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Original filing (PDF)20251003092511NAL0000756019002
HOBART AND WILLIAM SMITH COLLEGES
Form 5500
FILING_RECEIVED
HOBART AND WILLIAM SMITH COLLEGES RETIREMENT PLAN
403(b) retirement plan
Active participants
651
Accounts w/ balance
1,414
Plan assets (EOY)
$240.5M
Net assets (EOY)
$240.5M
How this plan invests
This plan
1 pooled trust
Schedule D
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOBART AND WILLIAM SMITH COLLEGES.
Plan sponsor
Name
HOBART AND WILLIAM SMITH COLLEGES
EIN
16-0743040
Address
337 PULTENEY STREET · GENEVA, NY · 144563301
Phone
(315) 781-3311
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BONADIO & CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $85K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS, LLC | 47-1411118 | — | INVESTMENT ADVISOR | $19K | — |
| MAYFLOWER FINANCIAL ADVISORS, LLC | 84-1305000 | — | INVESTMENT ADVISOR | $6K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BONADIO & CO. LLP | 16-1131146 | — | AUDITOR | $29K | — |
Investments
43 direct securities · 1 pooled fund· $240.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$235.8M
43 holdings
Pooled Separate Account
$4.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non benefit-Responsive | — | — | — | $39.3M | 16.3% | |
| CREF Stock R2 | — | — | — | $28.2M | 11.7% | |
| American Funds 2035 Trgt Date Retire R6 | — | — | — | $16.2M | 6.7% | |
| American Funds 2040 Trgt Date Retire R6 | — | — | — | $16.1M | 6.7% | |
| Fidelity 500 Index Institutional Prem | — | — | — | $15.4M | 6.4% | |
| American Funds 2030 Trgt Date Retire R6 | — | — | — | $12.0M | 5.0% | |
| CREF Global Equities R2 | — | — | — | $10.6M | 4.4% | |
| CREF Social Choice R2 | — | — | — | $8.9M | 3.7% | |
| CREF Growth R2 | — | — | — | $8.8M | 3.6% | |
| American Funds 2045 Trgt Date Retire R6 | — | — | — | $7.9M | 3.3% | |
| CREF Equity Index R2 | — | — | — | $7.0M | 2.9% | |
| JP Morgan Large Cap Growth R6 | — | — | — | $6.8M | 2.8% | |
| American Funds 2025 Trgt Date Retire R6 | — | — | — | $5.7M | 2.4% | |
| TIAA Traditional Fully Benefit-Responsive | — | — | — | $4.7M | 2.0% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $4.7M | 2.0% | |
| American Funds 2050 Trgt Date Retire R6 | — | — | — | $4.6M | 1.9% | |
| CREF Money Market R2 | — | — | — | $3.8M | 1.6% | |
| CREF Core Bond R2 | — | — | — | $3.8M | 1.6% | |
| American Funds 2055 Trgt Date Retire R6 | — | — | — | $3.6M | 1.5% | |
| Fidelity Mid Cap Index | — | — | — | $3.2M | 1.3% | |
| American Funds 2015 Trgt Date Retire R6 | — | — | — | $2.6M | 1.1% | |
| Columbia Dividend Income Instl3 | — | — | — | $2.4M | 1.0% | |
| Vanguard FTSE Social Index Adm | — | — | — | $2.4M | 1.0% | |
| Vanguard Total Intl Stock Index Admiral | — | — | — | $2.2M | 0.9% | |
| American Funds 2020 Trgt Date Retire R6 | — | — | — | $1.9M | 0.8% | |
| PIMCO Income Instl | — | — | — | $1.8M | 0.8% | |
| TIAA-CREF Small-Cap Blend Idx Inst | — | — | — | $1.8M | 0.7% | |
| CREF Inflation-Linked Bond R2 | — | — | — | $1.7M | 0.7% | |
| Vanguard Total Bond Market Index Adm | — | — | — | $1.6M | 0.7% | |
| TIAA-CREF Money Market Instl | — | — | — | $1.4M | 0.6% | |
| Carillon Eagle Mid Cap Growth R6 | — | — | — | $1.3M | 0.5% | |
| Western Asset Core Plus Bond I | — | — | — | $1.2M | 0.5% | |
| DoubleLine Low Duration Bond I | — | — | — | $1.1M | 0.4% | |
| MFS International Diversification R6 | — | — | — | $872K | 0.4% | |
| MFS Mid Cap Value R6 | — | — | — | $841K | 0.3% | |
| Undiscovered Mgrs Behavioral Value R6 | — | — | — | $797K | 0.3% | |
| American Funds 2060 Trgt Date Retire R6 | — | — | — | $736K | 0.3% | |
| Various Participants | — | — | — | $731K | 0.3% | |
| Cohen & Steers Real Estate Securities Z | — | — | — | $638K | 0.3% | |
| American Century Emerging Markets R6 | — | — | — | $408K | 0.2% | |
| American Funds 2065 Trgt Date Retire R6 | — | — | — | $395K | 0.2% | |
| Principal SmallCap Growth I R6 | — | — | — | $333K | 0.1% | |
| American Funds 2010 Trgt Date Retire R6 | — | — | — | $233K | <0.1% | |
| State Street Instl US Govt Money Market Premier | — | — | — | $11K | <0.1% |