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Original filing (PDF)20251013100032NAL0000450867001
HILL & MARKES, LLC.
Form 5500
FILING_RECEIVED
HILL & MARKES, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
165
Accounts w/ balance
161
Plan assets (EOY)
$8.6M
Net assets (EOY)
$8.6M
How this plan invests
This plan
6 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (35 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HILL & MARKES, LLC..
Plan sponsor
Name
HILL & MARKES, LLC.
EIN
14-0751030
Address
1997 STATE HIGHWAY 5S · AMSTERDAM, NY · 12010
Phone
(518) 842-2410
Industry
Retail Tradesee all
Plan administrator
Name
SBSF
EIN
27-3232902
City
DULUTH, GA
Phone
—
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
Audit & trust (Schedule H)
Auditor
MENGEL,METZGER,BARR & CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| M HOLDINGS SECURITIES | 91-1802259 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $24K | — |
| ORENDA RETIRMENT, LLC | 36-4877979 | — | CONTRACT ADMINISTRATOR | $5K | — |
Investments
34 direct securities · 6 pooled funds· $8.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.1M
34 holdings
Pooled Separate Account
$1.6M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral Registered Investment Company (Mutual Fund) - | — | — | — | $969K | 11.3% | |
| Principal Life Insurance Company Principal Guaranteed Option - | — | — | — | $956K | 11.1% | |
| PRINC BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $828K | 9.6% | |
| Registered Investment Companies (Mutual Funds) American Funds American Balanced R6 Registered Investment Company (Mutual Fund) - | — | — | — | $567K | 6.6% | |
| T. Rowe Price Retirement 2020 Fund I Registered Investment Company (Mutual Fund) - 133 T. Rowe Price Retirement 2025 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $454K | 5.3% | |
| Vanguard Wellesley Income Admiral Registered Investment Company (Mutual Fund) - | — | — | — | $408K | 4.8% | |
| T. Rowe Price Retirement 2030 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $346K | 4.0% | |
| T. Rowe Price Retirement 2040 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $284K | 3.3% | |
| Notes Receivable from Participants with various maturities through February 2032 - | — | — | — | $279K | 3.2% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $274K | 3.2% | |
| Vanguard Mid Cap Index Admiral Registered Investment Company (Mutual Fund) - | — | — | — | $270K | 3.1% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $255K | 3.0% | |
| T. Rowe Price Retirement 2050 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $254K | 3.0% | |
| Income Fund of America Registered Investment Company (Mutual Fund) - | — | — | — | $247K | 2.9% | |
| Vanguard Small Cap Index Admiral Registered Investment Company (Mutual Fund) - | — | — | — | $214K | 2.5% | |
| BlackRock Mid Cap Growth Equity Portfolio Registered Investment Company (Mutual Fund) - | — | — | — | $196K | 2.3% | |
| Vanguard Total Intl Stock Index Admiral Registered Investment Company (Mutual Fund) - | — | — | — | $190K | 2.2% | |
| T. Rowe Price Retirement 2055 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $188K | 2.2% | |
| Capital Income Builder Inc Registered Investment Company (Mutual Fund) - | — | — | — | $187K | 2.2% | |
| T. Rowe Price Retirement 2045 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $165K | 1.9% | |
| Vanguard Small Cap Value Index Admiral Registered Investment Company (Mutual Fund) - | — | — | — | $158K | 1.8% | |
| PRIN SAM CONS GROWTH SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 107 | Pooled Separate Account | — | — | $126K | 1.5% | |
| Lord Abbett Short Duration Income R6 Registered Investment Company (Mutual Fund) - | — | — | — | $117K | 1.4% | |
| T. Rowe Price Retirement 2060 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $109K | 1.3% | |
| Europacific Growth Fund Registered Investment Company (Mutual Fund) - | — | — | — | $90K | 1.1% | |
| Goldman Sachs Financial Square Government Registered Investment Company (Mutual Fund) - | — | — | — | $76K | 0.9% | |
| ASSETS HELD AT END OF YEAR (E) 90,089.14 53,772.7139,980.7445,759.9375,880.5819,384.92 | — | — | — | $66K | 0.8% | |
| PRIN HIGH YIELD SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 137 | Pooled Separate Account | — | — | $66K | 0.8% | |
| New Perspective Fund Registered Investment Company (Mutual Fund) - | — | — | — | $54K | 0.6% | |
| T. Rowe Price Retirement 2035 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $46K | 0.5% | |
| DFA International Small Company Portfolio Registered Investment Company (Mutual Fund) - | — | — | — | $46K | 0.5% | |
| PRIN REAL ESTATE SEC SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $41K | 0.5% | |
| New World Fund Inc Registered Investment Company (Mutual Fund) - | — | — | — | $40K | 0.5% | |
| Vanguard Mid Cap Value Index Admiral Registered Investment Company (Mutual Fund) - | — | — | — | $22K | 0.3% | |
| Lord Abbett Developing Growth Fund Inc Registered Investment Company (Mutual Fund) - | — | — | — | $19K | 0.2% | |
| PIMCO International Bond (USD Hedged) Instl Registered Investment Company (Mutual Fund) - | — | — | — | $18K | 0.2% | |
| ASSETS HELD AT END OF YEAR (E) | — | — | $22K | $17K | 0.2% | |
| Vanguard Inflation Protected Secs Admiral Registered Investment Company (Mutual Fund) - | — | — | — | $17K | 0.2% | |
| (E) | — | — | $46K | $3K | <0.1% | |
| T. Rowe Price Retirement 2065 Fund I Registered Investment Company (Mutual Fund) - | — | — | — | $3K | <0.1% |
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