Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST GREAT-WEST LIFE & ANNUITY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $36K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 41-1416330 | — | BROKER/ADVISOR | $0 | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2025 Inv Mutual Fund N/A | — | — | — | $2.0M | 15.2% | |
| Vanguard Target Retirement 2035 Inv Mutual Fund N/A | — | — | — | $1.5M | 11.4% | |
| JP Morgan Large Cap Growth R6 Mutual Fund N/A | — | — | — | $1.5M | 11.3% | |
| Empower S&P 500 Index Institutional Mutual Fund N/A | — | — | — | $1.2M |
| Direct comp |
|---|
| Indirect comp |
|---|
| BPAS LLC | — | UTICA, NY | CONTRACT ADMIN | $3K | — |
| LIFETIME BENEFIT SOLUTIONS | 16-1171765 | SYRACUSE, NY | CONTRACT ADMIN | -$778 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SALMIN, CELONA, WEHRLE & FLAHERTY | 16-1451346 | — | AUDITOR | $9K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
| 9.4% |
| Blackrock Equity Dividend - K Mutual Fund N/A | — | — | — | $1.0M | 7.7% |
| American Funds Europacific Growth Fund Mutual Fund N/A | — | — | — | $998K | 7.6% |
| Delaware Small Cap Core R6 Mutual Fund N/A | — | — | — | $678K | 5.2% |
| Metropolitan West Total Return Bond Admin Mutual Fund N/A | — | — | — | $670K | 5.1% |
| Baird Mid Cap Growth Fund International Class Mutual Fund N/A | — | — | — | $510K | 3.9% |
| Vanguard Target Retirement 2045 Inv Mutual Fund N/A | — | — | — | $493K | 3.7% |
| Vanguard Target Retirement Income Inv Mutual Fund N/A | — | — | — | $425K | 3.2% |
| Oppenheimer Developing Markets I Mutual Fund N/A | — | — | — | $345K | 2.6% |
| September, 2029 -0- | — | — | — | $317K | 2.4% |
| Vanguard Target Retirement 2030 Inv Mutual Fund N/A | — | — | — | $301K | 2.3% |
| Vanguard Target Retirement 2020 Inv Mutual Fund N/A | — | — | — | $277K | 2.1% |
| Vanguard Target Retirement 2055 Inv Mutual Fund N/A | — | — | — | $210K | 1.6% |
| Blackrock Inflation Protected BD Mutual Fund N/A | — | — | — | $162K | 1.2% |
| Vanguard Target Retirement 2050 Inv Mutual Fund N/A | — | — | — | $160K | 1.2% |
| Vanguard Target Retirement 2060 Inv Mutual Fund N/A | — | — | — | $122K | 0.9% |
| Vanguard Target Retirement 2040 Inv Mutual Fund N/A | — | — | — | $97K | 0.7% |
| EI Fixed Account - Series Class III Fixed Annuities – interest rate at 2.1% | — | — | — | $88K | 0.7% |
| Vanguard Target Retirement 2065 Inv Mutual Fund N/A | — | — | — | $63K | 0.5% |
