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Original filing (PDF)20250904094556NAL0009960387001
NEW YORK UNIVERSITY
Form 5500
FILING_RECEIVED
NEW YORK UNIVERSITY RETIREMENT PLAN FOR MEMBERS OF THE FACULTY, PROFESSIONAL RESEARCH STAFF AND ADMINISTRATION
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
10,895
Accounts w/ balance
23,043
Plan assets (EOY)
$5.4B
Net assets (EOY)
$5.4B
How this plan invests
This plan
1 pooled trust
Schedule D
92 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEW YORK UNIVERSITY.
Plan sponsor
Name
NEW YORK UNIVERSITY
EIN
13-5562308
Address
105 E. 17TH STREET, · FIRST FLOOR · NEW YORK, NY · 10003
Phone
(212) 998-1276
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-04
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $720K | — |
| VARIABLE ANNUITY LIFE INSURANCE CO. | 74-1625348 | — | NONE | $5K | — |
Investments
90 direct securities · 1 pooled fund· $5.2B(95% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.1B
90 holdings
Pooled Separate Account
$61.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Similar Party Individual Value ** TIAA Traditional Annuity - RA Unallocated Insurance Contract | — | — | — | $841.2M | 15.5% | |
| CREF Stock R3 Variable Annuity | — | — | — | $607.5M | 11.2% | |
| Vanguard Institutional Index Fund Institutional Plus Shares Registered Investment Company | — | — | — | $499.1M | 9.2% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $222.3M | 4.1% | |
| Vanguard Developed Markets Index Fund Institutional Plus Shares Registered Investment Company | — | — | — | $207.0M | 3.8% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $199.7M | 3.7% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $175.4M | 3.2% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $157.4M | 2.9% | |
| CREF Growth R3 Variable Annuity | — | — | — | $156.7M | 2.9% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $132.5M | 2.4% | |
| Vanguard Value Index Fund Institutional Shares Registered Investment Company | — | — | — | $131.2M | 2.4% | |
| Vanguard Equity Income Fund Admiral Shares Registered Investment Company | — | — | — | $107.0M | 2.0% | |
| Vanguard Extended Market Index Fund Institutional Plus Shares Registered Investment Company | — | — | — | $102.2M | 1.9% | |
| Vanguard Target Retirement 2055 Fund Registered Investment Company | — | — | — | $100.1M | 1.8% | |
| CREF Global Equities R3 Variable Annuity | — | — | — | $99.3M | 1.8% | |
| Vanguard Growth Index Fund Institutional Shares Registered Investment Company | — | — | — | $97.7M | 1.8% | |
| CREF Equity Index R3 Variable Annuity | — | — | — | $96.5M | 1.8% | |
| TIAA Traditional Annuity - GSRA & SRA Unallocated Insurance Contract | — | — | — | $95.9M | 1.8% | |
| Vanguard Target Retirement 2025 Fund Registered Investment Company | — | — | — | $91.2M | 1.7% | |
| Vanguard Total Bond Market Index Fund Institutional Plus Shares Registered Investment Company | — | — | — | $82.4M | 1.5% | |
| CREF Social Choice R3 Variable Annuity | — | — | — | $74.5M | 1.4% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $61.6M | 1.1% | |
| Vanguard Emerging Markets Stock Index Fund Institutional Plus Shares Registered Investment Company | — | — | — | $56.7M | 1.0% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $55.9M | 1.0% | |
| Vanguard Short-Term Bond Index Fund Institutional Shares Registered Investment Company | — | — | — | $55.2M | 1.0% | |
| CREF Core Bond R3 Variable Annuity | — | — | — | $54.8M | 1.0% | |
| Vanguard Small-Cap Value Index Fund Institutional Shares Registered Investment Company | — | — | — | $50.9M | 0.9% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company | — | — | — | $49.5M | 0.9% | |
| Vanguard Global Equity Fund Investor Shares Registered Investment Company | — | — | — | $49.4M | 0.9% | |
| Vanguard Real Estate Index Fund Institutional Shares Registered Investment Company | — | — | — | $47.4M | 0.9% | |
| Vanguard Inflation-Protected Securities Fund Institutional Shares Registered Investment Company | — | — | — | $44.1M | 0.8% | |
| CREF Money Market R3 Variable Annuity | — | — | — | $42.4M | 0.8% | |
| Vanguard Mid-Cap Growth Index Fund Admiral Shares Registered Investment Company | — | — | — | $37.4M | 0.7% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $37.4M | 0.7% | |
| Vanguard Explorer Fund Admiral Shares Registered Investment Company | — | — | — | $37.0M | 0.7% | |
| Vanguard High-Yield Corporate Fund Admiral Shares Registered Investment Company | — | — | — | $30.2M | 0.6% | |
| Vanguard Wellesley Income Fund Admiral Shares Registered Investment Company | — | — | — | $25.5M | 0.5% | |
| TIAA Traditional Annuity - RC Unallocated Insurance Contract | — | — | — | $20.6M | 0.4% | |
| Corebridge Loan Escrow Fund Fixed collateral account *** 778 ** TIAA-CREF Self Directed Account Self-Directed brokerage account | — | — | — | $18.7M | 0.3% | |
| CREF Inflation-Linked Bond R3 Variable Annuity | — | — | — | $15.3M | 0.3% | |
| Vanguard Mid-Cap Value Index Fund Admiral Shares Registered Investment Company | — | — | — | $15.2M | 0.3% | |
| Vanguard Small-Cap Growth Index Fund Institutional Shares Registered Investment Company | — | — | — | $15.0M | 0.3% | |
| CREF Core Bond R4 Variable Annuity | — | — | — | $11.9M | 0.2% | |
| GQG Partners Emerging Markets Equity Fund Institutional Shares Registered Investment Company | — | — | — | $11.3M | 0.2% | |
| TIAA Traditional Annuity - RCP Unallocated Insurance Contract | — | — | — | $9.5M | 0.2% | |
| CREF Social Choice R4 Variable Annuity | — | — | — | $8.0M | 0.1% | |
| Allspring Special Small Cap Value Fund - Class R6 Registered Investment Company | — | — | — | $7.5M | 0.1% | |
| CREF Stock R4 Variable Annuity | — | — | — | $7.4M | 0.1% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $7.2M | 0.1% | |
| Corebridge Fixed Account Plus Other insurance | — | — | — | $1.1M | <0.1% | |
| Vanguard Target Retirement 2070 Fund Registered Investment Company | — | — | — | $673K | <0.1% | |
| Corebridge Science & Technology Fund Variable Annuity | — | — | — | $411K | <0.1% | |
| Vanguard Wellington Fund Variable Annuity | — | — | — | $337K | <0.1% | |
| Corebridge Mid Cap Index Fund Variable Annuity | — | — | — | $316K | <0.1% | |
| Corebridge Growth Fund Variable Annuity | — | — | — | $220K | <0.1% | |
| Vanguard Windsor II Fund Variable Annuity | — | — | — | $207K | <0.1% | |
| Corebridge Stock Index Fund Variable Annuity | — | — | — | $190K | <0.1% | |
| Corebridge NASDAQ-100® Index Fund Variable Annuity | — | — | — | $172K | <0.1% | |
| Corebridge Short Term Fixed Account Other insurance | — | — | — | $147K | <0.1% | |
| Corebridge Large Capital Growth Fund Variable Annuity | — | — | — | $144K | <0.1% | |
| Corebridge Systematic Growth Fund Variable Annuity | — | — | — | $144K | <0.1% | |
| Corebridge Systematic Value Variable Annuity | — | — | — | $128K | <0.1% | |
| Goldman Sachs VIT Government Money Market Institutional Variable Annuity | — | — | — | $120K | <0.1% | |
| Corebridge International Equities Index Fund Variable Annuity | — | — | — | $101K | <0.1% | |
| Corebridge Small Cap Special Value Fund Variable Annuity | — | — | — | $100K | <0.1% | |
| Corebridge Dividend Value Fund Variable Annuity | — | — | — | $91K | <0.1% | |
| Corebridge Small Cap Index Fund Variable Annuity | — | — | — | $86K | <0.1% | |
| Corebridge Mid Cap Value Fund Variable Annuity | — | — | — | $78K | <0.1% | |
| Corebridge Small Cap Growth Fund Variable Annuity | — | — | — | $70K | <0.1% | |
| Corebridge Core Bond Fund Variable Annuity | — | — | — | $69K | <0.1% | |
| Corebridge Emerging Economics Variable Annuity | — | — | — | $63K | <0.1% | |
| Ariel Fund Variable Annuity | — | — | — | $60K | <0.1% | |
| Corebridge Loan Collateral Fund Fixed collateral account | — | — | — | $49K | <0.1% | |
| Ariel Appreciation Fund Variable Annuity | — | — | — | $45K | <0.1% | |
| Corebridge Small Cap Value Fund Variable Annuity | — | — | — | $39K | <0.1% | |
| Corebridge Inflation Protected Fund Variable Annuity | — | — | — | $39K | <0.1% | |
| Corebridge Mid Cap Strategic Growth Fund Variable Annuity | — | — | — | $38K | <0.1% | |
| Corebridge Socially Responsible Fund Variable Annuity | — | — | — | $37K | <0.1% | |
| Vanguard Long-Term Treasury Fund Variable Annuity | — | — | — | $37K | <0.1% | |
| Corebridge High Yield Bond Fund Variable Annuity | — | — | — | $28K | <0.1% | |
| Corebridge International Socially Responsible Fund Variable Annuity | — | — | — | $28K | <0.1% | |
| Corebridge International Opportunities Variable Annuity | — | — | — | $26K | <0.1% | |
| Corebridge Systematic Core Fund Variable Annuity | — | — | — | $24K | <0.1% | |
| Corebridge Global Strategy Fund Variable Annuity | — | — | — | $23K | <0.1% | |
| Corebridge Capital Appreciation Fund Variable Annuity | — | — | — | $22K | <0.1% | |
| Corebridge Global Real Estate Fund Variable Annuity | — | — | — | $18K | <0.1% | |
| Vanguard Long-Term Investment Grade Fund Variable Annuity | — | — | — | $14K | <0.1% | |
| Corebridge Conservative Growth Lifestyle Fund Variable Annuity | — | — | — | $11K | <0.1% | |
| Vanguard Lifestrategy Moderate Growth Fund Variable Annuity | — | — | — | $9K | <0.1% | |
| Corebridge Government Securities Fund Variable Annuity | — | — | — | $3K | <0.1% | |
| American Beacon Man Large Cap Growth Variable Annuity | — | — | — | $2K | <0.1% |