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Original filing (PDF)20251015172648NAL0010832434012
HOPE HOUSE, INC.
Form 5500
FILING_RECEIVED
HOPE HOUSE, INC. RETIREMENT PLAN
401(k) retirement plan
Active participants
91
Accounts w/ balance
143
Plan assets (EOY)
$1.9M
Net assets (EOY)
$1.9M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 74 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOPE HOUSE, INC..
Plan sponsor
Name
HOPE HOUSE, INC.
EIN
14-6050436
Address
877 MADISON AVE · ALBANY, NY · 12208
Phone
(518) 482-4673
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MENGEL, METZGER, BARR & CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLENS FALLS NATIONAL BANK AND TRUST | — | GLENS FALLS, NY | NONE | $14K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
Investments
34 direct securities· $1.7M(91% of reported assets)
Uncategorized
$1.7M
33 holdings
Real Estate
$7K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| North County Large Cap Equity Fund Registered investment company (Mutual fund) | — | — | $255K | $301K | 15.9% | |
| Invesco QQQ Trust Series 1 Registered investment company (Mutual fund) | — | — | $137K | $164K | 8.6% | |
| Fidelity Blue Chip Growth Registered investment company (Mutual fund) - | — | — | — | $107K | 5.7% | |
| Lord Abbett Short Duration Income - Institutional Registered investment company (Mutual fund) | — | — | $106K | $104K | 5.5% | |
| Vanguard 500 Index Admiral Registered investment company (Mutual fund) - | — | — | — | $86K | 4.5% | |
| IShares Core S&P Mid-Cap ETF Registered investment company (Mutual fund) | — | — | $69K | $83K | 4.4% | |
| Fidelity Investments Treasury Portfolio Registered investment company (Mutual fund) | — | — | $75K | $75K | 4.0% | |
| Vanguard S&P 500 ETF Registered investment company (Mutual fund) | — | — | $45K | $74K | 3.9% | |
| SPDR Portfolio S&P 500 Value ETF Registered investment company (Mutual fund) | — | — | $58K | $69K | 3.6% | |
| IShares Core S&P Small-Cap ETF Registered investment company (Mutual fund) | — | — | $56K | $63K | 3.3% | |
| IShares Ibonds 2025 H/Y Income Registered investment company (Mutual fund) | — | — | $48K | $48K | 2.5% | |
| Dodge & Cox Stock Fund I Registered investment company (Mutual fund) - | — | — | — | $43K | 2.3% | |
| Payden High Income Fund Registered investment company (Mutual fund) | — | — | $41K | $43K | 2.2% | |
| Madison Mid Cap Fund CL R6 Registered investment company (Mutual fund) - | — | — | — | $40K | 2.1% | |
| Fidelity Investment Grade Bond #26 Registered investment company (Mutual fund) - | — | — | — | $36K | 1.9% | |
| Vanguard Balanced Indexed Admiral Registered investment company (Mutual fund) - | — | — | — | $33K | 1.7% | |
| IShares Core MSCI Developing Markets Registered investment company (Mutual fund) | — | — | $34K | $33K | 1.7% | |
| Lord Abbett Short Duration Income - Institutional Registered investment company (Mutual fund) - | — | — | — | $29K | 1.5% | |
| IShares Ibonds December 2025 Term Corp Registered investment company (Mutual fund) | — | — | $24K | $24K | 1.2% | |
| IShares Ibonds December 2026 Term Corp Registered investment company (Mutual fund) | — | — | $24K | $24K | 1.2% | |
| IShares Ibonds December 2027 Term Corp Registered investment company (Mutual fund) | — | — | $24K | $23K | 1.2% | |
| IShares Ibonds December 2028 Term Corp Registered investment company (Mutual fund) | — | — | $24K | $23K | 1.2% | |
| IShares Ibonds December 2029 Term Corp Registered investment company (Mutual fund) | — | — | $23K | $23K | 1.2% | |
| IShares Ibonds December 2030 Term Corp Registered investment company (Mutual fund) | — | — | $23K | $23K | 1.2% | |
| IShares Ibonds December 2031 Term Corp Registered investment company (Mutual fund) | — | — | $23K | $23K | 1.2% | |
| IShares Ibonds December 2033 Term Corp Registered investment company (Mutual fund) | — | — | $24K | $23K | 1.2% | |
| weekly payments, various maturities through * Participant Loans July 2028 - | — | — | — | $22K | 1.1% | |
| Goldman Sachs International Equity Insights Registered investment company (Mutual fund) - | — | — | — | $16K | 0.8% | |
| FAM Small Cap - Institutional Registered investment company (Mutual fund) - | — | — | — | $15K | 0.8% | |
| Vanguard High-Yield Corporate Admiral Registered investment company (Mutual fund) - | — | — | — | $14K | 0.7% | |
| SPDR Portfolio S&P Homebuilders ETF Registered investment company (Mutual fund) | — | — | $16K | $14K | 0.7% | |
| -in- Identity of issuer, borrower, maturity date, rate of interest, Current Interest lessor, or similar party collateral, par or maturity value Cost** value Participant-Directed Investments Schwab Treasury Obligations Money Fund Money market fund - | — | — | — | $12K | 0.7% | |
| Cohen & Steers Preferred Sec & Inc. - Institutional Registered investment company (Mutual fund) - | — | — | — | $8K | 0.4% | |
| Select Sector SPDR Fund Registered investment company (Mutual fund) | Real Estate | — | $8K | $7K | 0.4% |
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