Original filing (PDF)20251015085652NAL0008732146001

CLAXTON-HEPBURN MEDICAL CENTER

Name: CLAXTON-HEPBURN MEDICAL CENTER — RETIREMENT PLAN FOR EMPLOYEES OF CLAXTON-HEPBURN MEDICAL CENTER, Form 5500 (2024)
Creator: CLAXTON-HEPBURN MEDICAL CENTER

Form 5500

FILING_RECEIVED

RETIREMENT PLAN FOR EMPLOYEES OF CLAXTON-HEPBURN MEDICAL CENTER

Defined-benefit pension plan

Signals · 2

~79 bps in Sched C feesNo recordkeeper disclosed

Active participants

105

Accounts w/ balance

—

Plan assets (EOY)

$37.0M

Net assets (EOY)

$37.0M

How this plan invests

This plan

251 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

79 bps in Schedule C fees — 171% above peer band of 29 bps.
No recordkeeper disclosed on Schedule C.
Plan is frozen (1I) — no new benefit accrual.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CLAXTON-HEPBURN MEDICAL CENTER.

Plan sponsor

Name

CLAXTON-HEPBURN MEDICAL CENTER

EIN

15-0559686

Address

214 KING ST · OGDENSBURG, NY · 136691142

Phone

(315) 393-3600

Industry

Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

1A · Pay-related DB formula

1I · Frozen plan — no new benefit accrual

Audit & trust (Schedule H)

Auditor

BONADIO & CO., LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
RBC WEALTH MANAGEMENT	41-1228350	—	NONE	$175K	—
BPAS ACTUARIAL AND PENSION SERVICES	30-0192194	—	NONE	$67K	—
NOTTINGHAM TRUST	16-1213679	—	NONE	$49K	—

Investments

248 direct securities· $36.1M(98% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
Vanguard S&P 500 ETF	—	6,500	—	$3.5M	9.5%
Ishares Core S&P Midcap ETF	—	24,000	—	$1.5M	4.0%
Vanguard Growth ETF	—	3,000	—	$1.2M	3.3%
Ishares Core S&P Smallcap ETF	—	9,500	—	$1.1M	3.0%
Ishares US Preferred Stock	—	30,000	—	$943K	2.5%
Ishares Ultra Short-Term BD	—	13,500	—	$681K	1.8%
CBNA Daily Trust Sweep PR	—	551,241	—	$551K	1.5%
United States Treasury Bills	—	550,000	—	$546K	1.5%
Ishares NASDAQ Biotechnology ETF	—	4,100	—	$542K	1.5%
JPMorgan Chase & Co.	—	2,114	—	$507K	1.4%
Federated Investors Fed Treas Obgl	—	500,110	—	$500K	1.4%
Apple Inc.	—	1,890	—	$473K	1.3%
SPDR BBB Convert SECS ETF	—	5,000	—	$389K	1.1%
Select Sector SPDR TR Communication	—	4,000	—	$387K	1.0%
ABRDN Asia Pacific Inc Fund	—	22,500	—	$331K	0.9%
Alliance Bernstein Global High Income FD	—	30,000	—	$322K	0.9%
Visa Inc. Class A	—	900	—	$284K	0.8%
Nextera Energy Inc.	—	3,911	—	$280K	0.8%
Ishares US Regional Banks ETF	—	5,500	—	$277K	0.7%
Honeywell Intl Inc.	—	1,200	—	$271K	0.7%
Starbucks Corp	—	2,900	—	$265K	0.7%
Berkshire Hathaway Inc. B	—	582	—	$264K	0.7%
Blackrock RES & Commodities	—	30,000	—	$256K	0.7%
NVIDIA Corporation	—	1,900	—	$255K	0.7%
United States Treasury Note	—	—	—	$247K	0.7%
Home Depot Inc.	—	626	—	$244K	0.7%
Alphabet Inc. Class A	—	1,258	—	$238K	0.6%
Citigroup Inc.	—	—	—	$233K	0.6%
Vanguard Energy ETF	—	1,900	—	$230K	0.6%
Invesco NASDAQ 100 ETF	—	1,000	—	$210K	0.6%
Amgen Inc.	—	800	—	$209K	0.6%
American Funds New World F2	—	2,678	—	$206K	0.6%
HSBC Bank USA NA	—	—	—	$202K	0.5%
Flagstar Bank	—	—	—	$201K	0.5%
SPDR Financial Select Sector	—	4,000	—	$193K	0.5%
Clearbridge Energy MLP	—	4,000	—	$186K	0.5%
Wells Fargo Multi Sector Inc.	—	15,000	—	$184K	0.5%
Amazon.com Inc.	—	800	—	$176K	0.5%
McDonalds Corp	—	600	—	$174K	0.5%
Invesco Aerospace & Defense ETF	—	1,500	—	$172K	0.5%
Salesforce.com Inc.	—	500	—	$167K	0.5%
Microsoft Corp	—	375	—	$158K	0.4%
Vanguard Communication Services	—	1,000	—	$155K	0.4%
3M Company	—	1,200	—	$155K	0.4%
Dollar General Corp	—	2,032	—	$154K	0.4%
Invesco QQQ Trust	—	300	—	$153K	0.4%
Broadcom Inc.	—	650	—	$151K	0.4%
Micron Technology	—	1,787	—	$150K	0.4%
First South Financial	—	—	—	$150K	0.4%
Morgan Stanley Private Bank	—	—	—	$150K	0.4%
Truist Finl Corp Preferred	—	—	—	$149K	0.4%
Regions Financial Corp	—	—	—	$149K	0.4%
Exxon Mobil Corp	—	1,373	—	$148K	0.4%
Meta Platforms Inc.	—	250	—	$146K	0.4%
TJX Companies	—	1,155	—	$140K	0.4%
Wal Mart Stores Inc.	—	1,500	—	$136K	0.4%
Walt Disney Co.	—	1,200	—	$134K	0.4%
Oracle Corp	—	800	—	$133K	0.4%
Ameriprise Financial Inc	—	250	—	$133K	0.4%
Bank of America Corporation	—	3,000	—	$132K	0.4%
General Dynamics Corp	—	500	—	$132K	0.4%
Mastercard Inc. Class A	—	250	—	$132K	0.4%
Texas Instruments Inc.	—	700	—	$131K	0.4%
Schwab Charles Corp PRFD	—	—	—	$129K	0.3%
Palo Alto Networks Inc.	—	700	—	$127K	0.3%
Vanguard Healthcare ETF	—	500	—	$127K	0.3%
Vanguard Consumer Staples	—	600	—	$127K	0.3%
United Parcel Service CL B	—	1,000	—	$126K	0.3%
Morgan Stanley	—	1,000	—	$126K	0.3%
Coca Cola Company	—	2,000	—	$125K	0.3%
Booking Holdings Inc.	—	25	—	$124K	0.3%
Lowes Companies Inc.	—	500	—	$123K	0.3%
Metlife Inc.	—	1,500	—	$123K	0.3%
Vanguard Smallcap ETF	—	500	—	$120K	0.3%
Cisco Systems Inc.	—	2,000	—	$118K	0.3%
State Street Corp	—	1,200	—	$118K	0.3%
GE Aerospace	—	700	—	$117K	0.3%
Eli Lilly and Company	—	150	—	$116K	0.3%
RTX Corp	—	1,000	—	$116K	0.3%
Fox Corp CL B	—	2,500	—	$114K	0.3%
Alphabet Inc. Class C	—	600	—	$114K	0.3%
Ishares US Real Estate	—	1,200	—	$112K	0.3%
Intl Business Machines Corp	—	500	—	$110K	0.3%
Ulta Beauty Inc.	—	250	—	$109K	0.3%
Pepsico Inc.	—	700	—	$106K	0.3%
L3Harris Technologies, Inc.	—	500	—	$105K	0.3%
Five Below Inc	—	1,000	—	$105K	0.3%
Southwest Airlines Co.	—	—	—	$104K	0.3%
Edwards Lifesciences Corp	—	1,400	—	$104K	0.3%
Morgan Stanley Bank	—	—	—	$103K	0.3%
Kraneshares China Internet	—	3,500	—	$102K	0.3%
Neuberger Berman Next Generation	—	8,000	—	$102K	0.3%
Capital One National	—	—	—	$101K	0.3%
Xcel Energy Inc.	—	1,500	—	$101K	0.3%
Capital One National	—	—	—	$101K	0.3%
First Foundation Bank	—	—	—	$101K	0.3%
UnitedHealth Group Inc.	—	200	—	$101K	0.3%
Barclays Bank PLC	—	—	—	$101K	0.3%
Neuberger Berman Genesis I	—	1,534	—	$100K	0.3%
Wells Fargo & Company	—	—	—	$100K	0.3%
Toronto-Dominion Bank	—	—	—	$100K	0.3%
Bank of America Copr	—	—	—	$100K	0.3%
Deutsche Bank	—	—	—	$100K	0.3%
Comerica Inc. PRFD	—	—	—	$99K	0.3%
M&T Bank Corp Preferred	—	—	—	$99K	0.3%
US Bancorp	—	—	—	$99K	0.3%
Emerson Electric Co.	—	800	—	$99K	0.3%
Bank New York Mellon Corp PRFD	—	—	—	$99K	0.3%
Credit Agricole CIB	—	—	—	$99K	0.3%
Bank America Corp	—	—	—	$99K	0.3%
Canadian Imperial Bank	—	—	—	$99K	0.3%
Fifth Third Bankcorp PRFD	—	—	—	$99K	0.3%
Fedex Corp	—	350	—	$98K	0.3%
Boeing Co.	—	—	—	$98K	0.3%
JP Morgan Chase & Co.	—	—	—	$98K	0.3%
Ford Credit Note	—	—	—	$98K	0.3%
Southern Co.	—	—	—	$98K	0.3%
Goldman Sachs Group	—	—	—	$98K	0.3%
Lloyds BKG Group PLC	—	—	—	$98K	0.3%
Bunge LTD Fin Corp	—	—	—	$98K	0.3%
General Electric Cap Corp	—	—	—	$98K	0.3%
Huntington Bancshares	—	—	—	$98K	0.3%
National Bank of Canada	—	—	—	$98K	0.3%
US Bancorp	—	—	—	$97K	0.3%
Tanger PPTYS LTD Partnership	—	—	—	$97K	0.3%
Prospect Capital Corp	—	—	—	$97K	0.3%
Wells Fargo & Co.	—	—	—	$97K	0.3%
Brighthouse Finl Inc.	—	—	—	$97K	0.3%
Teva Pharmaceutical	—	—	—	$96K	0.3%
Medtronic PLC	—	1,200	—	$96K	0.3%
Morgan Stanley Finance LLC	—	—	—	$95K	0.3%
Blackstone Private Credit	—	—	—	$95K	0.3%
Target Corp	—	700	—	$95K	0.3%
Exelon Corp	—	2,500	—	$94K	0.3%
GE Healthcare Tech	—	1,200	—	$94K	0.3%
Expedia Inc.	—	500	—	$93K	0.3%
Fortune Brands Home and Sec.	—	—	—	$92K	0.2%
Expedia Group Inc.	—	—	—	$92K	0.2%
Qualcomm Inc.	—	600	—	$92K	0.2%
Sysco Corp	—	1,200	—	$92K	0.2%
Blackrock Science & Tech ETF	—	2,500	—	$91K	0.2%
Union Pacific Corp	—	400	—	$91K	0.2%
Kraft Heinz Food Co.	—	—	—	$91K	0.2%
Bristol Myers Squibb Company	—	1,600	—	$90K	0.2%
American Funds Europacific Growth F2	—	1,688	—	$90K	0.2%
Oracle Corp	—	—	—	$90K	0.2%
National Grid PLC ADR	—	1,500	—	$89K	0.2%
Prudential Financial Inc. PFD	—	—	—	$89K	0.2%
Cigna Corp	—	317	—	$88K	0.2%
Blackrock Global Division Trust	—	8,000	—	$86K	0.2%
GE Vernova Inc	—	250	—	$82K	0.2%
Dell Technologies Inc.	—	700	—	$81K	0.2%
Astrazeneca PLC ADR	—	1,215	—	$80K	0.2%
Baxter International Inc.	—	—	—	$77K	0.2%
Lululemon Athletica Inc	—	200	—	$76K	0.2%
Vanguard Industrials ETF	—	300	—	$76K	0.2%
Tekla Healthcare Opportunity	—	4,000	—	$75K	0.2%
Arrow Electronics Inc	—	662	—	$75K	0.2%
Carnival Corp	—	3,000	—	$75K	0.2%
Goldman Sachs Group PFD	—	—	—	$75K	0.2%
Invesco Oppenheimer Developing Mkt Y	—	1,958	—	$75K	0.2%
Kraft Heinz Company	—	2,400	—	$74K	0.2%
Softbank Group Corp ADR	—	2,500	—	$73K	0.2%
Crown Castle International	—	800	—	$73K	0.2%
Abbvie Inc.	—	400	—	$71K	0.2%
Procter & Gamble Co.	—	400	—	$67K	0.2%
JP Morgan Chase & Co.	—	—	—	$65K	0.2%
Vanguard High Dividend Yield	—	500	—	$64K	0.2%
Kroger Company	—	1,000	—	$61K	0.2%
Huntington Ingalls Inds Inc	—	313	—	$59K	0.2%
Blackrock Mult-Sector Inc.	—	4,000	—	$58K	0.2%
Goldman Sachs Group Inc.	—	100	—	$57K	0.2%
Capital One Financial	—	311	—	$55K	0.1%
Gilead Sciences Inc.	—	600	—	$55K	0.1%
Trimble Navigation	—	758	—	$54K	0.1%
Universal Ins Holdings Inc.	—	2,500	—	$53K	0.1%
Micron technology, Inc.	—	—	—	$51K	0.1%
Wesco Intl Inc. PDF	—	2,000	—	$51K	0.1%
Celanese US Holdings LLC	—	—	—	$51K	0.1%
Viacom Inc.	—	—	—	$51K	0.1%
Energy Transfer LP PFD	—	—	—	$50K	0.1%
Bank of Montreal	—	—	—	$50K	0.1%
General Motors Financial	—	—	—	$50K	0.1%
Associated Banc-Corp	—	—	—	$50K	0.1%
United Airlines Holdings Inc.	—	—	—	$50K	0.1%
Ally Financial Inc.	—	—	—	$50K	0.1%
Simon Property Group Inc.	—	—	—	$50K	0.1%
General Motors Financial Co. Inc.	—	—	—	$50K	0.1%
Santander Holdings USA Inc.	—	—	—	$49K	0.1%
Occidental Petroleum Corp	—	1,000	—	$49K	0.1%
Southern Company	—	600	—	$49K	0.1%
MyLan NV	—	—	—	$49K	0.1%
Bank of Montreal	—	—	—	$49K	0.1%
Abbvie Inc.	—	—	—	$49K	0.1%
Axa Equitable Holdings Inc.	—	—	—	$49K	0.1%
VMWARE Inc.	—	—	—	$49K	0.1%
Cambell Soup Co.	—	—	—	$49K	0.1%
Cardinal Health Inc.	—	—	—	$48K	0.1%
Apache Corp	—	—	—	$48K	0.1%
Buckeye Partners LP	—	—	—	$48K	0.1%

Showing top 200 of 248 investments by value.