Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $14K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $13K | — |
| Name | EIN | Location |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index | — | 2,242 | $1.2M | $1.5M | 24.9% | |
| Vanguard Target Retirement 2060 Fund | — | 19,707 | $860K | $1.0M | 16.3% | |
| Fidelity NASDAQ Composite Index | — | 2,198 | $343K | $538K | 8.7% | |
| Vanguard Target Retirement 2050 Fund | — | 10,541 | $447K | $525K | 8.5% |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
| Vanguard Target Retirement 2045 Fund | — | 11,774 | $286K | $349K | 5.6% |
| Vanguard Target Retirement 2055 Fund | — | 5,971 | $270K | $332K | 5.4% |
| Vanguard Target Retirement 2035 Fund | — | 12,178 | $251K | $292K | 4.7% |
| Vanguard Target Retirement 2040 Fund | — | 6,576 | $232K | $284K | 4.6% |
| iShares Russell Mid-Cap Index | — | 17,734 | $225K | $264K | 4.3% |
| Vanguard Small Cap Index | — | 1,669 | $165K | $192K | 3.1% |
| Vanguard Target Retirement 2030 Fund | — | 4,772 | $153K | $181K | 2.9% |
| Baron Partners Instl | — | 411 | $64K | $90K | 1.5% |
| iShares MSCI Total International Index | — | 8,321 | $82K | $84K | 1.4% |
| Vanguard International Growth Index | — | 747 | $74K | $76K | 1.2% |
| American Funds New World | — | 839 | $63K | $65K | 1.0% |
| JPMorgan Mid Cap Growth | — | 1,203 | $54K | $62K | 1.0% |
| Vanguard Federal Money Market | — | 55,390 | $55K | $55K | 0.9% |
| Fidelity US Bond Index | — | 4,605 | $48K | $47K | 0.8% |
| Parnassus Value Equity Institutional | — | 892 | $45K | $47K | 0.8% |
| Macquarie Small Cap | — | 1,078 | $30K | $33K | 0.5% |
| Fidelity Adv Balanced Z | — | 895 | $27K | $26K | 0.4% |
| BlackRock Mid-Cap Value | — | 1,075 | $26K | $24K | 0.4% |
| Harbor Small Cap Value | — | 346 | $14K | $15K | 0.2% |
| Neuberger Berman Real Estate | — | 888 | $12K | $12K | 0.2% |
| EI Fixed Account | — | 9,229 | $9K | $9K | 0.1% |
| Janus Henderson Venture | — | 52 | $4K | $4K | <0.1% |
| Western Asset Core Plus Bond | — | 293 | $3K | $3K | <0.1% |
| FORFEITURES | — | — | $7 | $9 | <0.1% |
| Lord Abbett Bond Debenture | — | 1 | $5 | $5 | <0.1% |
