Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PABON FINANCIAL SERVICES, LLC | 84-3599895 | — | ACCT FOR EMPLOYER ASSN. | $65K | — |
| MORGAN STANLEY SMITH BARNEY, LLC | 20-8764829 | — | NONE | $52K | — |
| WEAVER AND TIDWELL, LLP | 75-0786316 | — | NONE | $37K | — |
| PROSKAUER ROSE, LLP | 13-1840454 | — | ATT'Y FOR EMPLOYER ASSN. | $20K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FT Ltd Duration Inv Grade (FSIG) Exchange traded fund N/A | — | — | $61K | $1.1M | 18.1% | |
| First Trust Low Duration Opp (LMBS) Exchange traded fund N/A | — | — | $22K | $1.1M | 17.5% | |
| Health Care Sel Sect Spdr Fd (XLV) Exchange traded fund N/A | — |
| — |
| $3K |
| $278K |
| 4.4% |
| First Trust Senior Loan Fund (FTSL) Exchange traded fund N/A | — | — | $5K | $245K | 3.9% |
| FT Tactical High Yield Etf (HYLS) Exchange traded fund N/A | — | — | $6K | $242K | 3.8% |
| JPMorgan Growth Advantage I (JGASX) Mutual fund N/A | — | — | $11K | $205K | 3.2% |
| FT Enhanced Short Maturity Etf (FTSM) Exchange traded fund N/A | — | — | $3K | $183K | 2.9% |
| The Financial Sel Sect Spdr Fd (XLF) Exchange traded fund N/A | — | — | $9K | $181K | 2.9% |
| Cons Discret Sel Sect Spdr Fd (XLY) Exchange traded fund N/A | — | — | $1K | $144K | 2.3% |
| TD Bank Checking account N/A 0.01% N/A | — | — | — | $143K | 2.3% |
| The Technology Sel Sec Spdr Fd (XLK) Exchange traded fund N/A | — | — | $2K | $128K | 2.0% |
| Comm Serv Select Sector Spdr (XLC) Exchange traded fund N/A | — | — | $3K | $127K | 2.0% |
| JPM Nasdaq Equity Premium (JEPQ) Exchange traded fund N/A | — | — | $2K | $117K | 1.9% |
| Industrial Sel Sec Spdr Fd (XLI) Exchange traded fund N/A | — | — | $2K | $111K | 1.8% |
| FT Core Investment Grade Etf (FTCB) Exchange traded fund N/A | — | — | $4K | $93K | 1.5% |
| Energy Sel Sect Spdr Fd (XLE) Exchange traded fund N/A | — | — | $1K | $82K | 1.3% |
| First Tr Instl Pfd Secs Etf (FPEI) Exchange traded fund N/A | — | — | $4K | $77K | 1.2% |
| Select Sect Spdr (XLRE) Exchange traded fund N/A | Real Estate | — | $2K | $57K | 0.9% |
| Morgan Stanley Money market account N/A 0.01% N/A | — | — | — | $50K | 0.8% |
| Materials Sel Sect Spdr Fd (XLB) Exchange traded fund N/A 886 | — | — | — | $46K | 0.7% |
| Utilities Sel Sect Spdr Fund (XLU) Exchange traded fund N/A 747 | — | — | — | $41K | 0.6% |
| Cons Staples Sel Sect Spdr Fd (XLP) Exchange traded fund N/A 632 | — | — | — | $33K | 0.5% |
| TD Bank Certificate of deposit N/A 0.30% N/A | — | — | — | $2K | <0.1% |
