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Original filing (PDF)20260206091935NAL0003126227001
TECTONIC ENGINEERING CONSULTANTS, GEOLOGISTS & LAND SURVEYORS, D.P.C.
Form 5500
FILING_RECEIVED
TECTONIC ENGINEERING CONSULTANTS, GEOLOGISTS & LAND SURVEYORS, D.P.C. 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
Late filing · 2.7 mo
Active participants
461
Accounts w/ balance
644
Plan assets (EOY)
$51.7M
Net assets (EOY)
$51.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
89
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 2.7 months past the 10.5-month grace window.
- 32 bps in Schedule C fees — 98% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TECTONIC ENGINEERING CONSULTANTS, GEOLOGISTS & LAND SURVEYORS, D.P.C..
Plan sponsor
Name
TECTONIC ENGINEERING CONSULTANTS, GEOLOGISTS & LAND SURVEYORS, D.P.C.
EIN
14-1691128
Address
70 PLEASANT HILL ROAD · MOUNTAINVILLE, NY · 10953
Phone
(845) 534-5959
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $85K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $79K | — |
Investments
16 direct securities · 2 pooled funds· $51.4M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$44.1M
16 holdings
Common Collective Trust
$7.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JP Morgan JP Morgan Large Cap Growth R6 | — | — | — | $7.9M | 15.3% | |
| Fidelity 500 Index | — | — | — | $7.2M | 13.9% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $5.1M | 9.8% | |
| Fidelity Mid Cap Index | — | — | — | $3.6M | 7.0% | |
| John Hancock John Hancock Disciplined Value R6 | — | — | — | $3.5M | 6.8% | |
| American Funds American Funds EuroPacific Gr R6 | — | — | — | $3.2M | 6.2% | |
| BlackRock Global Allocation Instl | — | — | — | $2.9M | 5.6% | |
| BlackRock High Yield Bond Instl | — | — | — | $2.8M | 5.5% | |
| PGIM TOTAL RETURN BOND FUND CIT CL GREAT GRAY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $2.2M | 4.3% | |
| Invesco Developing Markets Y | — | — | — | $2.0M | 3.9% | |
| ClearBridge Small Cap Growth A | — | — | — | $1.8M | 3.4% | |
| BlackRock Strategic Income Opps Instl | — | — | — | $1.7M | 3.3% | |
| Victory Sycamore Established Value R | — | — | — | $1.6M | 3.1% | |
| Fidelity Small Cap Index | — | — | — | $1.6M | 3.1% | |
| MFS Mid Cap Growth Fund R3 | — | — | — | $1.6M | 3.1% | |
| American Beacon American Beacon Small CP Val A | — | — | — | $1.2M | 2.3% | |
| Invesco International Bond Y | — | — | — | $829K | 1.6% | |
| Participant loans * Participants 4.25 % to 9.50%, maturing 2024 through 2031 | — | — | — | $554K | 1.1% |