Back to filter
Original filing (PDF)20251015080937NAL0002006819001
MARSHALL & STERLING ENTERPRISES, INC.
Form 5500
FILING_RECEIVED
MARSHALL & STERLING ENTERPRISES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
456
Accounts w/ balance
650
Plan assets (EOY)
$234.3M
Net assets (EOY)
$209.4M
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MARSHALL & STERLING ENTERPRISES, INC..
Plan sponsor
Name
MARSHALL & STERLING ENTERPRISES, INC.
EIN
14-1769290
Address
110 MAIN STREET · POUGHKEEPSIE, NY · 126013080
Phone
(845) 454-0800
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2I · Stock bonus
2P · Leveraged ESOP
2Q · S-corporation ESOP
3H · Sponsor in controlled / affiliated group
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
RBT CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
Related plans
Similar-size Management of Companies / Holdings plans
TOTALENERGIES FINANCE USA, INC.
TFE FINANCE USA DIVERSIFIED RETURN SEEKING
$234.6M
VISTRA OPERATIONS COMPANY LLC
VISTRA RETIREMENT PLAN
$237.8M · 131 participants
SEMPRA
SEMPRA CASH BALANCE PLAN
$238.3M · 896 participants
WARREN EQUIPMENT COMPANY
WARREN EQUIPMENT COMPANY 401(K) RETIREMENT AND SAVINGS PLAN
$238.7M · 2,372 participants
HEIDELBERG AMERICAS, INC.
HEIDELBERG RETIREMENT SAVINGS PLAN
$228.7M · 445 participants
GATX CORPORATION
GATX CORPORATION SALARIED EMPLOYEES RETIREMENT SAVINGS PLAN
$240.4M · 685 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B