Original filing (PDF)20240125143006NAL0008832435001

NYSARC, INC. SULLIVAN COUNTY CHAPTER

Name: NYSARC, INC. SULLIVAN COUNTY CHAPTER — NYSARC, INC. SULLIVAN COUNTY CHAPTER 401K PLAN & TRUST, Form 5500 (2022)
Creator: NYSARC, INC. SULLIVAN COUNTY CHAPTER

Form 5500

FILING_RECEIVED

NYSARC, INC. SULLIVAN COUNTY CHAPTER 401K PLAN & TRUST

401(k) retirement plan

Signals · 1

Late filing · 6.8 mo

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

Vendor stack

100

Participation health

100

Knocking points off

Filed 6.8 months past the 10.5-month grace window.

Helping the score

Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
No Schedule C compensation disclosed — likely a small plan or unbundled.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NYSARC, INC. SULLIVAN COUNTY CHAPTER.

Plan sponsor

Name

NYSARC, INC. SULLIVAN COUNTY CHAPTER

EIN

14-6028767

Address

162 EAST BROADWAY · MONTICELLO, NY · 12701

Phone

(845) 796-1350

Industry

Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-08-16

Filed

2024-01-25

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Auditor

RBT CPAS LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$67K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
FOCUSED WEALTH MANAGEMENT INC	27-2575734	—	ADVISOR	$40K	—

Investments

1 pooled fund· $0

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.