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Original filing (PDF)20251014125827NAL0001378947001
UTICA MUTUAL INSURANCE COMPANY
Form 5500
FILING_RECEIVED
RETIREMENT INCOME PLAN OF UTICA MUTUAL INSURANCE COMPANY
Defined-benefit pension plan
Signals · 2
44% in single holdingNo recordkeeper disclosed
Active participants
212
Accounts w/ balance
—
Plan assets (EOY)
$375.0M
Net assets (EOY)
$375.0M
How this plan invests
This plan
8 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
78
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Long-Term Inv Grade Mutual Fund" is 44% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UTICA MUTUAL INSURANCE COMPANY.
Plan sponsor
Name
UTICA MUTUAL INSURANCE COMPANY
EIN
15-0476880
Address
180 GENESEE STREET · NEW HARTFORD, NY · 134132299
Phone
(315) 734-2000
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
1A · Pay-related DB formula
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GRANT THORNTON
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | NONE | $193K | — |
| WILLIS TOWERS WATSON US LLC | 53-0181291 | — | NONE | $111K | — |
| CAPFINANCIAL PARTNERS, LLC | — | RALEIGH, NC | NONE | $105K | — |
| FITZGERALD, DEPIETRO, AND WOJNAS | 16-1163912 | — | NONE | $15K | — |
| HUNTON ANDREWS KURTH LLP | 54-0572269 | — | NONE | $12K | — |
Investments
8 direct securities· $364.7M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Long-Term Inv Grade Mutual Fund | — | — | $166.9M | $160.5M | 42.8% | |
| FTSE All-World Ex-US Mutual Fund | — | — | $62.0M | $64.5M | 17.2% | |
| Net Gainor (Loss) $ (h) 19,908,729 | — | — | $34.9M | $41.0M | 10.9% | |
| (d) | — | — | $34.9M | $41.0M | 10.9% | |
| Transaction Date$ (g) | — | — | $27.7M | $32.4M | 8.6% | |
| Vanguard Funds Held at John Hancock Extended Duration Treasury Index Mutual Fund | — | — | $19.5M | $15.6M | 4.2% | |
| (i) | — | — | $7.2M | $8.6M | 2.3% | |
| Fed Money Market Mutual Fund | — | — | $962K | $962K | 0.3% |