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Original filing (PDF)20260306142839NAL0011651346001
ALLIANCE HOSPITALITY MANAGEMENT LLC
Form 5500
FILING_RECEIVED
ALLIANCE HOSPITALITY EMPLOYEE SAVINGS PLAN
401(k) retirement plan
Signals · 3
Late filing · 3.7 mo28% in single holding~188 bps in Sched C fees
Active participants
0
Accounts w/ balance
58
Plan assets (EOY)
$1.6M
Net assets (EOY)
$1.6M
How this plan invests
This plan
1 pooled trust
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
86
Total plan cost
65
Vendor stack
100
Participation health
90
Knocking points off
- Filed 3.7 months past the 10.5-month grace window.
- Top holding "BlackRock Sustained Balanced K Fund" is 28% of plan.
- 188 bps in Schedule C fees — 262% above peer band of 52 bps.
- No active participants reported but plan still holds assets.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALLIANCE HOSPITALITY MANAGEMENT LLC.
Plan sponsor
Name
ALLIANCE HOSPITALITY MANAGEMENT LLC
EIN
14-1881132
Address
514 DANIELS ST #406 · RALEIGH, NC · 27605
Phone
(919) 332-0691
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-03-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
THOMAS, JUDY & TUCKER, P.A.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $30K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC FA, INC. | 35-1151034 | — | OTHER SERVICES | $0 | — |
Investments
19 direct securities · 1 pooled fund· $1.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.5M
19 holdings
Common Collective Trust
$53K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Sustained Balanced K Fund | — | — | — | $442K | 27.8% | |
| Franklin Growth R6 Fund | — | — | — | $204K | 12.8% | |
| BlackRock 80/20 Target Allocation K Fund | — | — | — | $197K | 12.4% | |
| BlackRock iShares S&P 500 Index K Fund | — | — | — | $101K | 6.3% | |
| JP Morgan Mid Cap Growth R6 Fund | — | — | — | $93K | 5.9% | |
| BlackRock 40/60 Target Allocation K Fund | — | — | — | $86K | 5.4% | |
| JP Morgan Equity Income R6 Fund | — | — | — | $83K | 5.2% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $53K | 3.3% | |
| BlackRock 20/80 Target Allocation K Fund | — | — | — | $52K | 3.3% | |
| Fidelity Small Cap Index Fund | — | — | — | $51K | 3.2% | |
| Vanguard Mid Cap Value Index Adm Fund | — | — | — | $47K | 2.9% | |
| BlackRock iShares US Agg Bond Index K Fund | — | — | — | $43K | 2.7% | |
| American Century Small Cap Value R6 Fund | — | — | — | $28K | 1.8% | |
| DFA International Small Company I Fund | — | — | — | $28K | 1.7% | |
| Cohen & Steers Real Estate Sec Z Fund | — | — | — | $24K | 1.5% | |
| Fidelity Total Int Index Fund | — | — | — | $18K | 1.1% | |
| DFA US Small Cap Growth Instl Fund | — | — | — | $14K | 0.9% | |
| American Funds NewWorld R6 | — | — | — | $13K | 0.8% | |
| MFS International Equity R6 Fund | — | — | — | $6K | 0.4% | |
| American Funds US Government Sec R6 Fund | — | — | — | $6K | 0.4% |