This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $4K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FOCUSED WEALTH MANAGEMENT | — | NEWBURGH, NY | ADVISOR | $14K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Level 1 Level 2 Level 3 Total Mutual Funds $ 5,599,515 $ - $ | — | — | — | $5.6M | 92.5% | |
| Level 1 Level 2 Level 3 Total Mutual Funds $ 5,034,203 $ - $ | — | — | — | $5.0M | 83.2% |
| Indirect comp |
|---|
| BPAS, INC. | 16-1503696 | UTICA, NY | TPA, RK, ASSETHOLDER | $21K | — |
| Vanguard Target Retirement 2050 Inv Mutual fund | — | — | — | $552K | 9.1% |
| Vanguard Target Retirement 2040 Inv Mutual fund | — | — | — | $549K | 9.1% |
| American Funds American Balanced R6 Mutual fund | — | — | — | $520K | 8.6% |
| Vanguard Wellelsey Income Adm Mutual fund | — | — | — | $485K | 8.0% |
| Lincoln Stable Value Fund Guaranteed interest account | — | — | — | $454K | 7.5% |
| LINCOLN SVF FOR UNITED CEREBRAL PAL WRAPAROUND SERVICES OF THE HUDSON VALLEY · EIN 14-1377518 / PN 002 | Common Collective Trust | — | — | $454K | 7.5% |
| Vanguard Target Retirement 2030 Inv Mutual fund | — | — | — | $427K | 7.0% |
| Nuveen Large-Cap Growth Index R6 Mutual fund | — | — | — | $420K | 6.9% |
| Vanguard Lifestrategy Growth Inv Mutual fund | — | — | — | $337K | 5.6% |
| Vanguard Target Retirement 2060 Inv Mutual fund | — | — | — | $280K | 4.6% |
| Vanguard Value Index Adm Mutual fund | — | — | — | $277K | 4.6% |
| Fidelity 500 Institutional Prem Mutual fund | — | — | — | $247K | 4.1% |
| Baird Core Plus Bond Instl Mutual fund | — | — | — | $243K | 4.0% |
| Vanguard Target Retirement 2055 Inv Mutual fund | — | — | — | $210K | 3.5% |
| Vanguard Target Retirement 2020 Inv Mutual fund | — | — | — | $188K | 3.1% |
| PIMCO Income Instl Mutual fund | — | — | — | $160K | 2.7% |
| Fidelity Mid Cap Index Instl Prem Mutual fund | — | — | — | $116K | 1.9% |
| Vanguard Target Retirement 2025 Inv Mutual fund | — | — | — | $113K | 1.9% |
| Vanguard Tax-Managed Small Cap Adm Mutual fund | — | — | — | $107K | 1.8% |
| Vanguard Target Retirement 2035 Inv Mutual fund | — | — | — | $90K | 1.5% |
| Vanguard Target Retirement Income Inv Mutual fund | — | — | — | $76K | 1.3% |
| the financial statements Net change in employer contributions | — | — | -$32K | $69K | 1.1% |
| Vanguard Target Retirement 2045 Inv Mutual fund | — | — | — | $60K | 1.0% |
| Vanguard International Growth Admn Mutual fund | — | — | — | $50K | 0.8% |
| Fidelity Emerging Markets Idx Instl Prem Mutual fund | — | — | — | $35K | 0.6% |
| Carillon Eagle Mid Cap Growth R6 Mutual fund | — | — | — | $28K | 0.5% |
| Vanguard Mid-Cap Value Index Admiral Mutual fund | — | — | — | $12K | 0.2% |
| Vanguard Developed Markets Index Admiral Mutual fund | — | — | — | $9K | 0.2% |
| DFA Real Estate Securites I Mutual fund | — | — | — | $5K | <0.1% |
| Money Market Accounts 1,336 - | — | — | — | $1K | <0.1% |
