Christopher Chinici signed Tompkins Financial Corporation's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Tompkins Financial Corporation's EIN is 15-0470650.
Download the official 2024 Form 5500 (PDF) for Tompkins Financial Corporation from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Tompkins Financial Corporation's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $206K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATE STREET GLOBAL ADVISORS | 81-4017137 | — | OTHER SERVICES | $10K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Target Date Retirement 2030 R6 American Funds Service Co. 1,741,825.6917 Units | Mutual Funds | — | $1.7M | $33.2M | 15.0% | |
| Target Date Retirement 2035 R6 American Funds Service Co. 1,408,362.4444 Units | Mutual Funds | — | $1.4M | $21.4M | 9.7% | |
| Target Date Retirement 2025 R6 American Funds Service Co. 906,100.0058 Units | Mutual Funds | — | $906K | $18.6M | 8.4% | |
| Target Date Retirement 2040 R6 American Funds Service Co. 873,144.1627 Units | Mutual Funds | — | $873K | $18.5M | 8.4% | |
| Target Date Retirement 2045 R6 BlackRock Advisors, LLC 357,521.8127 Units | Other securities | — | $358K | $13.4M | 6.1% | |
| iShares Russell 1000 LC Index K American Funds Service Co. 499,573.0153 Units | Common Collective Trusts | — | $500K | $10.4M | 4.7% | |
| Tompkins Financial | Other securities | — | — | $9.2M | 4.2% | |
| Target Date Retirement 2050 R6 American Funds Service Co. 646,849.3470 Units | Mutual Funds | — | $647K | $8.7M | 3.9% | |
| Target Date Retirement 2020 R6 JP Morgan Investment Mgmt Inc. 218,151.4165 Units | Common Stocks | — | $218K | $5.2M | 2.4% | |
| Equity Income R6 Fund American Funds Service Co. 403,622.1935 Units | Mutual Funds | — | $404K | $4.9M | 2.2% | |
| Target Date Retirement 2015 R6 Great Gray Trust Company 440,178.0007 Units | Common Stocks | — | $440K | $4.9M | 2.2% | |
| STABLE VALUE R1 FUND GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $4.9M | 2.2% | |
| Stable Value R1 Fund American Funds Service Co. 183,326.5168 Units | Stable Value | — | $183K | $4.8M | 2.2% | |
| Target Date Retirement 2055 R6 Fidelity Investments 109,398.7488 Units | Mutual Funds | — | $109K | $4.3M | 1.9% | |
| Large Cap Gr Index Fund BlackRock Advisors, LLC 226,476.6406 Units | Common Collective Trusts | — | $226K | $3.4M | 1.5% | |
| iShares Russ MC Index K Fund BlackRock Advisors, LLC 125,281.0290 Units | Other securities | — | $125K | $3.1M | 1.4% | |
| Participant loans through 2042 | Participant loans | — | — | $2.7M | 1.2% | |
| iShares Russell 2000 SC Index K JP Morgan Investment Mgmt Inc. 248,158.4447 Units | Common Collective Trusts | — | $248K | $2.5M | 1.1% | |
| Target Date Retirement 2010 R6 American Funds Service Co. 109,024.3352 Units | Mutual Funds | — | $109K | $2.0M | 0.9% | |
| Target Date Retirement 2060 R6 Morgan Stanley Inv. Mgmt. 66,344.2312 Units | Other securities | — | $66K | $1.6M | 0.7% | |
| Inst Int Adv I John Hancock Advisors, LLC 56,110.7201 Units | Other securities | — | $56K | $1.5M | 0.7% | |
| Disc Value Mid-Cap R6 Fund American Funds Service Co. 76,399.5449 Units | Mutual Funds | — | $76K | $1.3M | 0.6% | |
| Target Date Retirement 2065 R6 BlackRock Advisors, LLC 144,682.8180 Units | Other securities | — | $145K | $1.3M | 0.6% | |
| iShares US Agg Bond Index K Fund BlackRock Advisors, LLC 125,864.4576 Units | Other securities | — | $126K | $1.3M | 0.6% | |
| iShares MSCI Tot Intl Idx K Fund Harbor Capital Advisors 26,273.1051 Units | Common Collective Trusts | — | $26K | $1.1M | 0.5% | |
| Small Cap Value Ret Fund Great Gray Trust Company 47,097.1529 Units | Common Stocks | — | $47K | $728K | 0.3% | |
| MID CAP GROWTH R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $728K | 0.3% | |
| Mid Cap Growth R1 Fund Baillie Gifford 35,192.3792 Units | Other securities | — | $35K | $675K | 0.3% | |
| Baillie Gifford Emg Mkt Eq K American Funds Service Co. 112.3021 Units | Mutual Funds | — | — | $1K | <0.1% |
