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Original filing (PDF)20260120162503NAL0003345409001
ASTRA SPACE OPERATIONS, LLC
Form 5500
FILING_RECEIVED
ASTRA SPACE OPERATIONS, LLC 401(K) P/S PLAN
401(k) retirement plan
Signals · 3
1 failed disclosureLate filing · 2.1 mo~78 bps in Sched C fees
Active participants
122
Accounts w/ balance
408
Plan assets (EOY)
$15.2M
Net assets (EOY)
$15.2M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
77
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- Filed 2.1 months past the 10.5-month grace window.
- 78 bps in Schedule C fees — 170% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASTRA SPACE OPERATIONS, LLC.
Plan sponsor
Name
ASTRA SPACE OPERATIONS, LLC
EIN
14-1916687
Address
1900 SKYHAWK STREET · ALAMEDA, CA · 94501
Phone
(866) 278-7217
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-20
Pension benefit codes
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $78K | — |
Accountant / Auditor
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL | 61-1758632 | — | ACCOUNTANT/AUDITOR | $24K | — |
| EIDE BAILLY LLP | 45-0250958 | — | ACCOUNTANT/AUDITOR | $17K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
34 direct securities· $15.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID FDM IDX 2050 IPR Registered investment company | — | — | — | $3.0M | 19.4% | |
| FID FDM IDX 2055 IPR Registered investment company | — | — | — | $2.5M | 16.3% | |
| FID FDM IDX 2045 IPR Registered investment company | — | — | — | $1.8M | 11.8% | |
| FID FDM IDX 2040 IPR Registered investment company | — | — | — | $1.3M | 8.7% | |
| FID 500 INDEX Registered investment company | — | — | — | $1.3M | 8.5% | |
| FID FDM IDX 2060 IPR Registered investment company | — | — | — | $1.2M | 7.9% | |
| FID LG CAP GR IDX Registered investment company | — | — | — | $821K | 5.4% | |
| FID FDM IDX 2035 IPR Registered investment company | — | — | — | $694K | 4.6% | |
| FID TOTAL MKT IDX Registered investment company | — | — | — | $541K | 3.5% | |
| FID FDM IDX 2065 IPR Registered investment company | — | — | — | $474K | 3.1% | |
| FID FDM IDX 2030 IPR Registered investment company | — | — | — | $348K | 2.3% | |
| AM CENT SMCAP VAL R6 Registered Investment Company | — | — | — | $246K | 1.6% | |
| Interest-bearing Cash * FID GOVT MMKT K6 Interest-bearing cash ** $ | — | — | — | $167K | 1.1% | |
| FID INTL INDEX Registered investment company | — | — | — | $141K | 0.9% | |
| CALV US LG CP CRI R6 Registered investment company | — | — | — | $134K | 0.9% | |
| FID MID CAP IDX Registered investment company | — | — | — | $103K | 0.7% | |
| BLKRK MD CP GR EQ K Registered Investment Company | — | — | — | $89K | 0.6% | |
| MFS MID CAP VALUE R6 Registered Investment Company | — | — | — | $68K | 0.4% | |
| FID FDM IDX 2025 IPR Registered investment company | — | — | — | $62K | 0.4% | |
| COL DIVIDEND INC I3 Registered Investment Company | — | — | — | $50K | 0.3% | |
| FID SM CAP IDX Registered investment company | — | — | — | $44K | 0.3% | |
| FID EMRG MKTS IDX Registered investment company | — | — | — | $41K | 0.3% | |
| FID FDM IDX 2020 IPR Registered investment company | — | — | — | $33K | 0.2% | |
| C&S INST REALTY SHS Registered Investment Company | — | — | — | $28K | 0.2% | |
| Participant Loans Interest rates at (4.25% ~ 9.50%) $0 | — | — | — | $24K | 0.2% | |
| Registered Investment Companies * FID US BOND IDX Registered investment company | — | — | — | $20K | 0.1% | |
| CALAMOS INTL GR R6 Registered investment company | — | — | — | $20K | 0.1% | |
| AF NEW WORLD R6 Registered Investment Company ** 34 PGIM HIGH YIELD R6 Registered Investment Company | — | — | — | $15K | <0.1% | |
| AM CENT SM CAP GR R6 Registered investment company | — | — | — | $7K | <0.1% | |
| AF INFL LINKED BD R6 Registered Investment Company | — | — | — | $6K | <0.1% | |
| CALVERT BOND R6 Registered Investment Company | — | — | — | $5K | <0.1% | |
| FID FDM IDX INC IPR Registered investment company | — | — | — | $3K | <0.1% | |
| DFA INVT GRD PORT IS Registered Investment Company | — | — | — | $2K | <0.1% | |
| JPM INTL EQUITY R6 Registered Investment Company | — | — | — | $2K | <0.1% |
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