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Original filing (PDF)20251014085023NAL0003456464001
PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES
Form 5500
FILING_RECEIVED
PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
112
Accounts w/ balance
430
Plan assets (EOY)
$30.2M
Net assets (EOY)
$30.2M
How this plan invests
This plan
1 pooled trust
Schedule D
61 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES.
Plan sponsor
Name
PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES
EIN
15-0533545
Address
PO BOX 265 · PAUL SMITHS, NY · 129700265
Phone
(518) 327-6291
Industry
Educational Servicessee all
Plan administrator
Name
PAUL SMITH'S COLLEGE OF ARTS AND SCIENCES
EIN
15-0533545
City
PAUL SMITHS, NY
Phone
(518) 327-6291
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CROWLEY & HALLORAN, CPAS, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA TEACHERS INSURANCE AND ANNUITY | — | NEW YORK, NY | — | $22K | — |
Investments
59 direct securities · 1 pooled fund· $29.6M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$28.8M
59 holdings
Pooled Separate Account
$818K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Teachers Insurance and Annuity Association TIAA Traditional Non Benefit Responsive | — | — | $3.6M | $4.9M | 16.1% | |
| College Retirement Equities Fund CREF Stock R1 | — | — | $1.4M | $4.2M | 13.9% | |
| Teachers Insurance and Annuity Association TIAA Traditional Benefit Responsive | — | — | $1.5M | $2.1M | 6.8% | |
| College Retirement Equities Fund CREF Global Equities R1 | — | — | $645K | $1.7M | 5.8% | |
| College Retirement Equities Fund CREF Growth R1 | — | — | $213K | $1.3M | 4.3% | |
| Vanguard Total World Stk Idx Adm | — | — | $814K | $1.0M | 3.4% | |
| College Retirement Equities Fund CREF Social Choice R1 | — | — | $574K | $911K | 3.0% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2025-Inst | — | — | $778K | $858K | 2.8% | |
| Teachers Insurance and Annuity Association TIAA Traditional Non Benefit Responsive 2 | — | — | $725K | $836K | 2.8% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | $664K | $818K | 2.7% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2035-Inst | — | — | $664K | $797K | 2.6% | |
| College Retirement Equities Fund CREF Equity Index R1 | — | — | $169K | $674K | 2.2% | |
| College Retirement Equities Fund CREF Core Bond R1 | — | — | $533K | $626K | 2.1% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2040-Inst | — | — | $479K | $604K | 2.0% | |
| Teachers Insurance and Annuity Association TIAA Access Intl Equity T4 | — | — | $448K | $556K | 1.8% | |
| Vanguard Small-Cap Idx Adm | — | — | $460K | $556K | 1.8% | |
| Vanguard Value Index Adm | — | — | $394K | $521K | 1.7% | |
| Vanguard FTSE World Idx Adm | — | — | $450K | $469K | 1.6% | |
| Teachers Insurance and Annuity Association TIAA Access Lifecycle 2015 T4 16 * Teachers Insurance and Annuity Association TIAA Access Lifecycle 2020 T4 | — | — | $273K | $438K | 1.5% | |
| Teachers Insurance and Annuity Association TIAA Access Lg-Cap Val T4 | — | — | $259K | $375K | 1.2% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2030-Inst | — | — | $309K | $354K | 1.2% | |
| Vanguard Ttl Bd Mkt Idx Adm | — | — | $378K | $347K | 1.1% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2050-Inst | — | — | $266K | $343K | 1.1% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2055-Inst | — | — | $202K | $268K | 0.9% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2020-Inst | — | — | $250K | $265K | 0.9% | |
| Teachers Insurance and Annuity Association TIAA Access Mid-Cap Val T4 | — | — | $184K | $259K | 0.9% | |
| College Retirement Equities Fund CREF Inflation-Linked Bond R1 | — | — | $214K | $250K | 0.8% | |
| Teachers Insurance and Annuity Association TIAA Stable Value | — | — | $219K | $235K | 0.8% | |
| Teachers Insurance and Annuity Association TIAA-CREF Lfcyle Idx 2060-Inst | — | — | $177K | $219K | 0.7% | |
| Vanguard Ttl Stk Mkt Idx Adm | — | — | $125K | $194K | 0.6% | |
| Teachers Insurance and Annuity Association TIAA Access Quant Sml Cp Eq T4 | — | — | $117K | $181K | 0.6% | |
| Vanguard Growth Index Adm | — | — | $108K | $175K | 0.6% | |
| College Retirement Equities Fund CREF Money Market R1 | — | — | $152K | $172K | 0.6% | |
| Vanguard Mid-Cap Value Idx Adm | — | — | $135K | $168K | 0.6% | |
| Teachers Insurance and Annuity Association TIAA Access Real Est Secs T4 | — | — | $123K | $163K | 0.5% | |
| Vanguard Mid-Cap Grw Idx Adm | — | — | $113K | $144K | 0.5% | |
| Vanguard FTSE Social Index Adm | — | — | $90K | $140K | 0.5% | |
| Teachers Insurance and Annuity Association TIAA Access Lifecycle 2045 T4 | — | — | $57K | $129K | 0.4% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2010-Inst | — | — | $118K | $124K | 0.4% | |
| Teachers Insurance and Annuity Association TIAA Access Sm-Cap Bl Idx T4 | — | — | $75K | $115K | 0.4% | |
| Teachers Insurance and Annuity Association TIAA Access Lifecycle 2050 T4 | — | — | $51K | $113K | 0.4% | |
| Vanguard Real Estate Idx Adm | — | — | $106K | $106K | 0.4% | |
| Vanguard Infl Protect Sec Adm | — | — | $104K | $90K | 0.3% | |
| Teachers Insurance and Annuity Association TIAA Access Lifecycle 2030 T4 | — | — | $44K | $87K | 0.3% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2015-Inst | — | — | $78K | $83K | 0.3% | |
| Teachers Insurance and Annuity Association TIAA Access Social Ch Eq T4 | — | — | $62K | $81K | 0.3% | |
| Teachers Insurance and Annuity Association TIAA-CREF Money Market-Inst | — | — | $72K | $72K | 0.2% | |
| Teachers Insurance and Annuity Association TIAA Access Lifecycle 2025 T4 | — | — | $44K | $66K | 0.2% | |
| Teachers Insurance and Annuity Association TIAA Access Lifecycle 2040 T4 | — | — | $27K | $60K | 0.2% | |
| Teachers Insurance and Annuity Association Participant Loan Fund | — | — | $57K | $57K | 0.2% | |
| Teachers Insurance and Annuity Association TIAA Access Mid-Cap Gr T4 | — | — | $29K | $52K | 0.2% | |
| Teachers Insurance and Annuity Association TIAA Access Lfcycle Rtmt Inc T4 | — | — | $45K | $52K | 0.2% | |
| Teachers Insurance and Annuity Association TIAA Access Core Bond Plus T4 | — | — | $49K | $50K | 0.2% | |
| Teachers Insurance and Annuity Association TIAA Access Lg-Cap Gr T4 | — | — | $14K | $47K | 0.2% | |
| Teachers Insurance and Annuity Association TIAA Access Lifecycle 2035 T4 | — | — | $21K | $42K | 0.1% | |
| Teachers Insurance and Annuity Association TIAA Access Growth & Income T4 | — | — | $12K | $37K | 0.1% | |
| Teachers Insurance and Annuity Association TIAA CREF Lifecycle Index 2065-Inst | — | — | $20K | $21K | <0.1% | |
| Teachers Insurance and Annuity Association TIAA Traditional Benefit Responsive 2 | — | — | $17K | $19K | <0.1% | |
| Teachers Insurance and Annuity Association Plan Loan Default | — | — | $7K | $7K | <0.1% | |
| Teachers Insurance and Annuity Association TIAA Access Equity Index T4 | — | — | $2K | $6K | <0.1% |