutual Funds and Exchange Traded Funds | — | — | $70K | $86K | 1.1% |
| Vanguard Information ETF Mutual Funds and Exchange Traded Funds | — | — | $33K | $72K | 0.9% |
| Eaton Vance Tax Managed Global Buy-Write Opportunity Fund Mutual Funds and Exchange Traded Funds | — | — | $63K | $71K | 0.9% |
| Blackrock Science and Technology Mutual Funds and Exchange Traded Funds | — | — | $65K | $70K | 0.9% |
| Blackrock Enhanced International Dividend Trust Mutual Funds and Exchange Traded Funds | — | — | $59K | $68K | 0.8% |
| Blackrock Enhanced Global Dividend Trust Mutual Funds and Exchange Traded Funds | — | — | $56K | $67K | 0.8% |
| Liberty All-Star Growth Fund, Inc. Mutual Funds and Exchange Traded Funds | — | — | $55K | $60K | 0.7% |
| Eaton Vance Tax Managed Global Diversified Equity Fund Mutual Funds and Exchange Traded Funds | — | — | $51K | $60K | 0.7% |
| Eaton Vance Tax Advantage Global Dividend Income Fund Mutual Funds and Exchange Traded Funds | — | — | $43K | $57K | 0.7% |
| Jpmorgan Betabuilders Japan ETF Mutual Funds and Exchange Traded Funds | — | — | $43K | $57K | 0.7% |
| NYLI CBRE Global Infrastructure Megatrends Mutual Funds and Exchange Traded Funds | — | — | $53K | $56K | 0.7% |
| Eaton Vance Tax Advantage Dividend Income Mutual Funds and Exchange Traded Funds | — | — | $49K | $55K | 0.7% |
| Duff and Phelps Utility Mutual Funds and Exchange Traded Funds | — | — | $38K | $50K | 0.6% |
| Ishares MSCI Canada ETF Mutual Funds and Exchange Traded Funds | — | — | $45K | $49K | 0.6% |
| Virtus Dividend International Premium Strategy Mutual Funds and Exchange Traded Funds | — | — | $42K | $46K | 0.6% |
| Calamos Global Dynamic Income Fund Mutual Funds and Exchange Traded Funds | — | — | $37K | $41K | 0.5% |
| Templeton Dragon Fund Mutual Funds and Exchange Traded Funds | — | — | $29K | $36K | 0.4% |
| Pacer Global Cash Cows Dividend ETF Mutual Funds and Exchange Traded Funds | — | — | $32K | $33K | 0.4% |
| Ishares Core MSCI Europe ETF Mutual Funds and Exchange Traded Funds | — | — | $27K | $32K | 0.4% |
| First Trust Enhanced Equity, Inc. Mutual Funds and Exchange Traded Funds | — | — | $25K | $32K | 0.4% |
| Hancock John Tax Advantaged Dividend Fund Mutual Funds and Exchange Traded Funds | — | — | $27K | $31K | 0.4% |
| Blackrock Health Sciences Mutual Funds and Exchange Traded Funds | — | — | $34K | $31K | 0.4% |
| Voya Global Equity Dividend Premium Mutual Funds and Exchange Traded Funds | — | — | $26K | $31K | 0.4% |
| Ishares MSCI South Korea ETF Mutual Funds and Exchange Traded Funds | — | — | $23K | $28K | 0.3% |
| Blackrock Municipal Credit Alpha Portfolio Mutual Funds and Exchange Traded Funds | — | — | $24K | $27K | 0.3% |
| Aberdeen Life Sciences Investors Mutual Funds and Exchange Traded Funds | — | — | $27K | $26K | 0.3% |
| Blackrock Science and Technology Term Mutual Funds and Exchange Traded Funds | — | — | $21K | $24K | 0.3% |
| Ishares Core MSCI Brazil ETF Mutual Funds and Exchange Traded Funds | — | — | $24K | $23K | 0.3% |
| Japan Smaller Capitalization Fund Mutual Funds and Exchange Traded Funds | — | — | $22K | $23K | 0.3% |
| MSDW India Investment Fund Mutual Funds and Exchange Traded Funds | — | — | $17K | $20K | 0.2% |
| Aberdeen Emerging Markets Equity Mutual Funds and Exchange Traded Funds | — | — | $28K | $18K | 0.2% |
| SRH Total Return Fund Mutual Funds and Exchange Traded Funds | — | — | $16K | $17K | 0.2% |
| New Germany Fund, Inc. Mutual Funds and Exchange Traded Funds | — | — | $12K | $17K | 0.2% |
| The Taiwan Fund, Inc. Mutual Funds and Exchange Traded Funds | — | — | $10K | $16K | 0.2% |
| Eaton Vance Tax Managed Buy-Write Opportunity Fund Mutual Funds and Exchange Traded Funds | — | — | $11K | $13K | 0.2% |
| Wells Fargo Advanced Global Dividend Opportunity Fund Mutual Funds and Exchange Traded Funds | — | — | $11K | $13K | 0.2% |
| Vanguard Growth Index Fund ETF Mutual Funds and Exchange Traded Funds | — | — | $10K | $11K | 0.1% |
| Virtus Total Return Fund, Inc. Mutual Funds and Exchange Traded Funds | — | — | $9K | $11K | 0.1% |
| Blackrock Enhanced Large Cap Core Fund Mutual Funds and Exchange Traded Funds | — | — | $6K | $7K | <0.1% |
