Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NBT BANCORP NA | 16-1268674 | — | NONE | $43K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $0 | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Fd I 39,244 shares | — | — | $39K | $1.5M | 13.8% | |
| Vanguard 500 Index F 2,543 shares | — | — | $3K | $1.4M | 12.8% | |
| Vanguard Target Retirement 2050 Fd I 27,489 shares | — | — | $27K | $1.4M | 12.7% | |
| CurrentValue | — | — | — | $1.2M | 10.7% |
| Vanguard Target Retirement 2040 Fd I 26,704 shares | — | — | $27K | $1.2M | 10.7% |
| Vanguard Target Retirement 2045 Fd I 31,155 shares | — | — | $31K | $924K | 8.6% |
| Vanguard Target Retirement 2035 Fd I 36,302 shares | — | — | $36K | $871K | 8.1% |
| Vanguard Growth Index Fd Admiral 4,027 shares | — | — | $4K | $851K | 7.9% |
| Vanguard Mid Cap Index Fund Admiral 1,750 shares | — | — | $2K | $572K | 5.3% |
| Vanguard Target Retirement Incm Inv 33,455 shares | — | — | $33K | $438K | 4.1% |
| Vanguard Target Retirement 2025 Fd I 16,460 shares | — | — | $16K | $308K | 2.9% |
| Vanguard Equity Inc Fd Admiral Shs 3,192 shares | — | — | $3K | $281K | 2.6% |
| Vanguard Small Cap Growth Index Admi 2,111 shares | — | — | $2K | $208K | 1.9% |
| NOTES RECEIVABLE FROM PARTICIPANTS Interest rates at 4.25% - 9.50%, maturing through 2037 - | — | — | — | $188K | 1.8% |
| Vanguard Target Retirement 2020 Fd I 6,016 shares | — | — | $6K | $159K | 1.5% |
| Vanguard Health Care Fd Admiral Shs 1,427 shares | — | — | $1K | $110K | 1.0% |
| Schwab Bank Savings Cash | — | — | — | $100K | 0.9% |
| American Funds New Perspective R6 1,419 shares | — | — | $1K | $88K | 0.8% |
| American Funds Inc Fund Of Amer R6 1,733 shares | — | — | $2K | $42K | 0.4% |
| Dodge & Cox Income I 1,965 shares | — | — | $2K | $24K | 0.2% |
| Vanguard Interm Term Trsy Fd Adm Cl 2,126 shares | — | — | $2K | $21K | 0.2% |
| Vanguard Target Retirement 2060 Inv 265 shares | — | — | — | $14K | 0.1% |
| Vanguard Mid Cap ValIndex Admiral 131 shares | — | — | — | $11K | 0.1% |
| Vanguard Target Retirement 2065 273 shares | — | — | — | $9K | <0.1% |
| Vanguard Target Retirement 2055 Inv 48 shares | — | — | — | $3K | <0.1% |
