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Original filing (PDF)20251014194213NAL0003566641001
HIGHLAND HOSPITAL OF ROCHESTER
Form 5500
FILING_RECEIVED
RETIREMENT PLAN FOR EMPLOYEES OF HIGHLAND HOSPITAL OF ROCHESTER, NY
Defined-benefit pension plan
Signals · 2
No recordkeeper disclosed8 service providers
Active participants
338
Accounts w/ balance
—
Plan assets (EOY)
$139.0M
Net assets (EOY)
$139.0M
How this plan invests
This plan
13 pooled trusts
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 337% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HIGHLAND HOSPITAL OF ROCHESTER.
Plan sponsor
Name
HIGHLAND HOSPITAL OF ROCHESTER
EIN
16-0743037
Address
1000 SOUTH AVENUE · ROCHESTER, NY · 14620
Phone
(585) 341-6686
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
1A · Pay-related DB formula
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MENGEL METZGER BARR & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsActuary
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER (US) LLC | 13-2834414 | — | ACTUARY | $262K | — |
Other
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEPC, LLC | 26-1429809 | — | NONE | $233K | — |
| US BANK | 31-0841368 | — | NONE | $32K | — |
| ACADIAN ASSET MANAGEMENT, LLC | 04-2929221 | — | NONE | $27K | — |
| INCOME RESEARCH & MANAGEMENT | 04-2955404 | — | NONE | $19K | — |
| MENGEL METZGER BARR & CO LLP | 16-1092347 | — | NONE | $15K | — |
| STATE STREET GLOBAL ADVISORS TRUST | 90-0337987 | — | NONE | $11K | — |
| WELLINGTON TRUST COMPANY,NA | 04-2767481 | — | NONE | $9K | — |
Investments
8 direct securities · 13 pooled funds· $136.9M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$116.0M
12 holdings
Uncategorized
$15.5M
8 holdings
103-12 Investment Entity
$5.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| IR&M LONG CORPORATE COLLECTIVE FUND GLOBAL TRUST COMPANY · EIN 37-6567224 / PN 005 | Common Collective Trust | — | $20.3M | $20.7M | 14.9% | |
| STATE STREET 20 YEAR U.S. TREASURY STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 169 | Common Collective Trust | — | $23.2M | $19.9M | 14.3% | |
| STATE STREET US TREASURY INDEX NL STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 85-1553502 / PN 001 | Common Collective Trust | — | $13.6M | $13.8M | 9.9% | |
| NEPC GLOBAL EQUITY CIT GLOBAL TRUST COMPANY · EIN 86-6497312 / PN 001 | Common Collective Trust | — | $10.4M | $12.5M | 9.0% | |
| STATE STREET S&P 500(R) FLAGSHIP NL STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 004 | Common Collective Trust | — | $8.9M | $11.5M | 8.3% | |
| STATE STREET LONG US TREASURY INDEX STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 03-0511227 / PN 001 | Common Collective Trust | — | $9.9M | $9.6M | 6.9% | |
| WTC-CIF II US INVESTMENT GRADE INTE WELLINGTON TRUST COMPANY, NA · EIN 04-6913417 / PN 206 | Common Collective Trust | — | $9.0M | $8.4M | 6.0% | |
| STATE STREET FTSE RAFI US LOW VOL STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 47-6557348 / PN 001 | Common Collective Trust | — | $5.6M | $7.0M | 5.0% | |
| ACADIAN NON-US ALL CAP EQUITY FUND ACADIAN ASSET MANAGEMENT LLC · EIN 04-2929221 / PN 016 | 103-12 Investment Entity | — | $3.1M | $5.5M | 3.9% | |
| NEPC US SMALL CAP EQUITY CIT GLOBAL TRUST COMPANY · EIN 86-6497312 / PN 004 | Common Collective Trust | — | $4.0M | $5.1M | 3.7% | |
| NEPC EMERGING MARKETS EQUITY CIT GLOBAL TRUST COMPANY · EIN 86-6497312 / PN 002 | Common Collective Trust | — | $4.9M | $4.7M | 3.4% | |
| Pimco All Asset Fund | — | — | $3.2M | $3.0M | 2.2% | |
| KLCP Offshore Fund LP | — | — | $3.0M | $3.0M | 2.2% | |
| MGG SF Evergreen Fund (Cayman) LP | — | — | $2.7M | $2.7M | 2.0% | |
| CVI Credit Value Fund B V LP | — | — | $2.0M | $2.0M | 1.4% | |
| Dawson Portfolio Finance (Offshore) 4, LP | — | — | $1.8M | $1.8M | 1.3% | |
| STATE STREET MSCI EAFE INDEX NON-LE STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 241 | Common Collective Trust | — | $1.4M | $1.7M | 1.2% | |
| NEPC DIVERSIFIED CREDIT CIT GLOBAL TRUST COMPANY · EIN 86-6497312 / PN 003 | Common Collective Trust | — | $973K | $1.1M | 0.8% | |
| Party-in- Identity of issue, borrower, lessor or similar Current interest party, and description of investment Cost value Limited Partnerships Nut Tree Drawdown Offshore Fund LP | — | — | $1.0M | $1.0M | 0.7% | |
| Dawson Portfolio Finance (Offshore) 5, LP | — | — | $975K | $975K | 0.7% | |
| First American Government Obligation Fund Class Y | — | — | $906K | $906K | 0.7% |