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Original filing (PDF)20251014093024NAL0003534080001
BD OF TR DERRICKMENS WELFARE FUND, LOCAL 197
Form 5500
FILING_RECEIVED
DERRICKMENS WELFARE FUND, LOCAL 197
Health & welfare plan
Signals · 3
~576 bps in Sched C feesNo recordkeeper disclosed6 service providers
Active participants
140
Accounts w/ balance
—
Plan assets (EOY)
$3.7M
Net assets (EOY)
$2.9M
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 576 bps in Schedule C fees — 1007% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BD OF TR DERRICKMENS WELFARE FUND, LOCAL 197.
Plan sponsor
Name
BD OF TR DERRICKMENS WELFARE FUND, LOCAL 197
EIN
13-6121369
Address
1040 AVENUE OF THE AMERICAS, 24TH F · NEW YORK CITY, NY · 10018
Phone
(212) 505-5050
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
4F · Temporary Disability (accident and sickness)
4L · Death Benefits (other than life insurance)
4Q · Other
4U · Dependent Care
Audit & trust (Schedule H)
Auditor
SCHULTHEIS & PANETTIERI
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DANIEL H. COOK ASSOCIATES, INC | 11-2424843 | — | CONTRACT ADMIN | $72K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHULTHEIS & PANETTIERI, LLP | 13-1577780 | — | ACCOUNTANT | $73K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COLLERAN, O'HARA & MILLS, LLP | 11-2940050 | — | ATTORNEY | $28K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE SEGAL CO. (EASTERN STATES), INC | 13-1835864 | — | NONE | $24K | — |
| LAW OFFICE OF STEVEN N. DAVI, PLLC | 82-4935807 | — | NONE | $12K | — |
| WELLS FARGO ADVISORS, LLC | 34-1542819 | — | NONE | $6K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.