Original filing (PDF)20251014122840NAL0005922642001

SEWARD & KISSEL LLP

Name: SEWARD & KISSEL LLP — SEWARD & KISSEL RETIREMENT PLAN, Form 5500 (2024)
Creator: SEWARD & KISSEL LLP

Form 5500

FILING_RECEIVED

SEWARD & KISSEL RETIREMENT PLAN

401(k) retirement plan

Signals · 2

100% in single holdingNo recordkeeper disclosed

Active participants

200

Accounts w/ balance

319

Plan assets (EOY)

$253.0M

Net assets (EOY)

$253.0M

How this plan invests

This plan

1 pooled trust

Schedule D

3 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEWARD & KISSEL LLP.

Plan sponsor

Name

SEWARD & KISSEL LLP

EIN

13-5551783

Address

ONE BATTERY PARK PLAZA · NEW YORK, NY · 10004

Phone

(212) 574-1200

Industry

Law Offices· Professional & Technical Servicessee all

Plan administrator

Name

COMMITTEE UNDER THE SEWARD & KISSEL RETIREMENT PLAN

EIN

13-2854966

City

NEW YORK, NY

Phone

(212) 574-1200

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

3F · Sponsor used leased employees

2E · Profit-sharing

2F · ERISA section 404(c)

Service providers (Schedule C)

1 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$6K	—

Investments

3 direct securities · 1 pooled fund· $505.9M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$253.0M

2 holdings

Master Trust

$252.5M

1 holding

Participant loans

$483K

1 holding

PI	Investment	Type	Shares / units	Cost	Current value	% of plan
	Interest Held in Master Trust Various (includes Registered Investment Companies, Separately Managed Accounts, Common Collective Trust, etc.)	—	—	—	$252.5M	99.8%