Back to filter
Original filing (PDF)20250922121542NAL0006067904001
SERVOTRONICS INC
Form 5500
FILING_RECEIVED
SERVOTRONICS INC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Active participants
280
Accounts w/ balance
218
Plan assets (EOY)
$10.1M
Net assets (EOY)
$10.1M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SERVOTRONICS INC.
Plan sponsor
Name
SERVOTRONICS INC
EIN
16-0837866
Address
1110 MAPLE STR · PO BOX 300 · ELMA, NY · 14059
Phone
(716) 655-5990
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TRONCONI & SEGARRA & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PAYCHEX, INC. | 16-1124166 | ROCHESTER, NY | RECORDKEEPER | $24K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS - RETIREMENT PLAN CONSULTING | — | NASHVILLE, TN | ADVISOR | $19K | — |
Investments
23 direct securities · 1 pooled fund· $10.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.7M
22 holdings
Mutual Funds
$314K
1 holding
Common Collective Trust
$154K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| The Vanguard Group Vanguard Target Retirement 2025 Fund Investor Shares | — | — | — | $1.9M | 19.1% | |
| The Vanguard Group Vanguard Target Retirement 2030 Fund Investor Shares | — | — | — | $858K | 8.5% | |
| The Vanguard Group Vanguard Target Retirement 2045 Fund Investor Shares | — | — | — | $662K | 6.5% | |
| The Vanguard Group Vanguard Target Retirement Income Fund Investor Shares | — | — | — | $645K | 6.4% | |
| New York Life Investments Winslow Large Cap Growth Fund Class R6 | — | — | — | $609K | 6.0% | |
| The Vanguard Group Vanguard Target Retirement 2035 Fund Investor Shares | — | — | — | $560K | 5.5% | |
| The Vanguard Group Vanguard Target Retirement 2055 Fund Investor Shares | — | — | — | $534K | 5.3% | |
| The Vanguard Group Vanguard Target Retirement 2020 Fund Investor Shares | — | — | — | $525K | 5.2% | |
| JP Morgan Asset Management JP Morgan Large Cap Value Fund Class R6 | — | — | — | $418K | 4.1% | |
| The Vanguard Group Vanguard Target Retirement 2040 Fund Investor Shares | — | — | — | $417K | 4.1% | |
| The Vanguard Group Vanguard Target Retirement 2050 Fund Investor Shares | — | — | — | $364K | 3.6% | |
| BlackRock iShares S&P 500 Index Fund Institutional Shares | — | — | — | $359K | 3.5% | |
| MFS Investment Management MFS Mid Cap Value Fund Class R6 | — | — | — | $331K | 3.3% | |
| American Funds Service Company American Funds American Balanced Fund Class R6 | Mutual Funds | — | — | $314K | 3.1% | |
| The Vanguard Group Vanguard Target Retirement 2060 Fund Investor Shares | — | — | — | $254K | 2.5% | |
| American Funds Service Company American Funds New Perspective Fund Class R6 | — | — | — | $215K | 2.1% | |
| Participant Loans * Participant Loans Notes receivable from participants (4.25% - 9.50%) | — | — | — | $204K | 2.0% | |
| Macquarie Group Macquarie Small Cap Core Fund Class R6 | — | — | — | $200K | 2.0% | |
| METLIFE GAC SERIES 25053 0 RELIANCE TRUST · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $154K | 1.5% | |
| JP Morgan Asset Management JP Morgan Core Plus Bond Fund Class R6 | — | — | — | $149K | 1.5% | |
| JP Morgan Asset Management JP Morgan Mid Cap Growth Fund Class R6 497 Macquarie Group Macquarie Mid Cap Growth Fund Class R6 | — | — | — | $140K | 1.4% | |
| John Hancock Investments John Hancock Disciplined Value International Fund Class R6 | — | — | — | $128K | 1.3% | |
| The Vanguard Group Vanguard Target Retirement 2065 Fund Investor Shares | — | — | — | $84K | 0.8% | |
| American Funds Service Company American Funds New World Fund Class R6 | — | — | — | $72K | 0.7% |
Related plans
Other plans using PAYCHEX, INC.
JOINT BOARD OF TRUSTEES, BAKERY & CONFECTIONERY UNION & INDUSTRY
BAKERY & CONFECTIONERY UNION & INDUSTRY INTERNATIONAL PENSION FUND
$6.6B · 14,943 participants
BOARD OF TRUSTEES OF LINE CONSTRUCTION BENEFIT FUND
LINE CONSTRUCTION BENEFIT FUND
$1.9B · 65,981 participants
PAYCHEX RETIREMENT LLC
PAYCHEX POOLED EMPLOYER 401(K) PLAN
$1.8B · 621,703 participants
LABORERS' DISTRICT COUNCIL CONSTRUCTION INDUSTRY PENSION FUND
LABORERS' DISTRICT COUNCIL CONSTRUCTION INDUSTRY PENSION FUND
$1.2B · 2,817 participants
BOARD OF TRUSTEES I.A.T.S.E. NATIONAL PENSION FUND
I. A. T. S. E. NATIONAL PENSION FUND
$673.2M · 15,401 participants
SHEET METAL WORKERS PENSION FUND OF LOCAL UNION
SHEET METAL WORKERS PENSION FUND OF LOCAL UNION NO. 19
$519.2M · 1,833 participants
Similar-size Manufacturing plans
STEIN SEAL COMPANY
STEIN SEAL COMPANY 401(K) RETIREMENT SAVINGS PLAN
$10.1M · 218 participants
A.J.R. INDUSTRIES INC.
A.J .R. INDUSTRIES, INC 401(K) PLAN
$10.2M · 42 participants
ACROMIL, LLC
ACROMIL LLC 401K PLAN
$9.9M · 254 participants
FLOATS AND FUEL CELLS
FLOATS AND FUEL CELLS 401(K) RETIREMENT PLAN
$9.9M · 173 participants
UNITECH COMPOSITES, INC.
UNITECH COMPOSITES 401(K) PLAN
$9.9M · 115 participants
DODSON INVESTMENT, INC.
DODSON INVESTMENT, INC. PROFIT SHARING 401(K) PLAN
$9.9M · 78 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B